13F-HR filed by PARAMETRIC PORTFOLIO ASSOCIATES LLC
PARAMETRIC PORTFOLIO ASSOCIATES LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 3,890 holding rows worth $89,696,723,000.
- Accession
- 0000950123-17-010725
- Filer
- CIK 932859
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 3,890 entries on the cover page, a total value of $89,696,723,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $89,696,724,000 with VALUE read as thousands by filing date, 13F file number 028-04558. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARDAGH GROUP S A | L0223L101 | COM | 16,549 | $354,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 63,456 | $353,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 9,251 | $352,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 90,090 | $351,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 31,434 | $350,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3,434 | $349,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 38,561 | $349,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 126,413 | $348,000 | thousands by filing date | |
| SENIOR HOUSING PROP TRUST 5.625% | 81721M208 | PREFERRED | 13,622 | $346,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 13,893 | $344,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 76,065 | $343,000 | thousands by filing date | |
| PUBLIC STORAGE CL A | 74460W792 | PFDs, REITs, | 12,825 | $343,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 27,241 | $342,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 9,300 | $342,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,102 | $339,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 14,289 | $339,000 | thousands by filing date | |
| SCE Trust V | 78409W201 | SCEPRK | 12,146 | $339,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 184,552 | $338,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 20,854 | $338,000 | thousands by filing date | |
| GOLDEN AGRI-RESOURCES LTD | 380787200 | COM | 12,041 | $338,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 20,018 | $338,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 32,970 | $336,000 | thousands by filing date | |
| ZALANDO SE UNSPONSORED ADR | 98887L105 | COM | 13,383 | $336,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 10,368 | $334,000 | thousands by filing date | |
| Tencent Holdings Ltd | G87572163 | Equity | 7,597 | $334,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 7,686 | $333,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 21,595 | $333,000 | thousands by filing date | |
| ACGL 5.45 PERP | 03939A107 | PUBLIC | 13,127 | $331,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 19,811 | $330,000 | thousands by filing date | |
| Anheuser-Busch InBev SA | B639CJ108 | COM | 2,772 | $330,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 16,814 | $330,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 19,114 | $328,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,757 | $327,000 | thousands by filing date | |
| AIR FRANCE-KLM-ADR | 009119108 | COM | 20,887 | $327,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,086 | $326,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 33,900 | $325,000 | thousands by filing date | |
| COLRUYT SA - UNSPONSORED ADR | 196850101 | ADR | 25,124 | $325,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 48127A161 | PREFERRED STOCK | 12,087 | $325,000 | thousands by filing date | |
| KONICA MINOLTA INC -UNS ADR | 50048B104 | COM | 19,974 | $324,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 26,764 | $323,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 71,926 | $323,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,108 | $322,000 | thousands by filing date | |
| VENTAS REALTY LP 5.450% PREFER | 92276M204 | PREFERR | 12,652 | $322,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 27,715 | $321,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 5,292 | $321,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 10,940 | $319,000 | thousands by filing date | |
| AXIS CAPITAL HOLDINGS-CALLABLE | 05461T305 | Pref | 12,558 | $319,000 | thousands by filing date | |
| PRUDENTIAL FIN 5.75%52 | 744320607 | ps | 12,386 | $317,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 4,751 | $316,000 | thousands by filing date | |
| BHP BILLITON PLC | G10877101 | COMMON STOCK | 17,849 | $316,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 9,375 | $315,000 | thousands by filing date | |
| SURUGA BANK LTD - UNSPON ADR | 869007203 | ADR | 1,461 | $315,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 77,482 | $314,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,303 | $313,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 65,781 | $312,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 13,016 | $311,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 50,219 | $310,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 18,038 | $308,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 23,669 | $308,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 11,318 | $305,000 | thousands by filing date | |
| PCCW ADR | 70454G207 | Common Stock | 56,364 | $305,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 19,568 | $305,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 30,818 | $304,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 23,922 | $303,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 10,166 | $302,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 5,202 | $302,000 | thousands by filing date | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 14,634 | $301,000 | thousands by filing date | |
| BORAL LTD NEW SPONSORED ADR | 099514101 | ADR | 14,425 | $300,000 | thousands by filing date | |
| SONY FINL HLDGS INC ADR | 835707100 | COM | 19,539 | $299,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 7,727 | $298,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 18,759 | $298,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 38,015 | $298,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 28,706 | $297,000 | thousands by filing date | |
