13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-07, with 3,666 holding rows worth $210,102,682,000.
- Accession
- 0000950123-17-009689
- Filer
- CIK 820027
- Filed
- 2017-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 6,930 entries on the cover page, a total value of $210,102,682,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $210,102,682,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 627,448 | $5,734,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 5,500,000 | $5,717,000 | thousands by filing date | principal |
| ACXIOM CORP | 005125109 | COMMON STOCK | 231,992 | $5,716,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 296,905 | $5,713,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 193,569 | $5,710,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 38,825 | $5,689,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 110,942 | $5,686,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 373,997 | $5,685,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 5,200,000 | $5,678,000 | thousands by filing date | principal |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 65,789 | $5,667,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 37,923 | $5,663,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 262,626 | $5,620,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 88,266 | $5,609,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 396,331 | $5,576,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 178,759 | $5,568,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 556,257 | $5,562,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 167,322 | $5,541,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 217,687 | $5,540,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 266,929 | $5,529,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 98,647 | $5,528,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 5,320,000 | $5,526,000 | thousands by filing date | principal |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,433,948 | $5,521,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 288,287 | $5,509,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 151,309 | $5,502,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 178,334 | $5,497,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 171,403 | $5,494,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 35,604 | $5,492,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 81,332 | $5,472,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 237,661 | $5,468,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 72,393 | $5,465,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 626,136 | $5,428,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 229,072 | $5,424,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 733,794 | $5,423,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 557,158 | $5,404,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 109,616 | $5,399,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L102 | SUSTANBLE GLBL | 179,658 | $5,397,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 152,098 | $5,392,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 4,720,000 | $5,392,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 251,415 | $5,380,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 40,480 | $5,380,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 247,016 | $5,377,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 142,177 | $5,371,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 58,225 | $5,350,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 242,102 | $5,350,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 215,652 | $5,348,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 312,895 | $5,329,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 210,216 | $5,329,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 125,850 | $5,301,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 171,864 | $5,295,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 210,128 | $5,290,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 127,600 | $5,276,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 226,271 | $5,271,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 842,754 | $5,267,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 5,000,000 | $5,266,000 | thousands by filing date | principal |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 205,265 | $5,253,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 56,907 | $5,249,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 157,855 | $5,242,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 138,357 | $5,238,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 164,906 | $5,218,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 253,295 | $5,205,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 358,713 | $5,201,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 156,045 | $5,194,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 651,162 | $5,190,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 313,845 | $5,181,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 349,714 | $5,179,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 194,584 | $5,176,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 49,745 | $5,169,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 224,121 | $5,161,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 129,972 | $5,135,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 145,102 | $5,129,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 121,557 | $5,119,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 5,690,000 | $5,114,000 | thousands by filing date | principal |
| LIVEPERSON, INC. | 538146101 | COM | 376,443 | $5,102,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 118,371 | $5,095,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 352,459 | $5,089,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 28,511 | $5,087,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 5,000,000 | $5,084,000 | thousands by filing date | principal |
| SIENTRA INC | 82621J105 | COM | 329,741 | $5,079,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 69,790 | $5,075,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 170,200 | $5,073,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 606,514 | $5,052,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 155,015 | $5,049,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 163,343 | $5,044,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 237,114 | $5,039,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 178,909 | $5,037,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 105,284 | $5,033,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 56,743 | $5,017,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 167,628 | $5,007,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 267,400 | $4,988,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 647,719 | $4,975,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 175,008 | $4,969,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 164,041 | $4,967,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 294,548 | $4,964,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 81,147 | $4,953,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 109,080 | $4,947,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 129,152 | $4,939,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 79,665 | $4,932,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 192,580 | $4,930,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 296,685 | $4,925,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 102,861 | $4,912,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 211,537 | $4,891,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 114,197 | $4,888,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 125,484 | $4,885,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 143,800 | $4,882,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 213,362 | $4,875,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 451,342 | $4,874,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 568,254 | $4,867,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 219,664 | $4,845,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 78,729 | $4,844,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 434,677 | $4,829,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 173,135 | $4,826,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 76,097 | $4,824,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 232,447 | $4,823,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 186,547 | $4,822,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 224,296 | $4,816,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 652,849 | $4,804,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 163,130 | $4,800,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 54,981 | $4,799,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 497,062 | $4,797,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 162,231 | $4,779,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 32,585 | $4,770,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 202,446 | $4,767,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 189,762 | $4,760,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 45,949 | $4,755,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 283,637 | $4,736,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 211,609 | $4,734,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 102,276 | $4,728,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 1,700,000 | $4,728,000 | thousands by filing date | principal |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 102,254 | $4,720,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 215,214 | $4,707,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 477,369 | $4,701,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 133,728 | $4,697,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 244,449 | $4,694,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 235,891 | $4,683,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 85,753 | $4,668,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 34,756 | $4,666,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 85,631 | $4,655,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 109,718 | $4,652,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 67,408 | $4,650,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 59,396 | $4,647,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 61,369 | $4,646,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 172,458 | $4,619,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 248,734 | $4,614,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 2,600,000 | $4,610,000 | thousands by filing date | principal |
| CRAY INC | 225223304 | COM NEW | 236,810 | $4,606,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 77,514 | $4,604,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 361,606 | $4,604,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 202,001 | $4,596,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 63,234 | $4,583,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 342,164 | $4,582,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 295,339 | $4,578,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 214,283 | $4,568,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 511,462 | $4,551,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 79,715 | $4,549,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 59,601 | $4,535,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 2,344,000 | $4,526,000 | thousands by filing date | principal |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 91,544 | $4,522,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 28,489 | $4,518,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 62,451 | $4,507,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 53,324 | $4,497,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 58,078 | $4,485,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 433,477 | $4,464,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 330,230 | $4,445,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 107,086 | $4,443,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 63,931 | $4,441,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 561,716 | $4,428,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 79,624 | $4,426,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 232,553 | $4,423,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 266,378 | $4,417,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 155,315 | $4,410,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 297,528 | $4,399,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 285,545 | $4,397,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 193,542 | $4,393,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 77,608 | $4,393,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 198,363 | $4,392,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 185,654 | $4,389,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 456,810 | $4,386,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 93,135 | $4,386,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 93,472 | $4,379,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 642,606 | $4,371,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 179,177 | $4,361,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 82,729 | $4,360,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 3,620,000 | $4,358,000 | thousands by filing date | principal |
| LGI HOMES INC COM | 50187T106 | Stock | 89,509 | $4,348,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 192,300 | $4,347,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 80,506 | $4,344,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 237,400 | $4,344,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 392,938 | $4,342,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 310,323 | $4,338,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 324,690 | $4,335,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 261,446 | $4,334,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 4,000,000 | $4,316,000 | thousands by filing date | principal |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 239,394 | $4,308,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 272,757 | $4,307,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 423,322 | $4,305,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 247,918 | $4,301,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 391,330 | $4,301,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 986,024 | $4,289,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 310,297 | $4,285,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 14,187 | $4,280,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 107,001 | $4,269,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 176,331 | $4,264,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 36,506 | $4,263,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 46,956 | $4,248,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 48,209 | $4,247,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 182,525 | $4,244,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 35,648 | $4,239,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 101,421 | $4,234,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 232,878 | $4,227,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 192,169 | $4,224,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,430,251 | $4,219,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 348,174 | $4,213,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 46,610 | $4,208,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 58,185 | $4,202,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 458,131 | $4,200,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 186,108 | $4,196,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 102,546 | $4,191,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 173,666 | $4,186,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 216,643 | $4,170,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 90,171 | $4,158,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 298,564 | $4,156,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 649,334 | $4,149,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 205,162 | $4,134,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 145,562 | $4,125,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 195,396 | $4,119,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 911,184 | $4,118,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 1,100,000 | $4,114,000 | thousands by filing date | principal |
