13F-HR filed by BALDWIN WEALTH PARTNERS LLC/MA
BALDWIN WEALTH PARTNERS LLC/MA filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-26, with 492 holding rows worth $621,970,000.
- Accession
- 0000950123-17-009240
- Filer
- CIK 1021258
- Filed
- 2017-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 492 entries on the cover page, a total value of $621,970,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $621,975,000 with VALUE read as thousands by filing date, 13F file number 028-05814. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 179,210 | $27,620,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 25,256 | $24,280,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 20,987 | $20,435,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 97,119 | $17,804,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 169,231 | $17,678,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 167,121 | $16,323,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 245,604 | $15,726,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 64,048 | $15,604,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 195,922 | $14,594,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 435,708 | $14,540,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 225,915 | $14,465,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 75,307 | $14,041,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 120,161 | $13,249,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 114,181 | $12,723,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 467,078 | $12,513,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 107,726 | $12,283,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 12,584 | $12,070,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 476,762 | $11,528,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 92,968 | $11,165,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 67,232 | $11,046,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 390,139 | $10,171,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 134,610 | $9,565,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 87,044 | $9,161,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 186,075 | $8,773,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 102,390 | $8,394,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 70,214 | $8,143,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 188,894 | $8,070,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 160,535 | $7,945,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 313,414 | $7,942,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 138,788 | $7,196,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 38,501 | $6,869,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 335,065 | $6,798,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 69,447 | $6,718,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 119,398 | $6,413,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 123,941 | $5,913,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 59,691 | $5,912,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 47,329 | $5,754,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 49,941 | $5,672,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 106,333 | $5,524,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 17,174 | $5,329,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 33,933 | $5,304,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 37,458 | $5,048,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 38,786 | $5,043,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 19,338 | $4,891,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 45,385 | $4,811,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 153,966 | $4,588,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25,939 | $4,432,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 55,005 | $3,507,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 60,036 | $3,433,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 23,447 | $3,253,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 36,834 | $3,160,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 41,378 | $3,156,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 164,620 | $3,047,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 43,382 | $2,717,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 10,781 | $2,263,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 52,153 | $2,052,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 12,255 | $1,796,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 18,758 | $1,792,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 32,216 | $1,777,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 24,230 | $1,677,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 26,380 | $1,674,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 70,075 | $1,628,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 10,789 | $1,610,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 11,319 | $1,604,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 11,492 | $1,552,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 34,287 | $1,541,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 62,879 | $1,532,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 17,998 | $1,456,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 21,440 | $1,452,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 17,435 | $1,429,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 22,244 | $1,398,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 11,845 | $1,387,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 60,505 | $1,368,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 11,680 | $1,365,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 16,305 | $1,351,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 6,950 | $1,315,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,989 | $1,304,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 10,806 | $1,200,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 24,603 | $1,190,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 13,761 | $1,186,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 4,822 | $1,174,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 11,272 | $1,157,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 7,989 | $1,139,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 20,074 | $1,112,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 6,160 | $1,106,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 66,636 | $1,103,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,148 | $1,075,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 29,473 | $1,052,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 9,622 | $1,038,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 21,077 | $1,015,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 6,649 | $970,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 21,375 | $943,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 51,244 | $937,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 21,290 | $928,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 9,696 | $926,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 35,379 | $890,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 22,854 | $879,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 9,688 | $864,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,527 | $841,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 23,461 | $822,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 17,905 | $803,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 35,609 | $755,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 14,882 | $752,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,981 | $749,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 9,730 | $747,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 15,278 | $723,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 9,221 | $672,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 3,542 | $663,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 12,860 | $644,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,346 | $629,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,800 | $622,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,767 | $584,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 9,632 | $572,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $549,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 10,132 | $547,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 10,000 | $536,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,500 | $521,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 10,467 | $507,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 17,775 | $506,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,295 | $497,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 17,123 | $496,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 10,712 | $493,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 18,992 | $491,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,825 | $488,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 15,900 | $479,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,321 | $473,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,163 | $470,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 3,500 | $470,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 10,778 | $468,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,955 | $459,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 12,796 | $448,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 18,300 | $445,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,127 | $442,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 11,170 | $430,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 5,239 | $429,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,500 | $418,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,955 | $413,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 10,275 | $392,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 25,140 | $390,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 10,455 | $384,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,875 | $384,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,214 | $383,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 600 | $376,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 23,416 | $374,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 4,331 | $373,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 6,524 | $372,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 6,880 | $368,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 14,840 | $367,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,475 | $366,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 21,695 | $366,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 7,160 | $353,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 5,718 | $347,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 7,245 | $347,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,770 | $345,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 12,100 | $342,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 19,500 | $339,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,823 | $336,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,187 | $328,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 23,354 | $320,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 10,000 | $311,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 43,300 | $307,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 12,900 | $304,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,432 | $294,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,586 | $293,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 5,650 | $290,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,214 | $286,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,700 | $273,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,511 | $272,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,379 | $268,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,823 | $259,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,321 | $258,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,600 | $252,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,315 | $251,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,271 | $249,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,660 | $249,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 4,675 | $245,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,025 | $243,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 3,345 | $238,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,911 | $237,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,181 | $233,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 946 | $229,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,354 | $221,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 7,496 | $221,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,716 | $221,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 6,000 | $213,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 17,850 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,355 | $209,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,363 | $206,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,150 | $205,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 4,850 | $202,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 13,750 | $199,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 2,845 | $188,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,915 | $185,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,390 | $185,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 4,500 | $183,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,968 | $179,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,245 | $177,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 2,846 | $177,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 4,000 | $177,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,593 | $174,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,470 | $168,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 5,422 | $165,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,038 | $162,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,377 | $157,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 2,580 | $154,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,329 | $148,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,904 | $147,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 10,000 | $146,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,860 | $142,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 761 | $141,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2,400 | $140,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 7,200 | $136,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 4,875 | $136,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 8,000 | $134,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 875 | $130,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,048 | $130,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 969 | $128,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 400 | $125,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 913 | $124,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,495 | $124,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 6,000 | $122,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 2,223 | $121,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 8,075 | $121,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 660 | $118,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 591 | $116,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 922 | $115,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 815 | $113,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,500 | $110,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 19,551 | $109,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 915 | $105,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 2,345 | $105,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 824 | $103,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,900 | $103,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,860 | $100,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,906 | $99,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,645 | $98,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 6,000 | $98,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 16,000 | $98,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 9,300 | $98,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,000 | $94,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,000 | $93,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2,290 | $90,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,124 | $90,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 378 | $90,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 6,200 | $90,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 8,000 | $89,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 100 | $86,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,586 | $85,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 900 | $84,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 498 | $84,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 944 | $80,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,400 | $80,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,909 | $77,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 2,100 | $77,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,228 | $76,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,500 | $76,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,429 | $75,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 500 | $73,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 6,250 | $72,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 655 | $71,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 5,000 | $71,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 800 | $69,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,750 | $68,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 5,000 | $68,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 7,000 | $68,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 783 | $67,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,653 | $67,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,936 | $65,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 3,000 | $65,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 2,950 | $65,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 848 | $62,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,164 | $61,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,000 | $60,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,300 | $60,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 871 | $60,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,250 | $59,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 500 | $59,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 480 | $58,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 443 | $58,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 431 | $57,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,500 | $55,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 2,000 | $55,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 571 | $55,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 700 | $54,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 980 | $53,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 284 | $53,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,270 | $52,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 1,504 | $52,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 280 | $51,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 300 | $51,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 400 | $50,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 250 | $50,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 525 | $48,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,050 | $47,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,000 | $47,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 10,000 | $46,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 560 | $45,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,520 | $45,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 730 | $45,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 530 | $45,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 928 | $44,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 272 | $43,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 300 | $43,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 115 | $42,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 360 | $42,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 512 | $40,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 750 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 350 | $39,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 500 | $38,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 252 | $38,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 3,000 | $38,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 343 | $38,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 395 | $37,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 370 | $37,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 