| HELLENIC TELECOM ORG | 423325307 | Common Stock | 48,826 | $296,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 11,631 | $296,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,222 | $294,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 4,471 | $292,000 | thousands by filing date | |
| GATX CORP PFD | 361448608 | PFDs, REITs, | 10,821 | $292,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 11,804 | $290,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 24,631 | $289,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 20,437 | $289,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 10,132 | $288,000 | thousands by filing date | |
| FITB 7.67122 PERP | 316773605 | PUBLIC | 9,594 | $288,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP PFD SER F | 14040H881 | Preferred | 10,662 | $288,000 | thousands by filing date | |
| ALABAMA PWR CO PFD CL A | 010392462 | Preferred Stock | 11,153 | $288,000 | thousands by filing date | |
| WELLS FARGO CO NEW PFD SER X CL A | 94988U672 | Preferred | 11,162 | $287,000 | thousands by filing date | |
| GREEK ORGANISATION OF FOOTBALL | 392483103 | ADR | 54,695 | $286,000 | thousands by filing date | |
| FLAGSTAR FINANCIAL INC | 649445202 | Equities | 9,809 | $286,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 24,932 | $285,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 31,102 | $285,000 | thousands by filing date | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 11,255 | $285,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 26,732 | $285,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2,749 | $284,000 | thousands by filing date | |
| KIM 5 1/8 PERP | 49446R737 | PUBLIC | 11,395 | $284,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TRUST SR NOTE 6.25 02/01/2046 | 81721M307 | COM | 10,476 | $284,000 | thousands by filing date | |
| CAPITAL ONE FINANCIAL CO PFD | 14040H865 | Preferred Stock | 11,285 | $284,000 | thousands by filing date | |
| JPMORGAN CHASE 5.5% PFD | 48126E750 | PRD | 11,168 | $283,000 | thousands by filing date | |
| NEXTERA ENERGY | 65339K803 | PFD | 11,247 | $283,000 | thousands by filing date | |
| JP Morgan Chase 6.15 | 48127V827 | Pfd Stk | 10,459 | $283,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 55,453 | $282,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 6,818 | $281,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 20,019 | $281,000 | thousands by filing date | |
| SKANDINAVISKA ENSKILDA-ADR | 830505301 | ADR | 20,968 | $280,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 8,702 | $279,000 | thousands by filing date | |
| RHEINMETALL AG ADR | 76206K107 | ADR | 12,335 | $279,000 | thousands by filing date | |
| UBISOFT ENTERTAINMENT SA ADR | 90348R102 | COM | 20,180 | $278,000 | thousands by filing date | |
| RTL GROUP SA UNSPONSO | 74973Y103 | COMMON | 37,060 | $278,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,820 | $277,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 12,791 | $277,000 | thousands by filing date | |
| MS 6 7/8 PERP | 61763E207 | PUBLIC | 9,581 | $277,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 9,718 | $277,000 | thousands by filing date | |
| Reinsurance GRP of Amer VRN Pfd | 759351802 | PFD | 9,556 | $277,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 49,185 | $276,000 | thousands by filing date | |
| BERKLEY CORPORATION | 084423409 | PUBLIC | 10,626 | $276,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 9,729 | $276,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 6,596 | $275,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 7,700 | $275,000 | thousands by filing date | |
| Public Storage Dep Rpst Pfd B 5.40000pcnt | 74460W776 | COM | 10,381 | $275,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 12,203 | $274,000 | thousands by filing date | |
| REINSURANCE GROUP OF AMERICA | 759351703 | PFD | 9,641 | $274,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 23,113 | $273,000 | thousands by filing date | |
| BANKINTER SA-SPONS ADR | 066460304 | COM | 29,597 | $273,000 | thousands by filing date | |
| NEXTERA ENERGY 5.00% SER J | 65339K886 | PUBLIC | 10,788 | $272,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 10,473 | $269,000 | thousands by filing date | |
| WIENERBERGER AG-SPON ADR | 967662107 | COM | 54,404 | $269,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 29,696 | $267,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 9,558 | $267,000 | thousands by filing date | |
| KROTON EDUCACIONAL S A SPONSORED ADR | 50106A402 | Stock | 42,524 | $267,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,394 | $266,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,053 | $264,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 11,530 | $264,000 | thousands by filing date | |
| SUN ART RETAIL GRP LTD ADR | 866633100 | ADR | 28,742 | $264,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 13,392 | $262,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,779 | $261,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 10,935 | $260,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 58,630 | $259,000 | thousands by filing date | |
| US BANCORP 5.15% PFD SERIES H | 902973791 | PREFERR | 10,043 | $259,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 353,882 | $258,000 | thousands by filing date | |
| Swiss RE AG Sedol# B545MG5 CH | h8431b109 | COM | 2,913 | $257,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 6,671 | $255,000 | thousands by filing date | |
| TOPDANMARK A/S-UNSPON ADR | 89054C101 | ADR | 63,864 | $255,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 14,327 | $254,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 38,403 | $254,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 6,666 | $254,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 13,965 | $253,000 | thousands by filing date | |
