13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 3,068 holding rows worth $3,608,575,000.
- Accession
- 0000950123-17-004814
- Filer
- CIK 1569391
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 3,068 entries on the cover page, a total value of $3,608,575,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,608,575,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKCG Americas LLC 028-15067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOCIETAL CDMO INC | 75629F109 | COM | 19,817 | $173,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 18,482 | $171,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 13,846 | $171,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 61,923 | $171,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 24,779 | $170,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 44,649 | $170,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 28,360 | $170,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782U304 | COM NEW | 93,401 | $170,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 10,634 | $170,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 25,073 | $169,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 13,170 | $169,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 175,156 | $168,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 20,172 | $167,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 16,060 | $167,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 20,668 | $166,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 12,741 | $166,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q408 | COM PAR | 100,832 | $166,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 116,422 | $165,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 15,219 | $165,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 11,896 | $165,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 47,585 | $164,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 72,147 | $164,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 53,569 | $164,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 26,831 | $163,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 20,818 | $163,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 16,849 | $162,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 15,196 | $161,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 19,486 | $160,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,539 | $159,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 21,486 | $159,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 10,017 | $158,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 36,569 | $157,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 17,888 | $156,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 15,438 | $156,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 17,914 | $156,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 238,906 | $156,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 175,769 | $156,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 11,739 | $155,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 18,500 | $154,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 10,203 | $153,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 13,457 | $153,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 11,066 | $153,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 12,913 | $152,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 13,140 | $151,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 14,320 | $151,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 19,029 | $151,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 31,543 | $151,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 43,954 | $151,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 32,284 | $150,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 105,409 | $150,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 21,713 | $149,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 11,000 | $149,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 30,997 | $149,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 521,483 | $149,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 55,999 | $148,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 18,850 | $148,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 10,912 | $148,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 11,008 | $147,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 17,507 | $147,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 106,551 | $147,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 16,816 | $146,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 17,390 | $146,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 26,397 | $145,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 178,385 | $145,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 22,004 | $144,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 12,459 | $144,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 14,016 | $143,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 51,317 | $143,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 24,298 | $143,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 16,032 | $143,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 26,119 | $142,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 11,695 | $141,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 16,800 | $141,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 11,826 | $140,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 19,405 | $140,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 25,599 | $140,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 15,501 | $140,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 22,488 | $139,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 14,819 | $138,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 19,795 | $138,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,683 | $137,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,598 | $135,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 21,267 | $135,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 69,315 | $134,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 13,093 | $133,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 24,174 | $133,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 18,963 | $132,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 16,277 | $132,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 11,844 | $132,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 12,385 | $131,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 117,169 | $131,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 33,537 | $131,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 153,712 | $130,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 31,222 | $130,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 13,836 | $129,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 11,574 | $129,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 11,231 | $129,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 40,245 | $129,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 26,816 | $129,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 89,766 | $129,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 45,804 | $128,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 11,022 | $128,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 51,882 | $127,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 10,039 | $127,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 69,368 | $127,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 12,085 | $127,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 49,536 | $126,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 19,334 | $126,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 202,349 | $126,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 13,337 | $125,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 21,822 | $125,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 18,951 | $125,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 13,032 | $124,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,113 | $124,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 108,176 | $124,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 34,367 | $124,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 151,728 | $124,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 46,156 | $123,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 14,163 | $123,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 72,298 | $123,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 30,407 | $122,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 70,521 | $122,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 127,134 | $122,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 228,718 | $122,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 21,455 | $122,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 52,530 | $121,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,869 | $120,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 79,564 | $120,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 14,409 | $120,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 11,549 | $119,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 14,989 | $118,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 21,381 | $118,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 23,524 | $117,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 14,381 | $116,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 12,120 | $116,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 10,469 | $116,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 17,334 | $115,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 12,556 | $115,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 44,133 | $115,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 13,117 | $115,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 11,626 | $115,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 26,093 | $115,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 11,518 | $115,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 12,779 | $114,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 17,079 | $114,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 64,539 | $114,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 14,569 | $113,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 32,979 | $112,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 16,085 | $112,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 24,552 | $112,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 19,537 | $112,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 23,544 | $112,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 24,480 | $111,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 17,251 | $111,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 61,598 | $111,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 17,671 | $111,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,814 | $110,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 10,509 | $110,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 10,467 | $110,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 78,604 | $110,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 71,287 | $109,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 36,085 | $109,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 18,341 | $108,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 27,425 | $108,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 20,306 | $106,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 12,592 | $106,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 17,600 | $106,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 38,452 | $106,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 28,739 | $106,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 13,458 | $105,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 14,072 | $105,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 21,126 | $103,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 17,774 | $103,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 11,150 | $103,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 23,879 | $102,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 27,373 | $102,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 24,943 | $102,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 14,615 | $101,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 120,463 | $101,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 33,488 | $101,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,638 | $100,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 20,473 | $100,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 10,084 | $99,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 25,622 | $98,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 32,746 | $98,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 82,873 | $98,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 55,717 | $98,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 11,939 | $97,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 65,844 | $97,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 111,006 | $97,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 10,419 | $97,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 44,814 | $97,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 12,421 | $97,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 10,620 | $96,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 28,099 | $96,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 53,867 | $96,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 11,706 | $96,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 43,992 | $95,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 72,491 | $95,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 13,880 | $94,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 13,161 | $94,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 34,759 | $93,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 69,591 | $93,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 61,117 | $93,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 13,156 | $91,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,847 | $91,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 16,378 | $91,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 56,340 | $91,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 14,779 | $91,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 10,515 | $91,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 13,795 | $90,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 26,687 | $90,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 40,306 | $90,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 14,339 | $88,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 13,019 | $88,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 24,042 | $88,000 | thousands by filing date | |
| THERAPIX BIOSCIENCES LTD | 88339A203 | SPONSORED ADS NE | 10,931 | $88,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255500 | COM PAR NEW | 141,750 | $88,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 13,786 | $87,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 21,723 | $87,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 26,468 | $87,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 37,982 | $87,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 30,514 | $87,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 46,052 | $85,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 11,673 | $85,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 10,091 | $85,000 | thousands by filing date | |
| Functionx Inc New Com New | 36077T207 | COMMON | 152,189 | $85,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 66,253 | $85,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 30,729 | $84,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 10,830 | $84,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 14,321 | $84,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 12,430 | $84,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 48,857 | $84,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N303 | COM PAR | 29,134 | $84,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 69,592 | $84,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 47,674 | $83,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 100,458 | $83,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 32,166 | $83,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 25,175 | $83,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 13,488 | $81,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 10,769 | $81,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 29,053 | $81,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 13,645 | $81,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 11,229 | $80,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 18,936 | $80,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 12,323 | $79,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 141,584 | $78,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 26,592 | $77,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P500 | COM PAR | 881,035 | $77,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 17,689 | $77,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 34,056 | $77,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 30,033 | $77,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 21,083 | $76,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 10,790 | $76,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 15,578 | $75,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 12,460 | $75,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 46,676 | $75,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 18,244 | $75,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 12,936 | $75,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 19,928 | $74,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 19,159 | $74,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 62,852 | $74,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 21,439 | $74,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265308 | SHS NEW | 15,886 | $74,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 181,336 | $73,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 45,730 | $73,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 17,968 | $72,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 12,931 | $72,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 11,314 | $71,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 15,319 | $71,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 18,213 | $71,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 25,205 | $71,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 11,366 | $70,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 12,041 | $70,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 11,272 | $70,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 12,455 | $69,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 11,379 | $69,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 36,917 | $69,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 12,562 | $68,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 17,031 | $68,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 39,454 | $67,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 10,650 | $67,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 25,132 | $65,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 18,232 | $65,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 26,336 | $65,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 18,569 | $64,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 12,149 | $64,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 36,666 | $64,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 15,987 | $64,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 23,291 | $63,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 41,880 | $63,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y156 | SHS NEW 2016 | 58,577 | $63,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T307 | COM | 10,637 | $63,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 16,414 | $62,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 39,974 | $62,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 15,164 | $62,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 13,371 | $62,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 12,200 | $61,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 78,148 | $61,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 30,441 | $61,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 28,864 | $60,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 172,373 | $60,000 | thousands by filing date | |
| MERIDIAN WASTE SOLUTIONS INC | 58985L209 | COM | 15,523 | $60,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 13,023 | $59,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 24,986 | $59,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 14,356 | $59,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 27,692 | $59,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,453 | $58,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 14,157 | $58,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 13,753 | $58,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 41,471 | $58,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 14,358 | $57,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 127,073 | $57,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 40,859 | $56,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 11,680 | $56,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 13,801 | $56,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 36,035 | $56,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 46,879 | $56,000 | thousands by filing date | |
| GlassBridge Enterprises Inc. | 377185103 | COMMON | 11,583 | $56,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 16,781 | $55,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 14,560 | $55,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 17,072 | $55,000 | thousands by filing date | |
| INSPIREMD INC | 45779A804 | COM PAR | 55,635 | $55,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 19,468 | $55,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 107,994 | $55,000 | thousands by filing date | |
| SIGMA LABS INC | 826598302 | COM PAR | 17,799 | $55,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 10,081 | $54,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 29,456 | $54,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 54,669 | $54,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 13,766 | $54,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 85,348 | $54,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 18,127 | $54,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 12,110 | $54,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 10,370 | $53,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 161,073 | $53,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 21,999 | $53,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 13,718 | $53,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 16,933 | $53,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 50,920 | $52,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 10,367 | $52,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 10,860 | $52,000 | thousands by filing date | |
