13F-HR/A filed by UBS Group AG
UBS Group AG filed this 13F-HR/A for the quarter ended 2017-06-30, filed 2017-11-14, with 7,754 holding rows worth $193,228,198,000.
- Accession
- 0000950123-17-010878
- Filer
- CIK 1610520
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, amendment of type restatement, 12,817 entries on the cover page, a total value of $193,228,198,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,228,198,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 113,357 | $1,141,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 71,468 | $1,140,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 69,600 | $1,135,000 | thousands by filing date | call |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 34,200 | $1,135,000 | thousands by filing date | call |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 49,761 | $1,135,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 15,499 | $1,133,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 22,448 | $1,132,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 39,210 | $1,128,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 40,457 | $1,127,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 18,856 | $1,127,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 82,134 | $1,125,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 15,424 | $1,123,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 23,023 | $1,123,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 35,175 | $1,122,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 198,899 | $1,122,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 10,600 | $1,121,000 | thousands by filing date | call |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 46,179 | $1,121,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 19,433 | $1,120,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 19,376 | $1,118,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 32,661 | $1,118,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 73,643 | $1,117,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 40,600 | $1,116,000 | thousands by filing date | call |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 22,757 | $1,115,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 56,339 | $1,115,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 63,540 | $1,114,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 54,874 | $1,114,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 44,334 | $1,113,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 177,920 | $1,112,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 15,889 | $1,110,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 126,904 | $1,110,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 29,064 | $1,110,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 25,431 | $1,110,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 63,560 | $1,110,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 4,303 | $1,105,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 82,051 | $1,105,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 118,155 | $1,103,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 22,441 | $1,101,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 69,135 | $1,098,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 88,631 | $1,096,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 4,858 | $1,093,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 54,097 | $1,091,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 177,000 | $1,090,000 | thousands by filing date | call |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 26,126 | $1,089,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 28,665 | $1,088,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 92,744 | $1,087,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 59,093 | $1,087,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 100,000 | $1,085,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 5,200 | $1,083,000 | thousands by filing date | call |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 17,629 | $1,083,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 36,700 | $1,082,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 27,352 | $1,080,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 48,490 | $1,078,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 23,837 | $1,078,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 137,583 | $1,077,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 13,655 | $1,077,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 17,322 | $1,075,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 57,165 | $1,075,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 71,732 | $1,074,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 15,167 | $1,072,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 35,985 | $1,072,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 125,484 | $1,071,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 249,304 | $1,069,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 32,400 | $1,067,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 44,700 | $1,066,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 5,412 | $1,066,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 33,045 | $1,065,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 30,094 | $1,062,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 27,029 | $1,062,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 17,717 | $1,060,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 174,200 | $1,059,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 18,589 | $1,057,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 46,500 | $1,054,000 | thousands by filing date | call |
| INNOVATOR IBD 50 | 004006508 | COM | 38,752 | $1,054,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 88,422 | $1,053,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 44,881 | $1,051,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 20,571 | $1,049,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 38,517 | $1,048,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 28,952 | $1,047,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 136,881 | $1,047,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 66,313 | $1,044,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 21,714 | $1,041,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 34,905 | $1,040,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 53,475 | $1,037,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 808,391 | $1,035,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 45,777 | $1,035,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 25,334 | $1,034,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 8,500 | $1,032,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 65,419 | $1,030,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,185 | $1,029,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 46,973 | $1,028,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 32,831 | $1,025,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 11,533 | $1,022,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 14,186 | $1,022,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 11,500 | $1,021,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 33,000 | $1,020,000 | thousands by filing date | call |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 94,092 | $1,020,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 74,913 | $1,019,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 17,103 | $1,019,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 32,594 | $1,018,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 27,595 | $1,017,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 81,431 | $1,015,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 74,039 | $1,014,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 37,804 | $1,010,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 80,250 | $1,009,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 27,369 | $1,009,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 15,991 | $1,009,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 64,045 | $1,008,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 20,000 | $1,008,000 | thousands by filing date | put |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 84,592 | $1,007,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 10,862 | $1,007,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 54,283 | $1,005,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 51,636 | $1,003,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 50,285 | $1,003,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 30,000 | $1,001,000 | thousands by filing date | call |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 58,713 | $1,000,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 65,655 | $997,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 62,304 | $997,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 20,188 | $997,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 24,528 | $996,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 423,717 | $996,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 53,106 | $994,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 20,149 | $993,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 55,745 | $992,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 26,619 | $991,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 29,000 | $989,000 | thousands by filing date | call |
