13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-10, with 3,719 holding rows worth $199,783,017,000.
- Accession
- 0000950123-17-007183
- Filer
- CIK 820027
- Filed
- 2017-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 6,999 entries on the cover page, a total value of $199,783,017,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $199,783,017,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 46,279 | $2,475,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 37,731 | $2,474,000 | thousands by filing date | |
| MGC | 921910873 | COM | 29,839 | $2,473,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 228,192 | $2,472,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 169,831 | $2,455,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 137,304 | $2,443,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 94,140 | $2,436,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 83,964 | $2,434,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 239,013 | $2,433,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 176,331 | $2,433,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 142,189 | $2,424,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 111,131 | $2,417,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 145,760 | $2,408,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 48,688 | $2,402,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 34,492 | $2,400,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 462,355 | $2,399,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 91,687 | $2,399,000 | thousands by filing date | |
| COLUMBIA INTERMEDIATE | 19761R703 | INTERMED MUN | 45,010 | $2,391,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 52,863 | $2,389,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 101,041 | $2,388,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 145,100 | $2,380,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 125,164 | $2,374,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 137,338 | $2,369,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 121,617 | $2,367,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 22,931 | $2,359,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 30,386 | $2,346,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 124,692 | $2,337,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 283,560 | $2,328,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 50,157 | $2,325,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 160,220 | $2,320,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 91,817 | $2,315,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 111,848 | $2,313,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 77,822 | $2,307,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 190,633 | $2,290,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 116,540 | $2,289,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 66,462 | $2,285,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 208,434 | $2,283,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 123,558 | $2,272,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 432,525 | $2,271,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 129,699 | $2,256,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 57,568 | $2,253,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 66,899 | $2,252,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 126,007 | $2,252,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 176,054 | $2,249,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 159,257 | $2,247,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 148,454 | $2,241,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 35,426 | $2,240,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 60,588 | $2,240,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 146,633 | $2,237,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 309,044 | $2,225,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 422,311 | $2,217,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 71,085 | $2,207,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 166,872 | $2,203,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 19,345 | $2,201,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 67,238 | $2,201,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 47,816 | $2,196,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 44,125 | $2,193,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 969,755 | $2,191,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 168,839 | $2,179,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 3,383 | $2,177,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 73,530 | $2,169,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 89,989 | $2,162,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 47,824 | $2,160,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 123,096 | $2,158,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 134,307 | $2,158,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 86,066 | $2,153,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 257,575 | $2,148,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 55,812 | $2,148,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 48,440 | $2,144,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 121,760 | $2,141,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 129,742 | $2,137,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 85,525 | $2,135,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 43,642 | $2,126,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 56,900 | $2,123,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 56,578 | $2,121,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 80,653 | $2,118,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 425,102 | $2,113,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 36,393 | $2,112,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 69,178 | $2,106,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 84,403 | $2,102,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 65,397 | $2,091,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 32,699 | $2,090,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 228,138 | $2,087,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 63,866 | $2,084,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 115,911 | $2,080,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 299,881 | $2,072,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 521,580 | $2,071,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 31,220 | $2,064,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 73,244 | $2,062,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 424,591 | $2,060,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 186,617 | $2,058,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 58,991 | $2,056,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 85,551 | $2,042,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 152,864 | $2,035,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 137,973 | $2,029,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 210,346 | $2,029,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 32,606 | $2,023,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 129,280 | $2,021,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 97,610 | $2,016,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 87,086 | $2,015,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 41,146 | $2,002,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 73,562 | $2,001,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 25,970 | $2,000,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 154,560 | $2,000,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 259,802 | $2,000,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 81,453 | $1,996,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 33,400 | $1,985,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 41,602 | $1,982,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 435,660 | $1,982,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 30,056 | $1,976,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 55,529 | $1,952,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,220,215 | $1,952,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 46,811 | $1,940,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 14,805 | $1,938,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 108,023 | $1,935,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 128,211 | $1,935,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 61,257 | $1,931,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 189,611 | $1,927,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 148,363 | $1,921,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 35,897 | $1,920,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 562,368 | $1,918,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 174,150 | $1,917,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 186,166 | $1,913,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 48,562 | $1,912,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 59,425 | $1,912,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 15,688 | $1,907,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 62,413 | $1,907,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 183,811 | $1,903,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 39,035 | $1,902,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 884,316 | $1,902,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 66,953 | $1,901,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 129,161 | $1,900,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 104,721 | $1,898,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 76,003 | $1,889,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 94,594 | $1,885,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 73,451 | $1,874,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 74,310 | $1,871,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 39,833 | $1,869,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 74,463 | $1,861,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 56,738 | $1,861,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 74,224 | $1,855,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 61,622 | $1,852,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 45,179 | $1,843,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 92,130 | $1,842,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 53,988 | $1,837,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 84,060 | $1,837,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 99,366 | $1,831,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 60,445 | $1,829,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 41,914 | $1,828,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 33,904 | $1,827,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 69,788 | $1,826,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 121,488 | $1,815,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 90,167 | $1,812,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 16,036 | $1,808,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 104,404 | $1,802,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 53,973 | $1,801,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 52,436 | $1,800,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 265,934 | $1,797,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 214,704 | $1,796,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 26,470 | $1,795,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 194,364 | $1,794,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 18,106 | $1,792,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 15,802 | $1,791,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 85,892 | $1,787,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 126,908 | $1,781,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 151,911 | $1,778,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 95,107 | $1,769,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 31,374 | $1,762,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 88,014 | $1,756,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 27,032 | $1,750,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 51,211 | $1,749,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 136,072 | $1,745,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 83,309 | $1,741,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 36,836 | $1,727,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 57,245 | $1,727,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 67,738 | $1,722,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 46,995 | $1,721,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 114,518 | $1,716,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 76,888 | $1,714,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 51,324 | $1,712,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 33,516 | $1,712,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 97,741 | $1,708,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 97,434 | $1,705,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 19,444 | $1,703,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 102,844 | $1,702,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 38,960 | $1,696,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 136,362 | $1,694,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 68,129 | $1,693,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 29,982 | $1,692,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 88,585 | $1,692,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 53,805 | $1,676,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 216,770 | $1,673,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 65,295 | $1,668,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 18,638 | $1,665,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 584,381 | $1,665,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 68,339 | $1,664,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 70,038 | $1,661,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 265,085 | $1,657,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 78,738 | $1,649,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 34,380 | $1,646,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 35,426 | $1,644,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 183,584 | $1,643,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 199,432 | $1,642,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 87,360 | $1,642,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 464,984 | $1,642,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 74,655 | $1,641,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 138,199 | $1,640,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 86,561 | $1,640,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 25,629 | $1,637,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 71,940 | $1,635,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 86,094 | $1,623,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 68,403 | $1,622,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 89,055 | $1,621,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 39,300 | $1,621,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 32,077 | $1,612,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 50,709 | $1,612,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 32,464 | $1,611,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 65,504 | $1,605,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 62,361 | $1,601,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 137,761 | $1,598,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 370,520 | $1,593,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 34,281 | $1,587,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 50,121 | $1,587,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 118,549 | $1,583,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 250,474 | $1,583,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 6,400,000 | $1,580,000 | thousands by filing date | principal |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 114,399 | $1,579,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 104,176 | $1,578,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 101,891 | $1,577,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 43,734 | $1,575,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 34,469 | $1,573,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 19,094 | $1,568,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 198,522 | $1,564,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 218,393 | $1,552,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 111,990 | $1,551,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 125,553 | $1,548,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 52,500 | $1,546,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 381,499 | $1,537,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 87,690 | $1,530,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 204,748 | $1,529,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 39,519 | $1,522,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 54,350 | $1,519,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 424,997 | $1,513,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 44,548 | $1,512,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 84,434 | $1,511,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 13,494 | $1,506,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 50,118 | $1,505,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 23,017 | $1,505,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 21,346 | $1,499,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 18,300 | $1,498,000 | thousands by filing date | put |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 26,890 | $1,498,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 112,763 | $1,494,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 41,152 | $1,491,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 77,939 | $1,472,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 93,775 | $1,472,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 93,465 | $1,470,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 77,890 | $1,469,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 26,644 | $1,466,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 110,766 | $1,463,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 59,692 | $1,455,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 8,834 | $1,447,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 122,351 | $1,447,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 102,775 | $1,443,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 88,436 | $1,441,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 248,128 | $1,439,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 60,674 | $1,435,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 167,371 | $1,433,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 42,489 | $1,432,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 65,633 | $1,431,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 49,973 | $1,428,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 97,744 | $1,422,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 84,244 | $1,412,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 46,113 | $1,405,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 91,415 | $1,404,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 71,281 | $1,398,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 169,996 | $1,397,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 54,769 | $1,396,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 37,013 | $1,392,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 93,299 | $1,392,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 101,666 | $1,391,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 13,235 | $1,391,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 51,675 | $1,390,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 113,670 | $1,387,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 23,732 | $1,385,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 131,790 | $1,384,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 36,950 | $1,382,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 115,520 | $1,380,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 489,308 | $1,379,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 27,258 | $1,374,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 29,591 | $1,371,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 78,023 | $1,369,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 307,132 | $1,367,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 42,954 | $1,365,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 98,435 | $1,365,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 69,714 | $1,363,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 69,271 | $1,352,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 62,001 | $1,351,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 49,308 | $1,348,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 53,634 | $1,344,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 20,598 | $1,340,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 199,885 | $1,337,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 66,754 | $1,336,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 85,957 | $1,334,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 432,620 | $1,334,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 34,223 | $1,333,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 21,583 | $1,331,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 16,219 | $1,328,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 31,657 | $1,317,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 264,214 | $1,313,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 60,884 | $1,310,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 3,553 | $1,301,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 21,558 | $1,299,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 27,230 | $1,296,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 30,085 | $1,294,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 37,242 | $1,293,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 64,469 | $1,292,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 168,285 | $1,287,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 10,599 | $1,286,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 21,987 | $1,285,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 39,941 | $1,277,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 29,972 | $1,273,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 20,973 | $1,273,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 57,849 | $1,272,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 67,790 | $1,270,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 31,516 | $1,265,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 79,431 | $1,261,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 76,633 | $1,261,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 43,003 | $1,258,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 11,474 | $1,255,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 73,119 | $1,255,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 56,243 | $1,254,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 77,799 | $1,253,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 24,973 | $1,252,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 38,462 | $1,250,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 37,484 | $1,249,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 79,673 | $1,247,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 154,314 | $1,245,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 56,917 | $1,243,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 7,720 | $1,242,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 30,878 | $1,242,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 28,084 | $1,241,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 100,024 | $1,239,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 91,432 | $1,238,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 122,872 | $1,236,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 80,322 | $1,236,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 46,457 | $1,235,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 7,218 | $1,235,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 25,242 | $1,228,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 61,672 | $1,227,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 56,718 | $1,225,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 103,257 | $1,224,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 194,907 | $1,224,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 460,177 | $1,224,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 161,415 | $1,220,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 31,533 | $1,219,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 9,111 | $1,218,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 84,655 | $1,218,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 96,440 | $1,216,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 49,180 | $1,215,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 25,207 | $1,209,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 21,573 | $1,209,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 94,038 | $1,203,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 78,862 | $1,199,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 63,579 | $1,192,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 50,931 | $1,190,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 132,521 | $1,189,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 47,680 | $1,188,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 124,994 | $1,183,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 49,880 | $1,181,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 317,919 | $1,179,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 160,850 | $1,170,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 7,018 | $1,169,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 29,532 | $1,167,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 111,755 | $1,165,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 52,159 | $1,164,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 48,301 | $1,164,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 53,312 | $1,161,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 133,547 | $1,161,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 124,453 | $1,152,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 85,857 | $1,151,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 181,136 | $1,151,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 10,336 | $1,148,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 117,380 | $1,147,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 30,605 | $1,139,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 9,353 | $1,137,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 123,964 | $1,136,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 91,853 | $1,135,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 62,472 | $1,130,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 8,000 | $1,127,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 205,679 | $1,125,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 51,447 | $1,123,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 61,090 | $1,119,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 22,933 | $1,117,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 19,893 | $1,116,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 16,754 | $1,116,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 8,866 | $1,114,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 40,724 | $1,114,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 187,024 | $1,113,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 9,400 | $1,113,000 | thousands by filing date | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 15,404 | $1,111,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 30,185 | $1,107,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 106,350 | $1,106,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 58,804 | $1,103,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 26,534 | $1,102,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 43,176 | $1,096,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 19,092 | $1,093,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 8,963 | $1,085,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 113,110 | $1,085,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 28,182 | $1,084,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 11,279 | $1,083,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 12,588 | $1,082,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 21,319 | $1,077,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 25,646 | $1,077,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 96,343 | $1,075,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 12,530 | $1,072,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 4,143 | $1,071,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 43,398 | $1,070,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 31,818 | $1,069,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 52,134 | $1,066,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 61,245 | $1,063,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 23,606 | $1,056,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 21,180 | $1,048,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 123,930 | $1,046,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 48,714 | $1,043,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 348,230 | $1,038,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 33,384 | $1,037,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 23,359 | $1,036,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 143,087 | $1,031,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 46,275 | $1,025,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 51,804 | $1,023,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 100,887 | $1,023,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 168,205 | $1,022,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 69,390 | $1,021,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 143,536 | $1,021,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 64,791 | $1,021,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 22,232 | $1,019,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 102,074 | $1,017,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 18,164 | $1,016,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 73,821 | $1,016,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 118,348 | $1,013,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 43,603 | $1,012,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 7,206 | $1,009,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 14,169 | $1,008,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 46,334 | $1,005,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 123,734 | $1,005,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 11,697 | $1,003,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 116,147 | $1,000,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 25,429 | $1,000,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 57,672 | $1,000,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 47,682 | $999,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 9,861 | $998,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 21,306 | $997,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 30,700 | $997,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 69,787 | $997,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 72,636 | $995,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 36,814 | $994,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 31,139 | $981,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 61,106 | $978,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 12,471 | $977,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 30,458 | $976,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 48,777 | $971,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 45,469 | $970,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 81,381 | $967,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 44,184 | $960,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 38,498 | $958,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 56,877 | $957,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 14,006 | $957,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 18,752 | $953,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 74,200 | $949,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 381,782 | $943,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 99,985 | $940,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 22,554 | $940,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,223 | $935,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 49,055 | $933,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 58,507 | $931,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 151,468 | $928,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 52,567 | $925,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 10,751 | $924,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 38,016 | $923,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 71,311 | $923,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 84,154 | $922,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 46,373 | $921,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 146,060 | $920,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 16,630 | $917,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 17,533 | $908,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 38,000 | $907,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 8,872 | $907,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 14,353 | $899,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 10,692 | $899,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 29,106 | $899,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 6,564 | $895,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 134,644 | $895,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 63,310 | $893,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 45,831 | $890,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 46,764 | $890,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 36,631 | $890,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 15,231 | $889,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 100,884 | $886,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 23,856 | $886,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 141,902 | $883,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-007183 | this filing | 2017-08-10 | acceptance time not in the bulk data set |