13F-HR/A filed by UBS Group AG
UBS Group AG filed this 13F-HR/A for the quarter ended 2017-06-30, filed 2017-11-14, with 7,754 holding rows worth $193,228,198,000.
- Accession
- 0000950123-17-010878
- Filer
- CIK 1610520
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, amendment of type restatement, 12,817 entries on the cover page, a total value of $193,228,198,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,228,198,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDW | 78463X889 | COM | 358,655 | $10,448,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 450,000 | $10,422,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 232,381 | $10,418,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 86,400 | $10,412,000 | thousands by filing date | put |
| THOR INDS INC | 885160101 | COM | 99,545 | $10,405,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 199,559 | $10,398,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 677,288 | $10,396,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 671,602 | $10,390,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 229,567 | $10,359,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 810,792 | $10,346,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 149,535 | $10,325,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 80,761 | $10,322,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 190,221 | $10,312,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 320,323 | $10,289,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 224,693 | $10,287,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 65,103 | $10,286,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 257,643 | $10,274,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 292,033 | $10,264,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 402,762 | $10,259,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 91,760 | $10,239,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 220,011 | $10,215,000 | thousands by filing date | call |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 200,000 | $10,214,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 527,313 | $10,209,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 291,667 | $10,197,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 47,109 | $10,189,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 295,263 | $10,177,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 150,700 | $10,166,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 445,000 | $10,159,000 | thousands by filing date | call |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 402,587 | $10,157,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 92,800 | $10,137,000 | thousands by filing date | put |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 77,838 | $10,121,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 361,789 | $10,115,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 124,062 | $10,111,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 198,296 | $10,101,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,348,374 | $10,100,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 411,900 | $10,071,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 583,058 | $10,064,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 399,785 | $10,059,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 126,000 | $10,050,000 | thousands by filing date | call |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 159,941 | $10,047,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 457,500 | $10,019,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 595,566 | $10,017,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 207,575 | $9,997,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 85,000 | $9,983,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 626,240 | $9,969,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 359,674 | $9,956,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 137,729 | $9,930,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 573,740 | $9,926,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 59,339 | $9,925,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 132,013 | $9,921,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 507,736 | $9,916,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 416,308 | $9,904,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 190,000 | $9,880,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,389,628 | $9,867,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,201,872 | $9,855,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 233,897 | $9,824,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 598,893 | $9,822,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 195,143 | $9,816,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 180,000 | $9,812,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 153,301 | $9,711,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 150,660 | $9,705,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 86,820 | $9,671,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 82,107 | $9,668,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 911,932 | $9,657,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 269,800 | $9,648,000 | thousands by filing date | call |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 269,963 | $9,627,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 153,824 | $9,623,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 631,917 | $9,618,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 150,099 | $9,593,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 500,000 | $9,585,000 | thousands by filing date | put |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 437,730 | $9,552,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 8,704,000 | $9,520,000 | thousands by filing date | principal |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 489,042 | $9,434,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,885,479 | $9,427,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 514,474 | $9,420,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 72,220 | $9,411,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 816,300 | $9,387,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 63,000 | $9,384,000 | thousands by filing date | put |
| UGI CORP NEW COM | 902681105 | Stock | 193,615 | $9,374,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 274,710 | $9,370,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 268,300 | $9,369,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 350,000 | $9,366,000 | thousands by filing date | call |
| ISHARES TR | 464288372 | COM | 212,659 | $9,351,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 220,900 | $9,346,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 99,300 | $9,335,000 | thousands by filing date | call |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 62,787 | $9,329,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 390,400 | $9,323,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 42,000 | $9,320,000 | thousands by filing date | call |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 521,296 | $9,320,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 180,126 | $9,306,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 74,067 | $9,305,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 178,254 | $9,299,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 151,593 | $9,294,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 410,100 | $9,289,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 435,664 | $9,288,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 200,000 | $9,286,000 | thousands by filing date | put |
| COMMERCE BANCSHARES INC | 200525103 | COM | 163,400 | $9,286,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 110,000 | $9,283,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F437 | COM | 312,666 | $9,267,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 215,208 | $9,258,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 242,998 | $9,241,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 76,090 | $9,232,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 295,745 | $9,221,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 466,976 | $9,213,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 390,852 | $9,209,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 775,300 | $9,187,000 | thousands by filing date | put |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 62,633 | $9,168,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 323,811 | $9,164,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 122,826 | $9,162,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 219,593 | $9,157,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 255,960 | $9,150,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 168,257 | $9,143,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,038,383 | $9,138,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 44,900 | $9,127,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 240,000 | $9,127,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 428,364 | $9,124,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 543,839 | $9,109,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 9,500,000 | $9,108,000 | thousands by filing date | principal |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 134,945 | $9,102,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 220,300 | $9,100,000 | thousands by filing date | put |
