13F-HR/A filed by UBS Group AG
UBS Group AG filed this 13F-HR/A for the quarter ended 2017-06-30, filed 2017-11-14, with 7,754 holding rows worth $193,228,198,000.
- Accession
- 0000950123-17-010878
- Filer
- CIK 1610520
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, amendment of type restatement, 12,817 entries on the cover page, a total value of $193,228,198,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,228,198,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WSFS FINL CORP | 929328102 | COM | 1,371 | $62,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 1,626 | $62,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 5,651 | $62,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 1,183 | $62,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,096 | $62,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 3,007 | $62,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1,622 | $62,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 1,516 | $62,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 11,922 | $62,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,819 | $62,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 3,631 | $62,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 7,339 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 2,553 | $62,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B472 | RUSEL 1000 LOW | 2,135 | $62,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 5,255 | $61,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 2,849 | $61,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 52,905 | $61,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 2,321 | $61,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 1,939 | $61,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 2,000 | $61,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 5,150 | $61,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 1,791 | $61,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,925 | $60,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 3,201 | $60,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 1,184 | $60,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 1,255 | $60,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 4,252 | $60,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 2,408 | $60,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 5,190 | $60,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 13,858 | $60,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 78,000 | $60,000 | thousands by filing date | principal |
| WINGSTOP INC COM | 974155103 | Stock | 1,911 | $59,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 7,170 | $59,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 693 | $59,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,760 | $59,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,149 | $59,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 1,355 | $59,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,670 | $59,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 10,063 | $59,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 5,000 | $59,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 2,308 | $59,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 4,796 | $59,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 2,595 | $59,000 | thousands by filing date | |
| REALITY | 75605A603 | SHS ETF TR DIVCON DIV ETF | 2,650 | $59,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 1,131 | $58,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 2,483 | $58,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,431 | $58,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 1,383 | $58,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 99,197 | $58,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 18,000 | $58,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 5,899 | $57,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 1,845 | $57,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 4,024 | $57,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 6,181 | $57,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 2,382 | $57,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 2,350 | $57,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 6,158 | $57,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 5,088 | $57,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 661 | $57,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 1,677 | $57,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 2,199 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 2,277 | $57,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 10,351 | $57,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 2,000 | $57,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 8,374 | $57,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 13,800 | $57,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 2,197 | $57,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 890 | $57,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 3,000 | $56,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 3,128 | $56,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,551 | $56,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 2,389 | $56,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 2,608 | $56,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 769 | $56,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 2,912 | $56,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 2,500 | $56,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 14,601 | $56,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 1,675 | $56,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 3,300 | $55,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 800 | $55,000 | thousands by filing date | call |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 1,973 | $55,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 2,787 | $55,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 7,087 | $55,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 55,000 | $55,000 | thousands by filing date | principal |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 3,596 | $55,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 3,259 | $55,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 2,419 | $55,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 5,739 | $55,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 4,430 | $55,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 1,636 | $54,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 3,438 | $54,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 3,108 | $54,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 3,942 | $54,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 5,724 | $54,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 9,589 | $54,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 3,055 | $54,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 1,754 | $54,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 1,907 | $54,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 305 | $54,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 899 | $53,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,041 | $53,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 1,612 | $53,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,375 | $53,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,943 | $53,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 3,443 | $53,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 2,344 | $53,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 4,942 | $53,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 2,625 | $53,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 1,257 | $53,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 44,849 | $53,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 3,799 | $53,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 600 | $52,000 | thousands by filing date | call |
| MIMECAST LIMITED | G14838109 | ORD SHS | 1,943 | $52,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 335 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 1,407 | $52,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 2,637 | $52,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 8,200 | $52,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 16,309 | $52,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 1,999 | $52,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 3,596 | $52,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 1,900 | $52,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 13,309 | $51,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 9,950 | $51,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 3,893 | $51,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 6,965 | $51,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 5,752 | $51,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 4,628 | $51,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 9,712 | $51,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P403 | RUSS2000 3X LG | 326 | $51,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 3,462 | $51,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 600 | $50,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 400 | $50,000 | thousands by filing date | put |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 1,587 | $50,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 764 | $50,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 3,081 | $50,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 1,614 | $50,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 1,972 | $50,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 5,882 | $50,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 3,143 | $50,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 16,323 | $50,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 1,979 | $50,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 10,513 | $50,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 2,264 | $50,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,535 | $50,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 5,110 | $50,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 2,145 | $50,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 16,910 | $50,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A883 | VAL MKT LEG ET | 1,853 | $50,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M864 | LBT VEN COM B NE | 958 | $50,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,000 | $49,000 | thousands by filing date | put |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 1,214 | $49,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 1,032 | $49,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,797 | $49,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 2,899 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 372 | $49,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 2,680 | $49,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 2,541 | $49,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 1,908 | $49,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,904 | $49,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 2,907 | $49,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 49,000 | $49,000 | thousands by filing date | principal |