200 | $36,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 175 | $36,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 434 | $36,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 2,447 | $36,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 950 | $34,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 3,100 | $34,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 100 | $33,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 515 | $33,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 140 | $32,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 200 | $32,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,000 | $31,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 300 | $31,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 678 | $31,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 800 | $31,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 50 | $30,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 300 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 700 | $29,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 488 | $29,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 500 | $28,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 1,400 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 700 | $27,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 360 | $27,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 975 | $27,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 101 | $26,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 200 | $26,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 470 | $26,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,500 | $26,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 333 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 2,000 | $25,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 286 | $24,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,600 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,073 | $24,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 4,610 | $24,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 280 | $23,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 255 | $23,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 190 | $23,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 480 | $23,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 500 | $23,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,000 | $23,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 350 | $23,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,000 | $23,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 900 | $23,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,500 | $23,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 65 | $22,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,264 | $22,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 50 | $22,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 1,500 | $22,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 250 | $21,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,500 | $21,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 750 | $21,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 400 | $20,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 500 | $20,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 300 | $20,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 184 | $20,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 264 | $20,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 192 | $20,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 300 | $20,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 2,000 | $20,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 200 | $19,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 500 | $19,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 150 | $19,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,800 | $19,000 | thousands by filing date | |
| IJH | 464287507 | COM | 100 | $18,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 200 | $18,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 400 | $18,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,000 | $18,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 300 | $18,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 1,335 | $18,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 150 | $17,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 200 | $17,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 750 | $17,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,500 | $17,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,023 | $17,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 500 | $17,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 700 | $17,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1,000 | $16,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,600 | $16,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 314 | $15,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 522 | $15,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 350 | $14,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,500 | $14,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 500 | $14,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,000 | $14,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 250 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 40 | $13,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,000 | $13,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 160 | $12,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 250 | $12,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 800 | $12,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 250 | $12,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 100 | $11,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 201 | $11,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 875 | $11,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 288 | $11,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 135 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 100 | $10,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 300 | $10,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 235 | $9,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 126 | $9,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 103 | $9,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 129 | $9,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 115 | $9,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 320 | $9,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 630 | $9,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 227 | $9,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 200 | $8,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 162 | $8,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 185 | $8,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 90 | $8,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 500 | $8,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 200 | $8,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 858 | $8,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 32 | $7,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 496 | $7,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 218 | $7,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 62 | $6,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 150 | $6,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 100 | $6,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 68 | $6,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 50 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 200 | $6,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 300 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 200 | $5,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 75 | $5,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 100 | $5,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 200 | $5,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 37 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 100 | $5,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,400 | $5,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 100 | $4,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 175 | $4,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 25 | $4,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 75 | $4,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 212 | $4,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 66 | $4,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 34 | $3,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 40 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 60 | $3,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 285 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 100 | $3,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 175 | $3,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 50 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 92 | $3,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 12 | $3,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 46 | $3,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 100 | $3,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 1,581 | $3,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 33 | $2,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 50 | $2,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 50 | $2,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 120 | $2,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 56 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 300 | $2,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 25 | $2,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 25 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 37 | $1,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 31 | $1,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 15 | $1,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 115 | $1,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 7 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 100 | $1,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 3,250 | $1,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,750 | $1,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| L BRANDS INC | 501797104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUALITY CARE PPTYS INC | 747545101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 447 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cbs Corporation Cl A New | 124857103 | CLA | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Viacom Inc Cl A | 92553P102 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-009240 | this filing | 2017-10-26 | acceptance time not in the bulk data set |