| POST HLDGS INC | 737446104 | COM | 117,157 | $9,097,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 363,917 | $9,094,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 290,994 | $9,091,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 99,318 | $9,089,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 54,688 | $9,088,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 518,575 | $9,059,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 172,302 | $9,015,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 110,000 | $9,005,000 | thousands by filing date | put |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 92,027 | $8,999,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 275,806 | $8,997,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 140,235 | $8,989,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 53,766 | $8,984,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 98,296 | $8,982,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 349,883 | $8,982,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 267,397 | $8,969,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 402,998 | $8,955,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 202,914 | $8,937,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 122,189 | $8,911,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 113,841 | $8,901,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 137,502 | $8,895,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 162,100 | $8,870,000 | thousands by filing date | call |
| MATCH GROUP INC | 57665R106 | COM | 510,176 | $8,867,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 247,524 | $8,866,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 86,523 | $8,848,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 141,200 | $8,828,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 69,672 | $8,827,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 153,948 | $8,813,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 219,091 | $8,801,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 72,917 | $8,781,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 350,000 | $8,778,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 169,487 | $8,769,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 145,642 | $8,759,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,256,147 | $8,756,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 3,255,000 | $8,756,000 | thousands by filing date | call |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 366,200 | $8,712,000 | thousands by filing date | put |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 94,564 | $8,708,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 120,774 | $8,707,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 200,000 | $8,704,000 | thousands by filing date | call |
| FQF TR | 351680848 | O SHS FTSE EUR | 350,405 | $8,687,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 231,531 | $8,684,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 131,504 | $8,683,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 149,646 | $8,675,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 738,343 | $8,653,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 112,100 | $8,652,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 70,854 | $8,650,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 455,854 | $8,647,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 53,200 | $8,630,000 | thousands by filing date | put |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 776,021 | $8,622,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 613,624 | $8,615,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 500,000 | $8,610,000 | thousands by filing date | call |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 665,915 | $8,590,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 724,600 | $8,587,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 135,847 | $8,586,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 137,319 | $8,586,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 47,772 | $8,569,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 221,239 | $8,555,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 142,052 | $8,547,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 33,539 | $8,538,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 397,085 | $8,537,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 151,526 | $8,535,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 315,342 | $8,527,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 629,742 | $8,514,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 683,400 | $8,502,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 150,000 | $8,472,000 | thousands by filing date | put |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 598,962 | $8,469,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 57,174 | $8,465,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 38,000 | $8,458,000 | thousands by filing date | call |
| ISHARES TR | 464287713 | US TELECOM ETF | 261,400 | $8,433,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 207,294 | $8,431,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 66,424 | $8,395,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 73,309 | $8,394,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 9,781,000 | $8,393,000 | thousands by filing date | principal |
| BXP INC COM | 101121101 | REIT | 68,016 | $8,367,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 235,000 | $8,364,000 | thousands by filing date | put |
| NEUSTAR INC | 64126X201 | CL A | 250,793 | $8,364,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 741,228 | $8,361,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 6,363 | $8,343,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 45,500 | $8,340,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 178,037 | $8,335,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 250,600 | $8,325,000 | thousands by filing date | put |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 645,965 | $8,301,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 96,600 | $8,273,000 | thousands by filing date | put |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 5,650,000 | $8,260,000 | thousands by filing date | principal |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 570,458 | $8,244,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 130,048 | $8,235,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 224,730 | $8,230,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 329,739 | $8,230,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 117,237 | $8,219,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 522,193 | $8,204,000 | thousands by filing date | put |
| TORO CO | 891092108 | COM | 118,259 | $8,194,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 264,940 | $8,187,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 47,435 | $8,162,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 373,441 | $8,156,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 59,625 | $8,133,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 178,487 | $8,132,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 78,239 | $8,126,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 229,951 | $8,124,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 27,000 | $8,117,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 1,229,287 | $8,089,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 116,804 | $8,085,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 372,581 | $8,077,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 90,000 | $8,067,000 | thousands by filing date | put |
| GGP INC | 36174X101 | COM | 342,000 | $8,058,000 | thousands by filing date | put |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 258,497 | $8,052,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 95,505 | $8,044,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 102,700 | $8,042,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 121,148 | $8,041,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 594,916 | $8,031,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 76,034 | $8,025,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 164,734 | $8,024,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 83,914 | $8,013,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 523,388 | $7,987,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 404,495 | $7,973,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 243,400 | $7,972,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 400,435 | $7,971,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 82,121 | $7,966,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 308,647 | $7,963,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 110,000 | $7,939,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 78,843 | $7,917,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 236,947 | $7,905,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 203,217 | $7,895,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 234,766 | $7,890,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 170,351 | $7,881,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 151,651 | $7,881,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 169,371 | $7,855,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 607,500 | $7,843,000 | thousands by filing date | put |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 720,120 | $7,821,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 133,438 | $7,811,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 657,224 | $7,801,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 771,097 | $7,795,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 129,505 | $7,787,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 493,744 | $7,777,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 5,093,000 | $7,770,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 954,155 | $7,767,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 87,400 | $7,762,000 | thousands by filing date | call |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 91,971 | $7,759,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 110,000 | $7,754,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 160,429 | $7,748,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 98,983 | $7,738,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 844,498 | $7,736,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 250,000 | $7,725,000 | thousands by filing date | put |
