13F-HR filed by PEOPLE'S UNITED FINANCIAL, INC.
PEOPLE'S UNITED FINANCIAL, INC. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 1,060 holding rows worth $2,867,868,000.
- Accession
- 0000950123-17-004823
- Filer
- CIK 1378946
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,941 entries on the cover page, a total value of $2,867,868,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,867,868,000 with VALUE read as thousands by filing date, 13F file number 028-12583. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPeople's United Bank, N.A. 028-20631
- included managerPeople's Securities, Inc. 028-12043
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LITHIA MTRS INC COM | 536797103 | Stock | 4,821 | $413,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 30,712 | $410,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,944 | $409,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,545 | $401,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,655 | $401,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 13,417 | $400,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 20,286 | $400,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 25,011 | $395,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 10,038 | $389,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 21,116 | $389,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,120 | $388,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,587 | $387,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,535 | $384,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,835 | $384,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 13,126 | $384,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 13,122 | $382,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 13,988 | $380,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 14,735 | $378,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 29,605 | $376,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 16,419 | $367,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 11,598 | $362,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 6,592 | $360,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 6,010 | $359,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 5,733 | $357,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 27,901 | $355,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,625 | $353,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,343 | $351,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 24,585 | $350,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 3,168 | $349,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 3,100 | $344,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,008 | $342,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,300 | $342,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 6,249 | $342,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,330 | $340,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 22,081 | $339,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,855 | $338,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 14,790 | $338,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,037 | $335,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,166 | $334,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 12,826 | $331,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 16,248 | $327,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 11,312 | $326,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 15,982 | $325,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 16,590 | $320,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,445 | $316,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 7,217 | $315,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 10,130 | $311,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 7,083 | $304,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 10,349 | $303,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 16,682 | $299,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 9,356 | $298,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 13,197 | $297,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 33,217 | $296,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,643 | $290,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 4,387 | $287,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 3,206 | $286,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 15,274 | $286,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 3,117 | $280,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 11,556 | $272,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,474 | $267,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,089 | $267,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 14,565 | $266,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 804 | $263,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 50,901 | $262,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,190 | $260,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 8,101 | $260,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,461 | $260,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 23,219 | $259,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,525 | $258,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,855 | $257,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 7,802 | $257,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 14,872 | $253,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,452 | $253,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 12,735 | $252,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 16,885 | $252,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,775 | $250,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,025 | $246,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 12,274 | $244,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 3,525 | $243,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,140 | $240,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,945 | $236,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 18,670 | $234,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 7,500 | $231,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 8,346 | $230,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,600 | $230,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,295 | $230,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,445 | $226,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 13,053 | $222,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,739 | $210,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 15,845 | $205,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 2,808 | $204,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 4,300 | $201,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,724 | $200,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 15,859 | $200,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,448 | $199,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,851 | $198,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 10,100 | $196,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 13,806 | $193,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 20,000 | $191,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 30,489 | $189,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 14,139 | $184,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,355 | $184,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 952 | $182,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 2,738 | $181,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 28,279 | $179,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 23,650 | $177,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 15,000 | $170,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 8,982 | $169,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,450 | $167,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,965 | $162,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,358 | $159,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 4,150 | $155,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,423 | $155,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,967 | $153,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 3,604 | $153,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 22,955 | $153,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 13,976 | $151,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 3,468 | $151,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,260 | $149,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,981 | $148,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 19,413 | $145,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,856 | $143,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 915 | $140,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,273 | $139,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 4,340 | $137,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 4,197 | $137,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 3,277 | $136,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 425 | $133,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,290 | $132,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,940 | $130,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,100 | $130,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,083 | $129,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 15,775 | $127,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,000 | $126,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,500 | $125,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 1,160 | $125,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 600 | $124,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,095 | $123,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,692 | $122,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 11,215 | $122,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,900 | $116,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 2,674 | $114,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 953 | $113,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,000 | $113,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,333 | $111,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 20,097 | $111,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 3,480 | $109,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 750 | $106,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,045 | $104,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 435 | $103,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 2,245 | $103,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 972 | $102,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 4,954 | $102,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,400 | $100,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 10,411 | $100,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 2,100 | $98,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 15,989 | $98,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,163 | $97,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,075 | $97,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,016 | $96,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 23,395 | $96,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 7,300 | $95,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 2,150 | $94,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,757 | $94,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,158 | $94,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,680 | $93,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 790 | $92,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1,996 | $92,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 2,980 | $91,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,800 | $89,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 550 | $89,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 2,596 | $86,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,600 | $86,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 12,828 | $85,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,515 | $85,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,800 | $84,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 996 | $84,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 15,055 | $84,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 2,469 | $83,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,000 | $83,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 502 | $83,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,050 | $82,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 50,000 | $80,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 106 | $77,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 716 | $76,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 4,000 | $76,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 4,000 | $76,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 1,224 | $75,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 915 | $75,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,188 | $75,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,100 | $75,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 925 | $74,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 4,338 | $74,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 353 | $73,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,400 | $73,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,381 | $72,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,212 | $71,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 448 | $70,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 2,462 | $70,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 6,263 | $70,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 14,640 | $69,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 2,000 | $69,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 698 | $68,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 4,650 | $68,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 250 | $67,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 2,150 | $66,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,100 | $65,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 947 | $64,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 632 | $64,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 3,000 | $63,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 2,000 | $63,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 420 | $62,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 140 | $62,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 472 | $62,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,050 | $60,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 1,100 | $59,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,280 | $59,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,178 | $58,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 5,100 | $57,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,500 | $57,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,000 | $53,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,080 | $52,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 2,231 | $52,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 11,954 | $51,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,650 | $51,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 818 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 800 | $50,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 1,000 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,121 | $50,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 500 | $49,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 1,311 | $49,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 2,400 | $48,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,688 | $48,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 10,000 | $48,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 50,000 | $48,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 4,000 | $46,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 326 | $45,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 450 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,124 | $43,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 1,082 | $43,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 500 | $43,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 313 | $43,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 800 | $43,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 29,695 | $42,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,000 | $42,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,888 | $42,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 3,000 | $42,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,307 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,115 | $42,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 85 | $41,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,650 | $40,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 1,133 | $40,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 2,990 | $39,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 2,800 | $39,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 317 | $38,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 333 | $37,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 775 | $37,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 2,787 | $37,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 308 | $37,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,000 | $36,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,600 | $36,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 433 | $35,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 784 | $35,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 458 | $35,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 2,713 | $35,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 290 | $34,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 467 | $34,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1,000 | $34,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 141 | $33,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,289 | $33,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 858 | $33,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 540 | $32,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 513 | $31,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,050 | $31,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 400 | $30,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,152 | $30,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 415 | $29,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 556 | $29,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 577 | $29,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 600 | $29,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 675 | $29,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 850 | $29,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 471 | $28,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 276 | $28,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1,144 | $28,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 579 | $27,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 353 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 687 | $27,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 500 | $26,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,240 | $26,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 2,100 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 653 | $25,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 940 | $25,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,418 | $24,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 500 | $24,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,022 | $24,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 1,000 | $24,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,000 | $24,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 3,901 | $24,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 829 | $24,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 1,150 | $24,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 300 | $24,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 60 | $23,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,000 | $23,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 350 | $23,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 640 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 980 | $22,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 200 | $22,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 370 | $22,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 400 | $22,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 300 | $22,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 2,200 | $22,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 500 | $21,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 410 | $21,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 131 | $21,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 277 | $21,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 454 | $21,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 540 | $20,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 425 | $20,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 400 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 708 | $20,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 155 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 1,155 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 550 | $20,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 250 | $19,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 100 | $19,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 614 | $19,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 300 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 576 | $19,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 500 | $18,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 220 | $18,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2,000 | $18,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 267 | $18,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 150 | $18,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 538 | $18,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 700 | $18,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 300 | $18,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 292 | $17,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $17,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 75 | $17,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 225 | $17,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 715 | $17,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 20,000 | $17,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 308 | $17,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,000 | $16,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 386 | $16,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 300 | $16,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 300 | $16,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 298 | $16,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 900 | $16,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 500 | $15,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 250 | $15,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 553 | $15,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 400 | $15,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 500 | $14,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 200 | $14,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 400 | $14,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 167 | $14,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 611 | $14,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 725 | $14,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 200 | $14,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 235 | $13,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,300 | $13,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,150 | $13,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 600 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 400 | $13,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,000 | $13,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 191 | $13,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 682 | $13,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 198 | $12,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 98 | $12,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 700 | $12,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 125 | $12,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 61 | $12,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 276 | $12,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,352 | $12,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 170 | $12,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 700 | $12,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 346 | $11,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 100 | $11,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 161 | $11,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 445 | $11,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 250 | $11,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 400 | $11,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 400 | $11,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 3,000 | $11,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 626 | $11,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 114 | $10,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 100 | $10,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 97 | $10,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 50 | $10,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 100 | $10,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 100 | $10,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 87 | $10,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 100 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 48 | $10,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 400 | $10,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 177 | $10,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 400 | $10,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 454 | $10,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 382 | $9,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 190 | $9,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 369 | $9,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 300 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 200 | $9,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 666 | $9,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 480 | $9,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 70 | $8,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 471 | $8,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 250 | $8,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 200 | $8,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 100 | $8,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 425 | $8,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 575 | $8,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 169 | $8,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 500 | $8,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 50 | $7,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 200 | $7,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 100 | $7,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 100 | $7,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 47 | $7,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 65 | $7,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 668 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 180 | $7,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 100 | $7,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 100 | $7,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 74 | $7,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,229 | $7,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 699 | $6,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 101 | $6,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 200 | $6,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 90 | $6,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 100 | $6,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 60 | $6,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 508 | $6,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 150 | $6,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 100 | $6,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 500 | $6,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 233 | $6,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 400 | $6,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 1,025 | $6,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 400 | $6,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,883 | $6,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 100 | $6,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 182 | $5,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 170 | $5,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 125 | $5,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 100 | $5,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 250 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 590 | $5,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 240 | $5,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 500 | $5,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 459 | $5,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 73 | $5,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 58 | $5,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 110 | $5,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 150 | $5,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 50 | $5,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 83 | $5,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 400 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 100 | $5,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 100 | $5,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 250 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 296 | $5,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 200 | $5,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 500 | $5,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 250 | $4,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 60 | $4,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 650 | $4,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 107 | $4,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 50 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 100 | $4,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 270 | $4,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 280 | $4,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 150 | $4,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 200 | $4,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 200 | $4,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,000 | $4,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 500 | $4,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,245 | $4,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 575 | $4,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 20 | $3,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 69 | $3,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 100 | $3,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 200 | $3,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 48 | $3,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 55 | $3,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 101 | $3,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 59 | $3,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 24 | $3,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 30 | $3,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 100 | $3,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 74 | $3,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 13 | $3,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 57 | $3,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 187 | $3,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 500 | $3,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 450 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 260 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-004823 | this filing | 2017-05-12 | acceptance time not in the bulk data set |