| INTERSTATE POWER & LIGHT COMPAY PERP PFD SER D | 461070856 | Preferred Stock | 10,002 | $253,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,180 | $252,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 16,574 | $252,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 64,540 | $251,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 5,240 | $250,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 8,224 | $249,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,508 | $248,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 17,307 | $248,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 35,345 | $248,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 21,069 | $248,000 | thousands by filing date | |
| AMP LTD - SP ADR | 0017EP202 | COM | 15,985 | $248,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 14,037 | $246,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 8,181 | $245,000 | thousands by filing date | |
| DIGITAL RLTY TR INC PFD SER H | 253868871 | REIT | 8,995 | $244,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 8,151 | $243,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 74,335 | $242,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 9,856 | $240,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 13,027 | $240,000 | thousands by filing date | |
| Ana Hldgs Inc Sponsored Adr | 032350100 | ADR | 30,039 | $239,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 69,052 | $239,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 7,156 | $238,000 | thousands by filing date | |
| AOZORA BK LTD SPONSORED ADR | 037400108 | ADR | 3,137 | $238,000 | thousands by filing date | |
| Rexel | 761681105 | COM | 13,667 | $237,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 14,954 | $236,000 | thousands by filing date | |
| HAIER ELECTRONICS GROUP CO LTD UNSP ADR EACH REPR 10 ORD | 40522E104 | COMMON STOCK | 9,833 | $236,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 9,108 | $235,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 19,692 | $235,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 10,156 | $235,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 35,083 | $235,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 5,192 | $234,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 55,934 | $233,000 | thousands by filing date | |
| WACOAL HOLDINGS CORP | 930004304 | Common Stock | 3,345 | $233,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 10,838 | $231,000 | thousands by filing date | |
| SHINSEI BANK LTD-SPON ADR | 824631105 | COM | 75,153 | $231,000 | thousands by filing date | |
| APERAM-NY REGISTRY SHARES | 03754H104 | COM | 4,550 | $231,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 12,049 | $231,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,469 | $230,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 7,690 | $229,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,892 | $228,000 | thousands by filing date | |
| MAN WAH HLDGS LTD ADR | 561653106 | ADR | 12,491 | $227,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 19,111 | $226,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 16,027 | $226,000 | thousands by filing date | |
| HUTCHISON TELECOMMUNI-ADR | 44841V102 | COM | 42,314 | $226,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 7,775 | $225,000 | thousands by filing date | |
| Bayer AG | D0712D163 | COM | 1,637 | $225,000 | thousands by filing date | |
| Ps Business P 5.25 Pfd Pfd | 69360J594 | COM | 8,909 | $225,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 7,584 | $225,000 | thousands by filing date | |
| TURK TELEKOMUNIKA-UNSPON ADR | 90011Q100 | ADR | 59,956 | $225,000 | thousands by filing date | |
| SALINI IMPREGILO SPA-UN ADR | 795225101 | ADR | 28,844 | $225,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 138,372 | $224,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 11,606 | $224,000 | thousands by filing date | |
| Capital One Finl Pfd Ser H | 14040H840 | PRD | 8,354 | $223,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 47,759 | $222,000 | thousands by filing date | |
| Reckitt Benckiser Group PLC | G74079107 | COM | 2,445 | $221,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 35,521 | $220,000 | thousands by filing date | |
| CRODA INTL PLC ADR NEW | 227047206 | ADR | 8,450 | $220,000 | thousands by filing date | |
| SWEDISH MATCH AB FRUEHER | 870309606 | COM | 12,381 | $219,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 11,552 | $218,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 28,792 | $216,000 | thousands by filing date | |
| PT XL AXIATA TBK ADR F UNSPONS | 69369r100 | ADR | 40,921 | $216,000 | thousands by filing date | |
| MEDIASET SPA-SPONSORED ADR | 584469407 | COM | 21,241 | $216,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 7,212 | $215,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 29,915 | $215,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 43,526 | $215,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 11,534 | $214,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 5,833 | $213,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 11,551 | $213,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 19,552 | $213,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 8,841 | $213,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,805 | $212,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 17,038 | $211,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 17,675 | $210,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 12,275 | $210,000 | thousands by filing date | |
| SCE TRUST IV 5.375 PFD | 78409G206 | PFD | 7,709 | $209,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 16,675 | $208,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 22,644 | $207,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 7,334 | $206,000 | thousands by filing date | |
| ALSTOM SA UNSPON ADR | 021244207 | COM | 48,971 | $205,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 21,430 | $204,000 | thousands by filing date | |
| ORICA LTD ADR | 68618H103 | COM | 12,816 | $204,000 | thousands by filing date | |
| AXIS Capital Holdings Ltd Pfd | G0692U117 | COM | 8,123 | $204,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 42,228 | $203,000 | thousands by filing date | |
