13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 7,398 holding rows worth $118,017,919,000.
- Accession
- 0000950123-17-007486
- Filer
- CIK 1423053
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 9,419 entries on the cover page, a total value of $118,017,919,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,017,919,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 15,900 | $73,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 13,900 | $73,000 | thousands by filing date | put |
| DELCATH SYS INC | 24661P500 | COM PAR | 369,219 | $73,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 19,600 | $73,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 13,742 | $72,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 19,487 | $72,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 18,200 | $71,000 | thousands by filing date | put |
| AROTECH CORP | 042682203 | COM NEW | 20,100 | $71,000 | thousands by filing date | put |
| 180 DEGREE CAP CORP | 68235B109 | COM | 44,500 | $71,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 10,559 | $70,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 49,700 | $70,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 15,800 | $70,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 19,800 | $70,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 22,700 | $69,000 | thousands by filing date | put |
| MANNING + NAPIER INC | 56382Q102 | CL A | 15,920 | $69,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 18,391 | $69,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 32,163 | $68,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 13,582 | $68,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 27,666 | $67,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 16,700 | $67,000 | thousands by filing date | call |
| VICAL INC | 925602203 | COM NEW | 24,654 | $67,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,975 | $66,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 51,462 | $66,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 12,700 | $66,000 | thousands by filing date | call |
| PFENEX INC | 717071104 | COM | 16,338 | $66,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 16,842 | $66,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 22,500 | $65,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 44,614 | $65,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 19,264 | $65,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 25,400 | $65,000 | thousands by filing date | call |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 10,876 | $65,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 13,300 | $65,000 | thousands by filing date | call |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 14,800 | $65,000 | thousands by filing date | put |
| AUXILIO INC | 05334N204 | COM NEW | 14,230 | $65,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 50,005 | $64,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 40,415 | $64,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 52,400 | $64,000 | thousands by filing date | call |
| INTERSECTIONS INC | 460981301 | COM | 13,575 | $64,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 24,564 | $64,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 30,100 | $64,000 | thousands by filing date | call |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 20,026 | $64,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 17,073 | $64,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 23,000 | $63,000 | thousands by filing date | put |
| WALTER INVT MGMT CORP | 93317W102 | COM | 66,736 | $63,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 13,915 | $62,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 31,437 | $62,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 35,798 | $62,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 28,900 | $61,000 | thousands by filing date | call |
| LGL GROUP INC | 50186A108 | COM | 12,629 | $61,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 17,271 | $61,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 36,117 | $61,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 17,251 | $61,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 20,920 | $61,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 13,600 | $60,000 | thousands by filing date | put |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 13,000 | $60,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 11,700 | $59,000 | thousands by filing date | put |
| CHIMERIX INC COM | 16934W106 | Stock | 10,900 | $59,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 38,500 | $59,000 | thousands by filing date | call |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 12,200 | $59,000 | thousands by filing date | put |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 10,391 | $59,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 12,723 | $58,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 18,296 | $58,000 | thousands by filing date | |
| GLOBAL BROKERAGE INC | 37891B109 | COM | 29,023 | $58,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 10,800 | $57,000 | thousands by filing date | put |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 16,211 | $57,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 10,985 | $57,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 43,400 | $56,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 86,800 | $56,000 | thousands by filing date | call |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 11,005 | $56,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 17,891 | $56,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 11,845 | $55,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 14,000 | $55,000 | thousands by filing date | put |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 34,555 | $55,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 13,599 | $54,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 20,900 | $54,000 | thousands by filing date | call |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 10,300 | $54,000 | thousands by filing date | put |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 93,273 | $54,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 24,700 | $53,000 | thousands by filing date | call |
| QUARTERHILL INC COM | 747713105 | COM | 36,900 | $53,000 | thousands by filing date | |
| GlassBridge Enterprises Inc. | 377185103 | COMMON | 13,346 | $53,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 118,319 | $53,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 14,428 | $52,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 21,800 | $52,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 20,900 | $52,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 22,300 | $52,000 | thousands by filing date | call |
| SHARPSPRING INC | 820054104 | COM | 11,417 | $52,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 10,200 | $52,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 18,465 | $51,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 16,674 | $51,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 12,900 | $50,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 18,200 | $50,000 | thousands by filing date | put |
| INVENTURE FOODS INC | 461212102 | COM | 11,500 | $50,000 | thousands by filing date | put |