| HILLENBRAND INC | 431571108 | COM | 213,156 | $7,695,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 450,011 | $7,695,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 98,100 | $7,682,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 480,791 | $7,664,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 69,900 | $7,651,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,239,952 | $7,638,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 767,438 | $7,636,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 213,930 | $7,630,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 118,005 | $7,627,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 582,059 | $7,619,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 277,279 | $7,617,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 72,700 | $7,599,000 | thousands by filing date | put |
| Vanguard Utilities ETF | 92204A876 | SHS | 66,455 | $7,593,000 | thousands by filing date | |
| RH | 74967X103 | COM | 116,956 | $7,546,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 63,161 | $7,530,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 226,164 | $7,522,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 300,035 | $7,519,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 431,059 | $7,518,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 128,283 | $7,456,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 925,793 | $7,453,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 303,629 | $7,451,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 609,628 | $7,449,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 29,609 | $7,428,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 134,193 | $7,404,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 61,078 | $7,396,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 130,000 | $7,396,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 428,751 | $7,395,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 333,260 | $7,378,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 102,000 | $7,360,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 401,548 | $7,348,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 184,079 | $7,336,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 47,800 | $7,333,000 | thousands by filing date | put |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 5,881,000 | $7,329,000 | thousands by filing date | principal |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,021,278 | $7,323,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 188,631 | $7,309,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 150,000 | $7,307,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 338,708 | $7,306,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 124,548 | $7,305,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 434,267 | $7,304,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 313,000 | $7,299,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 293,306 | $7,289,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 365,604 | $7,287,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 240,218 | $7,274,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 479,520 | $7,265,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 277,622 | $7,262,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 65,600 | $7,240,000 | thousands by filing date | put |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 570,899 | $7,239,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 870,492 | $7,233,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 116,923 | $7,207,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 216,067 | $7,195,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 224,413 | $7,190,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 52,230 | $7,177,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 125,000 | $7,166,000 | thousands by filing date | call |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 186,119 | $7,163,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 292,000 | $7,157,000 | thousands by filing date | call |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 155,506 | $7,155,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 192,138 | $7,153,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 709,990 | $7,150,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 95,000 | $7,149,000 | thousands by filing date | put |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 134,676 | $7,131,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 44,019 | $7,129,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 104,194 | $7,128,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 131,200 | $7,112,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 118,184 | $7,091,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 203,324 | $7,086,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 286,059 | $7,080,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 231,376 | $7,079,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 214,524 | $7,069,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 5,500,000 | $7,068,000 | thousands by filing date | principal |
| NEW SR INVT GROUP INC | 648691103 | COM | 702,550 | $7,060,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 209,300 | $7,056,000 | thousands by filing date | call |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 283,655 | $7,049,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 167,348 | $7,048,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 152,061 | $7,038,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 182,575 | $7,020,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 247,500 | $7,014,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 238,457 | $7,013,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 296,278 | $7,013,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 626,248 | $7,008,000 | thousands by filing date | call |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 120,658 | $7,005,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 80,956 | $6,990,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 135,000 | $6,953,000 | thousands by filing date | put |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 135,000 | $6,953,000 | thousands by filing date | call |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 296,793 | $6,945,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 138,909 | $6,927,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 274,489 | $6,920,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 193,093 | $6,915,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 650,500 | $6,915,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,421,566 | $6,909,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 316,025 | $6,908,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 2,865 | $6,906,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 191,983 | $6,903,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 209,085 | $6,883,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 26,749 | $6,882,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 55,600 | $6,877,000 | thousands by filing date | put |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 112,048 | $6,865,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 230,000 | $6,859,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 66,364 | $6,851,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 446,379 | $6,851,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 570,000 | $6,846,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 125,025 | $6,835,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 244,880 | $6,830,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 75,300 | $6,817,000 | thousands by filing date | put |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 158,478 | $6,816,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 64,200 | $6,787,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 107,779 | $6,765,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 136,377 | $6,757,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 240,986 | $6,750,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 103,780 | $6,715,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 826,604 | $6,712,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 54,290 | $6,705,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 60,000 | $6,691,000 | thousands by filing date | put |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 75,197 | $6,687,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 86,900 | $6,681,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 748,000 | $6,672,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 308,356 | $6,663,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 76,541 | $6,651,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 205,667 | $6,636,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 77,798 | $6,625,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 147,893 | $6,624,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 54,429 | $6,613,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 75,758 | $6,602,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 303,954 | $6,587,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 336,829 | $6,581,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 488,693 | $6,558,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 100,000 | $6,549,000 | thousands by filing date | put |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 261,769 | $6,534,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 53,500 | $6,533,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 129,301 | $6,528,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 187,446 | $6,521,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 549,099 | $6,507,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 58,265 | $6,506,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 247,643 | $6,506,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 398,682 | $6,494,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 356,225 | $6,494,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 69,341 | $6,488,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 406,610 | $6,482,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 196,300 | $6,480,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 121,268 | $6,477,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 56,967 | $6,475,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 175,454 | $6,473,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 275,735 | $6,469,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 448,026 | $6,465,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 212,624 | $6,462,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 139,685 | $6,461,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,028,436 | $6,450,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 754,750 | $6,416,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 49,600 | $6,404,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 472,607 | $6,394,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 489,572 | $6,384,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 105,200 | $6,377,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 495,145 | $6,373,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 227,990 | $6,372,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 113,424 | $6,371,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 279,646 | $6,356,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 45,177 | $6,356,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 44,311 | $6,350,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 112,873 | $6,349,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 74,707 | $6,343,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 61,155 | $6,341,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 60,158 | $6,340,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 191,897 | $6,335,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 99,200 | $6,333,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 95,000 | $6,315,000 | thousands by filing date | put |
| DORMAN PRODS INC | 258278100 | COM | 76,269 | $6,312,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 190,004 | $6,308,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,352,000 | $6,287,000 | thousands by filing date | put |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 73,493 | $6,284,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 38,800 | $6,284,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 100,500 | $6,283,000 | thousands by filing date | put |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 390,397 | $6,282,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 120,400 | $6,280,000 | thousands by filing date | call |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 104,143 | $6,280,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 70,102 | $6,275,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 80,576 | $6,274,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 162,700 | $6,269,000 | thousands by filing date | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 420,607 | $6,263,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 87,575 | $6,262,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 105,938 | $6,256,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 85,223 | $6,254,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 44,553 | $6,237,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 409,364 | $6,235,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 82,462 | $6,230,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 616,101 | $6,229,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,132,971 | $6,198,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 54,845 | $6,197,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 357,236 | $6,184,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 239,033 | $6,176,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 157,553 | $6,175,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 162,687 | $6,171,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 608,413 | $6,151,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 393,885 | $6,133,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 220,203 | $6,133,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 60,023 | $6,126,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 352,560 | $6,121,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 109,757 | $6,116,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 102,000 | $6,107,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 48,000 | $6,099,000 | thousands by filing date | put |
| F5 INC COM | 315616102 | Stock | 48,000 | $6,099,000 | thousands by filing date | call |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 347,805 | $6,097,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 50,089 | $6,095,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 131,732 | $6,093,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 132,664 | $6,092,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 84,771 | $6,090,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 65,261 | $6,089,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 219,006 | $6,084,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 79,371 | $6,058,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 162,362 | $6,056,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 329,779 | $6,052,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 64,924 | $6,047,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 961,345 | $6,037,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 171,945 | $6,035,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 322,515 | $6,031,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 254,206 | $6,012,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 436,205 | $6,011,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 146,880 | $6,009,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 56,929 | $6,001,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 500,000 | $6,000,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 89,643 | $5,999,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 139,400 | $5,996,000 | thousands by filing date | call |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 153,852 | $5,991,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 944,343 | $5,987,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 96,200 | $5,983,000 | thousands by filing date | call |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 69,588 | $5,982,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 79,756 | $5,982,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 100,211 | $5,980,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 455,064 | $5,980,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 26,367 | $5,966,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 154,483 | $5,966,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 255,400 | $5,961,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 29,379 | $5,959,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 234,871 | $5,956,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 170,000 | $5,943,000 | thousands by filing date | put |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 85,573 | $5,940,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 106,919 | $5,940,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 105,118 | $5,936,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 261,621 | $5,930,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 174,842 | $5,918,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 557,130 | $5,911,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-007964 | superseded | 2017-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-010878 | this filing | 2017-11-14 | acceptance time not in the bulk data set |