| CenturyLink Quest 6.125%Nts Cl | 74913g600 | PFD | 8,015 | $203,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 32,982 | $202,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 9,905 | $202,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,320 | $201,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 34,560 | $201,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 40,987 | $201,000 | thousands by filing date | |
| ROBINSONS RETAIL - UNSP ADR | 771007101 | ADR | 9,731 | $201,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,924 | $200,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 4,808 | $200,000 | thousands by filing date | |
| DEBENHAMS PLC SPONSORED ADR | 242737203 | ADR | 74,991 | $199,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 18,828 | $195,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 12,851 | $195,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 13,923 | $195,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 26,229 | $193,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 19,273 | $193,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 41,497 | $193,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 11,414 | $193,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 32,842 | $192,000 | thousands by filing date | |
| FORTUM OYJ ADR | 34959F106 | COMMON | 48,950 | $192,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 37,974 | $191,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 30,985 | $190,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 19,268 | $189,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 20,971 | $187,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 67,756 | $185,000 | thousands by filing date | |
| JUMBO SA ADR | 48138V105 | SA | 11,402 | $185,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 72,021 | $184,000 | thousands by filing date | |
| DISTRIBUIDORA INT-UNSP ADR | 25476E101 | ADR | 15,857 | $183,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 10,492 | $182,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 18,603 | $181,000 | thousands by filing date | |
| SINGAPORE AIRLINES ADR | 82930C106 | COM | 12,195 | $181,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 19,410 | $180,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 28,606 | $180,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 18,723 | $178,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 10,453 | $178,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 14,216 | $177,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 32,485 | $172,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 95,145 | $171,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 88,077 | $170,000 | thousands by filing date | |
| HOPEWELL HLDGS LTD SPONSORED ADR | 439555301 | ADR | 42,702 | $170,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 12,647 | $167,000 | thousands by filing date | |
| MEDIOBANCA SPA UNSPONS ADR | 58502K106 | COM | 15,534 | $166,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 10,148 | $165,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 40,874 | $163,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 21,381 | $162,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 78,076 | $162,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 15,593 | $160,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 12,435 | $159,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 22,017 | $158,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 13,228 | $158,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 10,616 | $157,000 | thousands by filing date | |
| Impala Platinum Holdings Ltd | 452553308 | Equity | 66,826 | $156,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 10,178 | $155,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 14,348 | $153,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 10,194 | $152,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 15,849 | $149,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 76,591 | $149,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 16,428 | $148,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 48,259 | $148,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 18,817 | $147,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 12,947 | $145,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 18,316 | $143,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 15,679 | $143,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 109,097 | $142,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 20,034 | $142,000 | thousands by filing date | |
| ABERTIS INFRAESTR-UNSPON ADR | 003381100 | COM | 13,758 | $141,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 10,639 | $140,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 29,905 | $140,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 11,224 | $139,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 37,702 | $137,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 15,339 | $133,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 28,286 | $133,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 52,486 | $132,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 28,757 | $131,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 11,751 | $130,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 16,478 | $128,000 | thousands by filing date | |
| CRIMSON WINE GROUP LTD COM | 22662X100 | COM | 11,690 | $126,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 24,571 | $124,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 11,213 | $124,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 17,855 | $122,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 10,593 | $120,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 10,306 | $119,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 38,545 | $119,000 | thousands by filing date | |