| PSIVIDA CORP | 74440J101 | COM | 29,500 | $50,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 38,300 | $49,000 | thousands by filing date | put |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 20,129 | $49,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 28,397 | $49,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 59,103 | $49,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 15,900 | $48,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 16,600 | $48,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 17,000 | $48,000 | thousands by filing date | call |
| ALIMERA SCIENCES INC | 016259103 | COM | 34,326 | $48,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T606 | COM PAR | 32,923 | $48,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 27,020 | $47,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 20,800 | $47,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 17,100 | $47,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 35,239 | $47,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 30,174 | $47,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 10,200 | $47,000 | thousands by filing date | call |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 10,000 | $47,000 | thousands by filing date | put |
| TREVENA INC | 89532E109 | COM | 20,600 | $47,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 28,500 | $46,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 20,200 | $46,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 57,700 | $46,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 23,831 | $46,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 10,558 | $46,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 32,984 | $46,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 15,718 | $46,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 16,200 | $45,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 18,000 | $45,000 | thousands by filing date | call |
| COFFEE HLDG CO INC | 192176105 | COM | 10,190 | $45,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 15,152 | $45,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 18,300 | $45,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 14,400 | $45,000 | thousands by filing date | call |
| CONFORMIS INC | 20717E101 | COM | 10,400 | $45,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 27,600 | $44,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 15,700 | $44,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 55,337 | $44,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 28,831 | $44,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 11,654 | $44,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 34,300 | $44,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 19,018 | $44,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 33,200 | $44,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 17,800 | $43,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 29,700 | $43,000 | thousands by filing date | put |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 34,100 | $43,000 | thousands by filing date | put |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 31,996 | $43,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 143,217 | $43,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 15,100 | $42,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 21,600 | $42,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 29,300 | $42,000 | thousands by filing date | put |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 16,500 | $42,000 | thousands by filing date | put |
| TRUETT-HURST INC THST | 897871109 | COMMON | 20,225 | $42,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 14,090 | $41,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 19,700 | $41,000 | thousands by filing date | call |
| CANCER GENETICS INC. | 13739u104 | COM | 10,400 | $41,000 | thousands by filing date | call |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 17,983 | $41,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 19,300 | $40,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 14,000 | $40,000 | thousands by filing date | call |
| CELADON GROUP INC | 150838100 | COM | 12,600 | $40,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 18,393 | $40,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 18,583 | $40,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 15,991 | $40,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 25,800 | $40,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 18,700 | $40,000 | thousands by filing date | call |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 21,100 | $40,000 | thousands by filing date | call |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 23,634 | $40,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 16,100 | $39,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 27,603 | $39,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 10,600 | $39,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 14,015 | $39,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 26,809 | $39,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 67,061 | $39,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 29,204 | $39,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 15,100 | $39,000 | thousands by filing date | put |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 23,700 | $38,000 | thousands by filing date | put |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 18,800 | $38,000 | thousands by filing date | put |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 10,000 | $38,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 29,600 | $38,000 | thousands by filing date | call |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 15,324 | $37,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 20,643 | $37,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 15,900 | $37,000 | thousands by filing date | put |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 28,874 | $36,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 11,417 | $35,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,500 | $35,000 | thousands by filing date | call |
| PLANET PAYMENT INC | U72603118 | SHS | 10,608 | $35,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 16,973 | $34,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 24,568 | $34,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 25,439 | $34,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 43,000 | $34,000 | thousands by filing date | call |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 14,076 | $34,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 72,985 | $34,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 13,300 | $33,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 10,164 | $33,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 11,393 | $33,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 21,400 | $33,000 | thousands by filing date | put |
| CURIS INC | 231269101 | COM | 17,200 | $33,000 | thousands by filing date | call |
| BIOAMBER INC | 09072Q106 | COM | 12,904 | $33,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 17,968 | $33,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 17,800 | $33,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 18,100 | $32,000 | thousands by filing date | call |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 13,598 | $32,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 15,099 | $32,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 24,236 | $32,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 15,100 | $32,000 | thousands by filing date | put |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 16,624 | $32,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 16,700 | $32,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 10,200 | $31,000 | thousands by filing date | call |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 25,195 | $31,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 18,047 | $31,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 62,489 | $30,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 10,787 | $30,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 14,065 | $30,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 13,200 | $30,000 | thousands by filing date | put |