| DBX ETF TR | 233051408 | FUND | 1,816 | $49,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 5,250 | $49,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 1,421 | $49,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 1,800 | $49,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 6,219 | $49,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 9,559 | $49,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 10,413 | $49,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 402 | $49,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 127 | $49,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 3,961 | $48,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 5,150 | $48,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,802 | $48,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 4,266 | $48,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 2,175 | $48,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 3,446 | $48,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 422 | $48,000 | thousands by filing date | |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 881 | $48,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 1,959 | $48,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 7,711 | $48,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 4,937 | $48,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 50,580 | $48,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 2,101 | $48,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 2,806 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 2,232 | $48,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 3,364 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 803 | $47,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 500 | $47,000 | thousands by filing date | put |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 1,390 | $47,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,828 | $47,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 798 | $47,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 1,869 | $47,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 12,491 | $47,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 1,217 | $47,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 10,270 | $47,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 19,100 | $47,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 5,348 | $47,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P197 | IPTH LEAD ETN | 1,240 | $47,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A834 | ALPHAMARK SM | 1,949 | $47,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 24,568 | $47,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 3,164 | $47,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 845 | $47,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 2,871 | $47,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E309 | VLCTYSHS 3X INV | 1,403 | $47,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 48,000 | $47,000 | thousands by filing date | principal |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 4,810 | $47,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 707 | $47,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 1,378 | $46,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 4,813 | $46,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 4,273 | $46,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,020 | $46,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 1,686 | $46,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,112 | $46,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,919 | $46,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 5,493 | $46,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 2,778 | $46,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 69,000 | $46,000 | thousands by filing date | principal |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 1,434 | $46,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 500 | $46,000 | thousands by filing date | put |
| United Parcel Service, Inc | 917286106 | COM | 2,671 | $46,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 2,100 | $46,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 26,700 | $46,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 3,550 | $46,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 3,732 | $46,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L201 | UNIT 07/29/2020 | 4,283 | $46,000 | thousands by filing date | |
| ETFS TR | 26923J883 | BBG STRGY K 1 | 2,000 | $46,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 106 | $45,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 2,260 | $45,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 1,836 | $45,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 845 | $45,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,515 | $45,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 1,642 | $45,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 200 | $45,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 950 | $45,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 11,142 | $45,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 1,646 | $45,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,576 | $45,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 3,309 | $45,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 3,010 | $45,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q606 | COM PAR NEW | 35,750 | $45,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 1,085 | $45,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 1,877 | $45,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 4,359 | $45,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K513 | DLY CYB SEC BULL | 914 | $45,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 6,833 | $44,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 2,497 | $44,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 2,552 | $44,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 1,766 | $44,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 749 | $44,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,956 | $44,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 12,410 | $44,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,800 | $44,000 | thousands by filing date | call |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 2,226 | $44,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 51,409 | $44,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 4,567 | $44,000 | thousands by filing date | |
| FQF TR | 351680103 | QUANTSHARE MOM | 1,955 | $44,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 3,214 | $44,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 2,412 | $44,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 945 | $43,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,576 | $43,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,740 | $43,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 2,642 | $43,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,429 | $43,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 23,825 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 1,811 | $43,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 1,476 | $43,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 774 | $43,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 1,826 | $43,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 1,867 | $43,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 14,500 | $43,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 20,315 | $43,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,229 | $43,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,800 | $43,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 2,727 | $43,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 3,000 | $43,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B480 | FTSE INTL LOW | 1,525 | $43,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 400 | $42,000 | thousands by filing date | put |
| VanEck Merk Gold Trust | 921078101 | SHS | 3,385 | $42,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 200 | $42,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 2,389 | $42,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 2,037 | $42,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,888 | $42,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 2,100 | $42,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,399 | $42,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 5,396 | $42,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 3,000 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347X518 | ULT MSCIMEX CAPP | 1,588 | $42,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 61,216 | $42,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 1,643 | $42,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 1,476 | $42,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,200 | $41,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 600 | $41,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 724 | $41,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 2,366 | $41,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 8,069 | $41,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 5,594 | $41,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 3,098 | $41,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 1,526 | $41,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 3,103 | $41,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 2,009 | $41,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 2,148 | $41,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 107,364 | $41,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 1,415 | $41,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 14,650 | $41,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 2,162 | $41,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 33,335 | $41,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 1,302 | $41,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 105,116 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 621 | $41,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 5,165 | $41,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 7,053 | $41,000 | thousands by filing date | |
| ETF MANAGER GROUP COMMODITY | 26923H101 | SIT RISING RTE | 1,780 | $41,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 2,940 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 1,065 | $41,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 7,497 | $40,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 2,000 | $40,000 | thousands by filing date | call |
| PRAXAIR INC | 74005P104 | COM | 300 | $40,000 | thousands by filing date | call |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 4,589 | $40,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 2,500 | $40,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 1,097 | $40,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 5,475 | $40,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 4,777 | $40,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 51,425 | $40,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 11,156 | $40,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 1,446 | $40,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 1,788 | $40,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 4,031 | $40,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 969 | $40,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P320 | IPTH LIVESTK | 908 | $40,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 200 | $39,000 | thousands by filing date | put |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 1,580 | $39,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 2,519 | $39,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 2,344 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 2,250 | $39,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 1,000 | $39,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 57,000 | $39,000 | thousands by filing date | principal |