| SAIPEM S P A UNSPONSORED ADR | 79376W307 | Stock | 12,780 | $112,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 24,617 | $111,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 15,534 | $110,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 13,005 | $109,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 42,647 | $106,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 11,486 | $105,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 39,998 | $102,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 45,925 | $101,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 11,520 | $93,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 20,171 | $92,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 12,322 | $91,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 21,107 | $91,000 | thousands by filing date | |
| MAN GROUP PLC-UNSPON ADR | 56164U107 | COM | 41,942 | $91,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 17,003 | $90,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 27,842 | $90,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 38,349 | $88,000 | thousands by filing date | |
| TABCORP HLDGS LTD ADR | 873306302 | ADR | 13,117 | $88,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 39,368 | $87,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 92,071 | $86,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 10,474 | $86,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 28,399 | $85,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 11,079 | $85,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 14,759 | $84,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 12,622 | $83,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 28,504 | $82,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,202 | $81,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 43,797 | $81,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 27,562 | $79,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 10,832 | $79,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 11,719 | $78,000 | thousands by filing date | |
| AIA GROUP LTD | Y002A1105 | FOREIGN | 10,310 | $77,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 12,962 | $74,000 | thousands by filing date | |
| FLSMIDTH & CO A/S-UNSPON ADR | 343793105 | COM | 11,207 | $73,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 17,383 | $69,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 18,128 | $69,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 21,792 | $68,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 35,459 | $68,000 | thousands by filing date | |
| IMPACTASSETS INC SR SECURED 11/20 VAR | 45258EAA1 | US DOMESTIC | 68,000 | $64,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 24,953 | $63,000 | thousands by filing date | |
| TULLOW OIL PLC-UNSPON ADR | 899415202 | ADR | 51,193 | $63,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 23,101 | $61,000 | thousands by filing date | |
| ANGLO AMER | 03486T202 | USD | 14,153 | $60,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 16,167 | $59,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 11,072 | $58,000 | thousands by filing date | |
| SALZGITTER AG-UNSP ADR | 795842202 | COM | 12,757 | $57,000 | thousands by filing date | |
| CAIRN ENERGY PLC-UNSPON ADR | 12776P200 | COM | 11,031 | $57,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 10,584 | $56,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 15,755 | $55,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 13,632 | $54,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 11,941 | $53,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 11,751 | $52,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 12,982 | $48,000 | thousands by filing date | |
| IMPACTASSETS INC SR SECURED 11/20 VAR | 45258EAB9 | US DOMESTIC | 53,000 | $47,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 33,037 | $45,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 19,871 | $43,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 11,507 | $40,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 12,459 | $40,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 24,072 | $39,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 12,839 | $36,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 26,794 | $36,000 | thousands by filing date | |
| Li & Fung Ltd | 501897102 | Com | 35,685 | $34,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 11,633 | $32,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 13,540 | $30,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 10,692 | $29,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 11,911 | $29,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 13,381 | $28,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 45,137 | $27,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 11,932 | $27,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 11,228 | $26,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 10,385 | $24,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 14,716 | $23,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 14,824 | $22,000 | thousands by filing date | |
| VALLOUREC SA-SPN ADR | 92023R308 | COM | 17,384 | $21,000 | thousands by filing date | |
| SERCO GROUP PLC-SPON ADR | 81748L209 | ADR | 11,267 | $17,000 | thousands by filing date | |
| RMR REAL ESTATE - RTS W/I | 74965J114 | Right | 25,866 | $15,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 15,769 | $6,000 | thousands by filing date | |
| BANCO POPULAR ESPANOL ADR | 05968U102 | ADR | 73,875 | $2,000 | thousands by filing date | |
| INSPRO TECHNOLOGIES CORP | 45778T101 | Common Stock | 30,000 | $1,000 | thousands by filing date | |
| ADVANTA CORP | 007942204 | COMMON STOCK | 12,265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESA AIR GROUP INC | 590479101 | Common Stock | 20,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDUCATION MANAGEMENT CORP WARRANTS | 28140M806 | Equity WRT | 11,106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-010725 | this filing | 2017-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-011356 | base | 2017-12-14 | acceptance time not in the bulk data set |