| ISHARES TR | 464288372 | COM | 90,843 | $4,108,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 283,870 | $4,100,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 34,694 | $4,091,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 324,732 | $4,086,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 281,669 | $4,084,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 157,763 | $4,084,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 431,030 | $4,047,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 246,065 | $4,043,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 80,832 | $4,038,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 42,268 | $4,029,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 65,562 | $4,029,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 595,860 | $4,028,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 59,855 | $4,026,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 238,720 | $4,021,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 282,637 | $4,021,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 188,380 | $4,003,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 40,414 | $3,998,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 253,795 | $3,993,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 82,000 | $3,988,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 91,880 | $3,987,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 3,000,000 | $3,986,000 | thousands by filing date | principal |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 121,195 | $3,985,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 378,989 | $3,976,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 97,877 | $3,975,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 87,483 | $3,972,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 433,317 | $3,966,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 70,692 | $3,965,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 50,483 | $3,958,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 511,544 | $3,942,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 49,146 | $3,935,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 58,317 | $3,921,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 62,785 | $3,913,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 154,019 | $3,889,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 349,055 | $3,881,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 180,319 | $3,877,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 123,057 | $3,876,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 175,674 | $3,868,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 93,074 | $3,862,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 374,452 | $3,857,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 252,445 | $3,855,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 256,945 | $3,841,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 228,694 | $3,841,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 81,268 | $3,838,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 57,504 | $3,838,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 178,795 | $3,830,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 49,321 | $3,813,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 171,348 | $3,804,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 109,469 | $3,796,000 | thousands by filing date | |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 3,400,000 | $3,795,000 | thousands by filing date | principal |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 19,985 | $3,791,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 175,523 | $3,784,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 206,853 | $3,783,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 126,258 | $3,779,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 54,258 | $3,779,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 219,600 | $3,777,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 263,674 | $3,771,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 62,074 | $3,769,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 89,679 | $3,757,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 45,257 | $3,752,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 3,506,000 | $3,747,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 130,045 | $3,744,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 551,940 | $3,742,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 70,919 | $3,737,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 116,217 | $3,734,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 96,313 | $3,732,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 122,243 | $3,714,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 222,990 | $3,690,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 105,383 | $3,689,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 94,405 | $3,686,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 227,546 | $3,679,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 89,034 | $3,673,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 239,078 | $3,663,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 3,500,000 | $3,649,000 | thousands by filing date | principal |
| PEGASYSTEMS INC COM | 705573103 | Stock | 63,100 | $3,639,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 187,514 | $3,638,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 162,804 | $3,637,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 67,365 | $3,635,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 133,880 | $3,634,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 131,526 | $3,630,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 155,310 | $3,625,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 67,104 | $3,598,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 74,706 | $3,594,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 209,798 | $3,590,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 232,998 | $3,586,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 134,170 | $3,586,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 114,368 | $3,586,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 189,987 | $3,583,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 35,635 | $3,578,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 169,151 | $3,575,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 455,170 | $3,574,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 164,471 | $3,569,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 278,936 | $3,568,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 792,324 | $3,566,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 95,135 | $3,563,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 86,230 | $3,530,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 390,349 | $3,529,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 338,940 | $3,521,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 23,994 | $3,509,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 243,420 | $3,495,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,009,493 | $3,493,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 123,889 | $3,480,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 119,502 | $3,466,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 159,154 | $3,461,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 79,260 | $3,453,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 43,669 | $3,452,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 206,796 | $3,447,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 185,762 | $3,446,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 62,365 | $3,444,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 307,087 | $3,439,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 437,860 | $3,437,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 60,442 | $3,436,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 78,024 | $3,418,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 89,993 | $3,417,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 648,124 | $3,402,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 36,145 | $3,389,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 280,895 | $3,384,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 378,385 | $3,383,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 83,768 | $3,379,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 128,931 | $3,371,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 562,821 | $3,365,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 101,905 | $3,361,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 49,886 | $3,357,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 61,613 | $3,352,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 86,577 | $3,349,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 151,979 | $3,344,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 495,338 | $3,339,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 1,333,382 | $3,334,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 31,317 | $3,333,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 374,852 | $3,327,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 233,329 | $3,325,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 295,934 | $3,323,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 109,406 | $3,312,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 178,716 | $3,298,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 184,260 | $3,293,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 166,880 | $3,272,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 71,836 | $3,269,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 84,115 | $3,266,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 3,000,000 | $3,266,000 | thousands by filing date | principal |