| INVITATION HOMES INC COM | 46187W107 | REIT | 45,651 | $988,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 30,000 | $988,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 33,552 | $987,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 9,311 | $985,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 119,599 | $984,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 67,859 | $983,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 14,328 | $983,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 12,428 | $975,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 40,563 | $974,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 57,200 | $973,000 | thousands by filing date | call |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 37,077 | $973,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 36,472 | $972,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 57,211 | $970,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 67,864 | $969,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 55,772 | $968,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 87,000 | $967,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 27,711 | $967,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 93,959 | $967,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 122,237 | $966,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 115,405 | $966,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 56,855 | $966,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 27,525 | $965,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 28,644 | $963,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 45,692 | $963,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 10,777 | $962,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 155,631 | $961,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 27,618 | $960,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 74,514 | $960,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 24,674 | $958,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 49,013 | $958,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 107,939 | $957,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 14,774 | $955,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 49,128 | $954,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 109,462 | $952,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 11,931 | $950,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 21,775 | $949,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 66,200 | $949,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 21,408 | $948,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 65,391 | $947,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 85,888 | $946,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 109,385 | $945,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 26,661 | $942,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 27,695 | $941,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 15,000 | $941,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 143,091 | $941,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 29,508 | $938,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 29,142 | $937,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 99,413 | $936,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 40,000 | $936,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 19,277 | $935,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 6,035 | $935,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 248,979 | $934,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 30,500 | $934,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 365,077 | $934,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 247,069 | $932,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 40,000 | $932,000 | thousands by filing date | put |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 42,502 | $931,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 27,417 | $929,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 38,058 | $928,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 30,000 | $927,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 20,000 | $927,000 | thousands by filing date | call |
| CLEARWATER PAPER CORP | 18538R103 | COM | 19,806 | $926,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 101,575 | $923,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 45,951 | $923,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 9,500 | $922,000 | thousands by filing date | put |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 25,092 | $921,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 36,591 | $920,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 114,001 | $920,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 536,556 | $918,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 36,275 | $917,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 17,827 | $916,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 36,019 | $915,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 178,987 | $915,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 43,905 | $914,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 47,109 | $912,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 106,626 | $912,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 47,849 | $909,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 32,477 | $908,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 34,336 | $905,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 21,432 | $905,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 134,039 | $905,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 62,726 | $902,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 44,735 | $902,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 283,933 | $900,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 29,783 | $900,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 137,623 | $899,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 49,307 | $898,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 15,226 | $893,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 68,884 | $893,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 49,855 | $892,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 39,243 | $892,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 31,868 | $892,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 10,000 | $890,000 | thousands by filing date | put |
| XPERI CORP | 98421B100 | COM | 29,800 | $888,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 77,835 | $886,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 41,403 | $885,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 35,846 | $885,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 27,930 | $882,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 123,011 | $882,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 30,829 | $881,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 123,864 | $881,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 48,705 | $881,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 3,642 | $880,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 81,161 | $877,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 21,626 | $876,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 16,144 | $875,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 12,500 | $874,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 14,323 | $874,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 33,069 | $874,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 22,495 | $871,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5,000 | $868,000 | thousands by filing date | put |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 64,564 | $868,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 15,000 | $866,000 | thousands by filing date | put |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 34,735 | $865,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 5,779 | $864,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 1,000,000 | $862,000 | thousands by filing date | principal |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 82,409 | $860,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 73,767 | $859,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 24,711 | $859,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 39,408 | $857,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 10,000 | $856,000 | thousands by filing date | call |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 26,299 | $856,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 28,715 | $855,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 65,715 | $854,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 53,491 | $853,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 45,510 | $853,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 66,624 | $853,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 34,900 | $851,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 743,000 | $851,000 | thousands by filing date | principal |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 17,686 | $850,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 17,809 | $849,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 33,404 | $849,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 65,020 | $848,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 25,343 | $847,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 11,000 | $844,000 | thousands by filing date | put |