| COPSYNC INC | 217712207 | COM NEW | 178,676 | $52,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 24,538 | $51,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 12,202 | $51,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 14,978 | $51,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M400 | COM NEW | 34,240 | $50,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 12,631 | $49,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 41,538 | $49,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 15,652 | $49,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 29,671 | $49,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 82,943 | $48,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 60,256 | $48,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 31,682 | $48,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 15,677 | $47,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 57,692 | $47,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 43,709 | $47,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 11,124 | $46,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 20,951 | $46,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 17,892 | $46,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 22,037 | $46,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,494 | $45,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 24,403 | $45,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 28,357 | $45,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 28,851 | $45,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 25,778 | $44,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 13,663 | $44,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 41,285 | $44,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 161,966 | $44,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 14,310 | $44,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 10,193 | $43,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 18,018 | $43,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 34,988 | $42,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 14,305 | $42,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 11,189 | $42,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 18,942 | $42,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 78,048 | $41,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 10,398 | $41,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 16,769 | $41,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 44,051 | $41,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 21,315 | $41,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 328,931 | $40,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 93,077 | $40,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 27,285 | $39,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 11,868 | $39,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 20,121 | $38,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 24,545 | $38,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 11,156 | $38,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 32,359 | $38,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 50,063 | $38,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 33,897 | $37,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 31,456 | $37,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 18,517 | $37,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 84,386 | $37,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 21,705 | $37,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 13,974 | $36,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 16,271 | $36,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 12,409 | $36,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 11,210 | $36,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 16,502 | $36,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 11,784 | $36,000 | thousands by filing date | |
| MODSYS INTL LTD | M70378100 | SHS | 42,690 | $36,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 26,922 | $35,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 32,800 | $35,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 13,790 | $34,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 19,943 | $34,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 17,205 | $34,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R201 | COM NEW | 36,223 | $34,000 | thousands by filing date | |
| ROSETTA GENOMICS | M82183209 | Equities | 11,425 | $34,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 40,949 | $34,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 35,491 | $33,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 10,080 | $33,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 12,388 | $33,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 40,035 | $33,000 | thousands by filing date | |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 33,381 | $33,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 13,045 | $32,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 15,479 | $32,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 12,743 | $32,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 27,736 | $32,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 28,969 | $31,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 10,781 | $31,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 22,139 | $31,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 48,664 | $30,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 31,392 | $30,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 44,462 | $30,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 11,275 | $30,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 16,825 | $30,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 30,364 | $29,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 22,681 | $29,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 20,573 | $29,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 16,755 | $29,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 23,366 | $29,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 135,247 | $29,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 11,328 | $28,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 10,981 | $28,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 15,505 | $28,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 10,359 | $28,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 16,956 | $28,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 15,969 | $28,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 11,215 | $28,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 12,689 | $28,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 95,420 | $28,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 12,842 | $27,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 54,576 | $27,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 46,216 | $27,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 18,580 | $26,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 15,013 | $26,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 56,878 | $26,000 | thousands by filing date | |
| MONSTER DIGITAL INC COM PAR NEW | 61174L501 | Stock | 21,995 | $26,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 24,985 | $26,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387208 | COM NEW | 33,463 | $26,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 10,374 | $25,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 22,091 | $25,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 13,431 | $25,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 15,804 | $25,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 12,544 | $24,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 13,886 | $24,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 16,144 | $23,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 52,746 | $23,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 10,861 | $23,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 12,813 | $23,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 271,851 | $23,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L113 | *W EXP 01/21/202 | 42,520 | $23,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 31,638 | $23,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 12,508 | $23,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 10,559 | $22,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 13,858 | $22,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 44,103 | $22,000 | thousands by filing date | |
| KLR ENERGY WRT 11.5 09/16/22 | 49877M116 | *W EXP 09/16/202 | 18,786 | $22,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 12,479 | $21,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 22,685 | $21,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 14,816 | $21,000 | thousands by filing date | |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 40,573 | $21,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 13,407 | $21,000 | thousands by filing date | |
| CAMBER ENERGY INC COM | 13200M102 | Stock | 36,465 | $21,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 16,490 | $20,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 11,917 | $20,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 62,099 | $20,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 26,963 | $20,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 24,473 | $19,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 48,447 | $19,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 129,674 | $19,000 | thousands by filing date | |
| EnerJex Resources Inc | 292758406 | COM | 52,006 | $19,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 11,500 | $18,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 147,852 | $18,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 12,046 | $18,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 29,306 | $18,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 10,292 | $18,000 | thousands by filing date | |
| INSPIRED ENTMT INC | 45782N116 | *W EXP 10/20/202 | 24,560 | $18,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 28,820 | $18,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 36,416 | $17,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 39,595 | $17,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 60,324 | $17,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 20,003 | $16,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 13,761 | $16,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 178,224 | $16,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 12,799 | $16,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 19,171 | $15,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 11,743 | $15,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 20,519 | $15,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 29,811 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-004814 | this filing | 2017-05-12 | acceptance time not in the bulk data set |