| K12 INC | 48273U102 | COM | 2,178 | $39,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,179 | $39,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 2,338 | $39,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 4,574 | $39,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 549 | $39,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 2,907 | $39,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 1,864 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 2,343 | $39,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 1,596 | $39,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 571 | $39,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 331 | $39,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 705 | $39,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 1,214 | $38,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,345 | $38,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 3,057 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 1,572 | $38,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 1,682 | $38,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 1,344 | $38,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 1,863 | $38,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 4,834 | $38,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 2,874 | $38,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 30,000 | $38,000 | thousands by filing date | principal |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 30,869 | $38,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 4,702 | $37,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 2,261 | $37,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 807 | $37,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 840 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 1,531 | $37,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,037 | $37,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 2,590 | $37,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 6,082 | $37,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 2,275 | $37,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 1,497 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 757 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 2,272 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 3,359 | $37,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 1,072 | $37,000 | thousands by filing date | |
| ALLIANCE MMA INC | 018626101 | COM | 34,964 | $37,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 3,389 | $37,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 500 | $37,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 52,848 | $37,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 2,785 | $36,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 1,756 | $36,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 400 | $36,000 | thousands by filing date | put |
| STANDEX INTL CORP | 854231107 | COM | 406 | $36,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 5,019 | $36,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,342 | $36,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 3,100 | $36,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 2,611 | $36,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,645 | $36,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 8,900 | $36,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 3,124 | $36,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 4,165 | $36,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 90 | $36,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 400 | $36,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 18,771 | $36,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,201 | $36,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 1,451 | $36,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,121 | $36,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,900 | $36,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 1,319 | $36,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 643 | $36,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 6,820 | $36,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 5,674 | $35,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 800 | $35,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,893 | $35,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 55,530 | $35,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 5,139 | $35,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 2,150 | $35,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 4,130 | $35,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,025 | $35,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 3,529 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 328 | $35,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 957 | $35,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 409 | $35,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,072 | $35,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 27,837 | $35,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 519 | $35,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 9,058 | $35,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 2,667 | $35,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 1,755 | $35,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 15,391 | $35,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 2,648 | $35,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P163 | IPTH SUGAR ETN | 1,551 | $35,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 12,500 | $35,000 | thousands by filing date | |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 5,291 | $35,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 800 | $34,000 | thousands by filing date | put |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 2,151 | $34,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,208 | $34,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,802 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 1,037 | $34,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 2,069 | $34,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,313 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 1,093 | $34,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,281 | $34,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 10,615 | $34,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 4,245 | $34,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,071 | $34,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 1,004 | $34,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 7,770 | $34,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,248 | $34,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 5,247 | $34,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H483 | PS CMDT DS ETN | 755 | $34,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 6,957 | $34,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 3,986 | $34,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 4,959 | $34,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 1,912 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 1,664 | $34,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 2,510 | $34,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A203 | UNIT 01/15/2024 | 3,312 | $34,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 519 | $33,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 466 | $33,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 754 | $33,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,068 | $33,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 1,010 | $33,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 1,101 | $33,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 710 | $33,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 974 | $33,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 3,632 | $33,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 3,671 | $33,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 5,509 | $33,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 2,180 | $33,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 3,367 | $33,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 2,724 | $33,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 1,754 | $33,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 1,766 | $33,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 1,886 | $33,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 7,009 | $33,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 2,907 | $33,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 1,357 | $33,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 1,950 | $33,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 3,456 | $33,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 1,265 | $33,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 1,927 | $33,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 1,709 | $33,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 1,323 | $33,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 3,057 | $33,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B103 | COM CL A | 3,400 | $33,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 400 | $32,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 500 | $32,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 813 | $32,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 1,236 | $32,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 1,200 | $32,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 1,085 | $32,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,326 | $32,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 2,305 | $32,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,656 | $32,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 3,000 | $32,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 3,475 | $32,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 615 | $32,000 | thousands by filing date | |
| LIBERTY EXPEDIA HOLDINGS | 53046P208 | SER B COM | 598 | $32,000 | thousands by filing date | |
| YANGTZE RIV DEV LTD | 984752105 | COM | 2,394 | $32,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 2,553 | $31,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 5,425 | $31,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 500 | $31,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 1,100 | $31,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 1,430 | $31,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 842 | $31,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 1,282 | $31,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 240 | $31,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 707 | $31,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 1,129 | $31,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 800 | $31,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 22,900 | $31,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-007964 | superseded | 2017-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-010878 | this filing | 2017-11-14 | acceptance time not in the bulk data set |