| UDR INC COM | 902653104 | REIT | 21,600 | $842,000 | thousands by filing date | call |
| TAUBMAN CTRS INC | 876664103 | COM | 14,109 | $840,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 7,829 | $839,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 29,765 | $839,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 21,521 | $838,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 31,416 | $838,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 38,906 | $831,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 68,066 | $831,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 14,874 | $830,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 27,635 | $830,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 31,285 | $828,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 135,017 | $827,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 16,946 | $826,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 40,708 | $825,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 75,231 | $824,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 52,185 | $823,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 8,057 | $822,000 | thousands by filing date | |
| Cardconnect Corp | 14141X108 | COM | 54,524 | $821,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 92,500 | $820,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 148,300 | $817,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 80,525 | $815,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 50,000 | $815,000 | thousands by filing date | put |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 12,800 | $814,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 45,000 | $812,000 | thousands by filing date | put |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 11,443 | $811,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 205,358 | $811,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 90,694 | $808,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 58,625 | $808,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 18,300 | $807,000 | thousands by filing date | call |
| HESKA CORP | 42805E306 | COM | 7,904 | $807,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 15,063 | $806,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 189,744 | $806,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 18,564 | $804,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 20,655 | $803,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 141,712 | $799,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 12,606 | $797,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 9,600 | $796,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 79,614 | $793,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 69,155 | $792,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 6,197 | $791,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 64,354 | $791,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 67,827 | $790,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 37,957 | $788,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 13,600 | $787,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 17,853 | $787,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 9,749 | $783,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 6,964 | $780,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 66,074 | $779,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 33,070 | $778,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 49,344 | $775,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 77,500 | $774,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P100 | COM | 68,432 | $773,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 27,825 | $772,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 23,112 | $772,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 42,066 | $770,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 19,753 | $769,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 20,384 | $768,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 26,174 | $767,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 17,526 | $767,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 59,226 | $767,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 47,055 | $766,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 20,409 | $764,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 7,073 | $762,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 68,500 | $761,000 | thousands by filing date | put |
| RLI CORP COM | 749607107 | Stock | 13,918 | $761,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 40,198 | $761,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 45,525 | $760,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 14,926 | $757,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 15,028 | $756,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 10,991 | $755,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 30,484 | $753,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 85,958 | $752,000 | thousands by filing date | call |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 18,269 | $751,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 49,820 | $751,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 50,000 | $750,000 | thousands by filing date | put |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 57,251 | $750,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 9,283 | $749,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 462,313 | $749,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 733,638 | $748,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 9,400 | $748,000 | thousands by filing date | put |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 27,824 | $748,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 43,737 | $747,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,889 | $743,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 57,566 | $743,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 25,460 | $743,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 37,669 | $742,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 47,157 | $740,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 8,461 | $739,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 31,027 | $739,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 43,300 | $739,000 | thousands by filing date | call |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 30,829 | $735,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 21,200 | $733,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 6,570 | $732,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 11,561 | $727,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 10,013 | $727,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 46,327 | $725,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 33,119 | $725,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 14,996 | $724,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 33,592 | $723,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 7,628 | $723,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 28,917 | $721,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 49,169 | $718,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 30,883 | $718,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 32,952 | $717,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 100,526 | $715,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 22,474 | $714,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 22,795 | $712,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 20,399 | $711,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 30,957 | $710,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 94,643 | $705,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 15,986 | $704,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 10,620 | $704,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 13,887 | $703,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 17,291 | $702,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 6,000 | $700,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 14,585 | $700,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 5,000 | $699,000 | thousands by filing date | call |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 112,115 | $698,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 15,282 | $698,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 16,799 | $697,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 27,238 | $696,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 7,507 | $696,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 9,599 | $695,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 59,156 | $693,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 15,901 | $693,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 92,844 | $691,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 22,440 | $689,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 50,419 | $688,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 11,455 | $687,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 58,544 | $684,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 27,589 | $684,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 70,147 | $684,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 12,248 | $683,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 35,663 | $683,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 195,470 | $682,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 52,370 | $679,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 21,459 | $676,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 38,300 | $676,000 | thousands by filing date | call |
| Seadrill Partners, LLC | Y7545W109 | LTD | 198,627 | $675,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 13,075 | $674,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 28,032 | $673,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 21,944 | $672,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 6,100 | $670,000 | thousands by filing date | put |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 24,748 | $670,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 7,613 | $668,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 24,494 | $667,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 5,328 | $667,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 14,343 | $667,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 18,000 | $665,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 16,582 | $664,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 27,000 | $664,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 40,681 | $663,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 14,317 | $663,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 27,761 | $663,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 17,046 | $661,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 8,108 | $661,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 28,748 | $661,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 271,642 | $660,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 11,819 | $659,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 32,158 | $658,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 27,600 | $658,000 | thousands by filing date | call |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 84,993 | $658,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 15,004 | $658,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 40,851 | $658,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 71,434 | $658,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 23,189 | $657,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 43,383 | $657,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 60,502 | $655,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 17,092 | $654,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 14,276 | $653,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 60,830 | $653,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 47,060 | $649,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 65,853 | $649,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 14,068 | $647,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 25,665 | $647,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 33,104 | $647,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 110,450 | $646,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 5,497 | $645,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 18,300 | $644,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 141,933 | $644,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 15,051 | $643,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 50,000 | $639,000 | thousands by filing date | put |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 38,070 | $639,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 14,782 | $637,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 52,426 | $637,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 9,494 | $637,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 19,504 | $636,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 25,181 | $634,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 46,902 | $633,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 48,116 | $633,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 44,901 | $632,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 18,173 | $632,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 24,639 | $631,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 12,367 | $630,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 15,098 | $630,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 40,302 | $629,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 18,300 | $629,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 238,269 | $629,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 19,655 | $629,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,453 | $628,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 430,109 | $628,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 18,428 | $626,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 14,000 | $626,000 | thousands by filing date | put |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 41,587 | $625,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 128,882 | $623,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 33,662 | $622,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 12,257 | $621,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 28,094 | $620,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 70,164 | $620,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 25,727 | $620,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 76,125 | $620,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 8,300 | $619,000 | thousands by filing date | call |
| DRIL-QUIP INC | 262037104 | COM | 12,645 | $618,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 30,959 | $616,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 33,640 | $616,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 14,487 | $615,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 33,156 | $612,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 42,557 | $611,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 90,292 | $609,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 10,561 | $608,000 | thousands by filing date | put |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 14,692 | $608,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 10,217 | $607,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 11,546 | $605,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 98,540 | $604,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 115,353 | $604,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 17,279 | $603,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 10,747 | $603,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 26,381 | $602,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 26,827 | $602,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 11,761 | $601,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 17,474 | $599,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 7,592 | $598,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 12,454 | $598,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 80,702 | $598,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 40,795 | $598,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 20,000 | $598,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 17,800 | $596,000 | thousands by filing date | call |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 39,755 | $596,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 27,030 | $594,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 12,386 | $594,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-007964 | superseded | 2017-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-010878 | this filing | 2017-11-14 | acceptance time not in the bulk data set |