| U S G CORP | 903293405 | COM NEW | 99,585 | $3,251,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 235,241 | $3,249,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 91,131 | $3,247,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 354,973 | $3,238,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 406,378 | $3,232,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 111,288 | $3,221,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 100,750 | $3,215,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 37,016 | $3,212,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 707,173 | $3,203,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 83,269 | $3,202,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 55,491 | $3,199,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 20,567 | $3,194,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 243,759 | $3,179,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 124,971 | $3,176,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 311,927 | $3,176,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 104,665 | $3,172,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 131,473 | $3,166,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 197,421 | $3,158,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 75,415 | $3,157,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 2,755,233 | $3,140,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 40,578 | $3,137,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 94,260 | $3,132,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 264,064 | $3,113,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 135,848 | $3,111,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 111,496 | $3,089,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 25,797 | $3,079,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 156,500 | $3,078,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 91,885 | $3,075,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 59,957 | $3,070,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 72,782 | $3,065,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 106,996 | $3,062,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 48,346 | $3,052,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 225,043 | $3,050,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 80,328 | $3,045,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 142,198 | $3,043,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 41,124 | $3,042,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 240,846 | $3,028,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 318,629 | $3,027,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 159,288 | $3,008,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 25,853 | $2,992,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 166,051 | $2,990,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 105,147 | $2,988,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 145,354 | $2,985,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 17,508 | $2,971,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 101,564 | $2,959,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 150,334 | $2,957,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 32,929 | $2,956,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 74,783 | $2,955,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 311,204 | $2,955,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 123,481 | $2,950,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 144,606 | $2,950,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 256,252 | $2,942,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 96,421 | $2,937,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 403,025 | $2,935,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 388,097 | $2,933,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 98,213 | $2,922,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 30,508 | $2,922,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 95,135 | $2,890,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 278,375 | $2,881,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 57,510 | $2,871,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 184,243 | $2,871,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 120,902 | $2,861,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,226,265 | $2,857,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 102,008 | $2,840,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 3,320,000 | $2,839,000 | thousands by filing date | principal |
| KINSALECAPGROUPINC | 49714P108 | STOK | 65,500 | $2,828,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 146,492 | $2,828,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 66,189 | $2,827,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 56,677 | $2,823,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 53,760 | $2,821,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 168,141 | $2,820,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,092,193 | $2,803,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 397,543 | $2,796,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 86,724 | $2,783,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 192,852 | $2,780,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 266,394 | $2,773,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 19,149 | $2,754,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 25,009 | $2,751,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 47,369 | $2,748,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 66,864 | $2,745,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 183,584 | $2,741,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 77,727 | $2,738,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 54,264 | $2,728,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 214,650 | $2,720,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 164,949 | $2,708,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 67,593 | $2,706,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 100,000 | $2,700,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 43,615 | $2,698,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 735,739 | $2,693,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 99,627 | $2,689,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 141,401 | $2,687,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 364,432 | $2,682,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 3,989 | $2,681,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 59,426 | $2,680,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 169,282 | $2,666,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 124,760 | $2,662,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 45,928 | $2,650,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 140,015 | $2,639,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 58,622 | $2,628,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 132,935 | $2,619,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 696,400 | $2,618,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 25,791 | $2,617,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 17,699 | $2,615,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 199,946 | $2,610,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 68,391 | $2,590,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 73,897 | $2,590,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 133,400 | $2,578,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,005 | $2,576,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 139,867 | $2,575,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 299,777 | $2,570,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 101,814 | $2,566,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 56,936 | $2,564,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 178,486 | $2,556,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 121,692 | $2,551,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 121,082 | $2,549,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 267,778 | $2,544,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 62,384 | $2,543,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 70,387 | $2,534,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 276,758 | $2,533,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 14,448 | $2,532,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 271,335 | $2,531,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 100,381 | $2,525,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 213,246 | $2,517,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 159,634 | $2,512,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 208,711 | $2,511,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 152,162 | $2,509,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 225,197 | $2,508,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 77,132 | $2,507,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 103,592 | $2,500,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 236,354 | $2,498,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 40,683 | $2,497,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 49,521 | $2,496,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 182,000 | $2,484,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 59,681 | $2,483,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 50,165 | $2,481,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-009689 | this filing | 2017-11-07 | acceptance time not in the bulk data set |