| VERTEX ENERGY INC | 92534K107 | COM | 27,940 | $30,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 11,957 | $30,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 43,599 | $30,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 40,528 | $30,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 22,041 | $30,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 16,738 | $30,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265308 | SHS NEW | 24,641 | $30,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 11,905 | $29,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 12,322 | $29,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 10,800 | $29,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 13,600 | $29,000 | thousands by filing date | put |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 41,099 | $29,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 27,073 | $29,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 23,400 | $29,000 | thousands by filing date | put |
| PATRIOT NATL INC | 70338T102 | COM | 13,700 | $29,000 | thousands by filing date | call |
| JMU LTD | 46647L105 | SPONSORED ADR | 13,083 | $29,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 17,376 | $29,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 13,533 | $28,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 76,965 | $28,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 39,500 | $28,000 | thousands by filing date | call |
| GLOWPOINT INC | 379887201 | CMN | 95,206 | $28,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 15,211 | $28,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 12,234 | $28,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 22,884 | $28,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 48,167 | $28,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 12,069 | $28,000 | thousands by filing date | |
| LINIU TECHNOLOGY GROUP | G54971109 | SHS | 54,636 | $28,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 15,300 | $27,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 17,204 | $27,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 38,679 | $27,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 14,100 | $27,000 | thousands by filing date | call |
| TANTECH HLDGS LTD | G8675X107 | COM | 11,513 | $27,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 11,418 | $27,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 20,319 | $26,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 21,121 | $26,000 | thousands by filing date | |
| Medovex Corp | 58504H101 | COM | 29,298 | $26,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 11,700 | $25,000 | thousands by filing date | put |
| DESTINATION XL GROUP INC | 25065K104 | COM | 10,639 | $25,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 16,574 | $25,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 18,400 | $25,000 | thousands by filing date | put |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 14,935 | $25,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 29,931 | $25,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 44,751 | $25,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 50,711 | $25,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 10,629 | $25,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 14,800 | $24,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 10,600 | $24,000 | thousands by filing date | put |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 18,700 | $24,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 11,090 | $24,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 15,877 | $24,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 18,710 | $24,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 12,276 | $24,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 14,800 | $23,000 | thousands by filing date | put |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 30,646 | $23,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 25,580 | $23,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 34,502 | $22,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 18,376 | $22,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 10,800 | $22,000 | thousands by filing date | call |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 10,325 | $22,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 60,728 | $22,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 14,434 | $22,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 16,526 | $22,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 41,948 | $22,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 26,200 | $22,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 34,500 | $22,000 | thousands by filing date | call |
| IBIO INC | 451033104 | COM | 55,878 | $22,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 20,713 | $22,000 | thousands by filing date | |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 10,877 | $22,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387208 | COM NEW | 31,427 | $22,000 | thousands by filing date | |
| CHINA XINIYA FASHION LTD | 16950W113 | SPONSRD ADR NEW | 15,564 | $22,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 16,500 | $21,000 | thousands by filing date | put |
| RENTECH INC | 760112201 | COMMON STOCK | 46,796 | $21,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 10,057 | $21,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 25,100 | $21,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 14,681 | $21,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 21,681 | $21,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 17,859 | $21,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 11,154 | $21,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 10,431 | $21,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 26,703 | $21,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 12,595 | $21,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 36,409 | $21,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 12,841 | $21,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B302 | SPONSORED ADR LE | 10,285 | $21,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 14,949 | $20,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 11,896 | $20,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 10,357 | $20,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 51,741 | $20,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 38,200 | $20,000 | thousands by filing date | put |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 10,300 | $20,000 | thousands by filing date | put |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 11,130 | $20,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 19,212 | $20,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 29,221 | $20,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 24,324 | $20,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 11,100 | $20,000 | thousands by filing date | call |
| YUMA ENERGY INC NEW | 98872F105 | COM | 21,979 | $20,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 54,006 | $20,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 10,711 | $19,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 15,600 | $19,000 | thousands by filing date | put |
| TRANSENTERIX INC | 89366M201 | COM NEW | 26,700 | $19,000 | thousands by filing date | put |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 15,400 | $19,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 12,885 | $19,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 14,097 | $18,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 48,749 | $18,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 13,834 | $18,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 10,810 | $18,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 33,724 | $18,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 15,121 | $18,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 32,665 | $18,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 12,642 | $17,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 10,662 | $17,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 12,600 | $17,000 | thousands by filing date | call |
| Female Health Company | 314462102 | COM | 15,779 | $17,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 37,200 | $17,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 10,354 | $17,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 22,122 | $17,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 14,350 | $17,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 17,212 | $17,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 45,180 | $17,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 15,122 | $17,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M400 | COM NEW | 19,852 | $17,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 11,179 | $17,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 10,600 | $17,000 | thousands by filing date | call |
| SPHERE 3D CORP NEW | 84841L100 | COM | 89,498 | $17,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 10,600 | $17,000 | thousands by filing date | call |
| AMEDICA CORP COM PAR | 023435209 | Stock | 46,014 | $17,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 22,645 | $16,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 10,500 | $16,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 29,900 | $16,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 30,559 | $16,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 10,100 | $16,000 | thousands by filing date | put |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 16,552 | $16,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 18,094 | $16,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 10,599 | $16,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 12,012 | $16,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 11,047 | $16,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 11,821 | $16,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 22,899 | $15,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 10,000 | $15,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 10,000 | $15,000 | thousands by filing date | call |
| THESTREET INC | 88368Q103 | COM | 18,321 | $15,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 13,548 | $15,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 11,300 | $15,000 | thousands by filing date | call |
| FUEL TECH INC | 359523107 | COM | 16,758 | $14,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 23,957 | $14,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 15,376 | $14,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 27,755 | $14,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 13,700 | $14,000 | thousands by filing date | call |
| DIANA CONTAINERSHIPS INC SHS NEW | Y2069P127 | Stock | 36,201 | $14,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 19,152 | $14,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 13,169 | $13,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 20,358 | $13,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 10,008 | $13,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 10,300 | $13,000 | thousands by filing date | put |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 29,910 | $13,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 11,010 | $13,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 12,884 | $13,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 31,661 | $12,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 11,700 | $12,000 | thousands by filing date | put |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 14,052 | $12,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 10,036 | $12,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 16,169 | $12,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 11,846 | $11,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 14,400 | $11,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 16,400 | $11,000 | thousands by filing date | put |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 11,301 | $11,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 20,130 | $11,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 23,776 | $10,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 20,100 | $10,000 | thousands by filing date | put |
| PHASERX INC | 71723F103 | COM | 10,466 | $10,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 16,402 | $10,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H104 | COM | 18,863 | $10,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 23,400 | $9,000 | thousands by filing date | put |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 11,112 | $9,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 12,990 | $9,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 19,447 | $9,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 11,200 | $8,000 | thousands by filing date | put |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 32,927 | $8,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 13,100 | $8,000 | thousands by filing date | put |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 50,200 | $8,000 | thousands by filing date | call |
| BON-TON STORES INC | 09776J101 | COM | 15,300 | $7,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 12,300 | $7,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 10,700 | $7,000 | thousands by filing date | call |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 17,989 | $7,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 42,800 | $7,000 | thousands by filing date | put |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 38,293 | $7,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 15,600 | $6,000 | thousands by filing date | call |
| RAND LOGISTICS INC | 752182105 | COM | 15,973 | $6,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 10,003 | $6,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 21,100 | $5,000 | thousands by filing date | put |
| CERULEAN PHARMA INC | 15708Q105 | COM | 10,072 | $4,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 11,900 | $4,000 | thousands by filing date | put |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 11,000 | $4,000 | thousands by filing date | call |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 19,126 | $4,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 26,664 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-007486 | this filing | 2017-08-11 | acceptance time not in the bulk data set |