13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 4,181 holding rows worth $90,308,444,000 by the sum of the rows.
- Accession
- 0000950123-17-004627
- Filer
- CIK 713676
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 3,814 entries on the cover page, a total value of $73,654,667,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $90,308,444,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $73,654,667,000, 18% less than the sum of the rows, $90,308,444,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TIME INC NEW | 887228104 | COM | 5,128 | $98,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,532 | $97,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,813 | $97,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 7,183 | $97,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,776 | $97,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 6,326 | $97,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 5,450 | $96,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 4,022 | $96,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,579 | $96,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 7,203 | $96,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 4,687 | $96,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 7,258 | $96,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,060 | $96,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 7,600 | $96,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 620 | $96,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 20,000 | $96,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,355 | $96,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 3,808 | $96,000 | thousands by filing date | |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 3,755 | $96,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 8,408 | $95,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 2,602 | $95,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 6,100 | $95,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,878 | $95,000 | thousands by filing date | |
| ALLY FINL INC | 361860208 | COM | 3,750 | $95,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 5,985 | $95,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 2,539 | $95,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 3,254 | $94,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 2,751 | $94,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,613 | $94,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 4,983 | $94,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 3,522 | $94,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 6,162 | $94,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 5,964 | $94,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 15,696 | $94,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 6,003 | $93,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,706 | $93,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 6,407 | $93,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 4,000 | $93,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 7,105 | $93,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,858 | $92,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 6,073 | $92,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 1,754 | $92,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,451 | $92,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 6,658 | $92,000 | thousands by filing date | |
| INTESA SANPAOLO S P A SPONSORE | 46115H107 | ADUS | 5,624 | $92,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 3,532 | $92,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 44,196 | $92,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 6,457 | $92,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 1,891 | $92,000 | thousands by filing date | |
| GOLD - GOL | 999996135 | Common Stock | 74 | $92,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 5,317 | $91,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 11,840 | $91,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,691 | $91,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,178 | $91,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 1,730 | $90,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6,206 | $90,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,806 | $90,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 8,594 | $90,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,478 | $90,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,141 | $90,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,577 | $90,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 5,000 | $90,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 10,358 | $90,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 3,001 | $89,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 4,131 | $89,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 6,547 | $89,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 8,000 | $89,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 3,200 | $89,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 5,550 | $89,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 2,550 | $89,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 20,147 | $89,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 9,041 | $89,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 2,641 | $89,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 7,863 | $88,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 9,972 | $88,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 4,800 | $88,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 4,260 | $88,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 7,076 | $88,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 10,000 | $88,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 1,806 | $87,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,513 | $87,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 10,406 | $87,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 6,340 | $87,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 2,761 | $87,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 568 | $87,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,312 | $86,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 2,148 | $86,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,976 | $86,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 6,876 | $86,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 2,860 | $86,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 8,179 | $86,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 1,397 | $85,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,624 | $85,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 3,162 | $85,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,875 | $85,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,423 | $85,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 2,140 | $85,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 5,455 | $85,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 10,633 | $85,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,520 | $85,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,671 | $84,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 738 | $84,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,000 | $84,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 3,481 | $84,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 8,233 | $84,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 2,504 | $84,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 618 | $84,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 2,400 | $84,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 3,274 | $84,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 1,208 | $83,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 2,246 | $83,000 | thousands by filing date | |
| BRANDYWINE REALTY PFD 6.9 | 105368609 | Com | 3,300 | $83,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 2,079 | $82,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 3,270 | $82,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 4,175 | $82,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 8,496 | $82,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 614 | $82,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 6,000 | $82,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 8,139 | $82,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 9,064 | $82,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 959 | $82,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 15,060 | $82,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 25,600 | $82,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,084 | $81,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 19,669 | $81,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 13,504 | $81,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 4,005 | $81,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 3,298 | $81,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 2,124 | $81,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 2,336 | $80,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 2,537 | $80,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 5,746 | $80,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 4,687 | $80,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,200 | $80,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 3,061 | $80,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 3,093 | $80,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,000 | $80,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 3,893 | $80,000 | thousands by filing date | |
| Julius Baer Group Ltd ADR | 48137C108 | USD | 8,007 | $80,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 5,057 | $80,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,330 | $79,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 1,878 | $79,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 6,087 | $79,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,726 | $79,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,270 | $79,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 2,346 | $79,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 1,841 | $79,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 3,428 | $79,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 2,103 | $79,000 | thousands by filing date | |
| ACS ACTIVIDADES DE CONST Y SER UNSPONSORED ADR | 00089H106 | USD | 11,595 | $79,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 12,616 | $79,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 8,224 | $78,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 6,623 | $78,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 3,292 | $78,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 3,708 | $78,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 45,606 | $78,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V302 | Equities | 2,935 | $78,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 5,039 | $78,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 669 | $77,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,111 | $77,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 6,397 | $77,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 4,388 | $77,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 3,200 | $77,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 1,723 | $77,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 4,191 | $77,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 670 | $76,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,757 | $76,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,702 | $76,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 1,554 | $76,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 1,648 | $76,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 2,305 | $76,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,540 | $76,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 921 | $76,000 | thousands by filing date | |
| MURATA MANUFACTURING CO LTD | 626425102 | International Equities, EAFE, Large Cap | 2,129 | $76,000 | thousands by filing date | |
| ADECCO GROUP AG ADR | 006754204 | COM | 2,139 | $76,000 | thousands by filing date | |
| SEIKO EPSON CORP FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 81603X108 | AMERICAN DEPOSITORY | 7,182 | $76,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 16,327 | $76,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 20,100 | $76,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 4,241 | $76,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,012 | $76,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 2,144 | $75,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 1,716 | $75,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,757 | $75,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 1,831 | $75,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 3,027 | $75,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 6,117 | $75,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 55 | $75,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,672 | $74,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 3,529 | $74,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 8,000 | $74,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 6,613 | $74,000 | thousands by filing date | |
| ESSILOR INTL S A ADR | 297284200 | ADR | 1,218 | $74,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 8,025 | $74,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 3,975 | $74,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 4,301 | $74,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 2,543 | $74,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,800 | $74,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 6,000 | $74,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 1,607 | $73,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,095 | $73,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 5,655 | $73,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 3,855 | $73,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 5,916 | $73,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 931 | $73,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 6,447 | $72,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 782 | $72,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 6,922 | $71,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 9,589 | $71,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 877 | $71,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 9,771 | $71,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 1,771 | $71,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 1,881 | $71,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1,699 | $71,000 | thousands by filing date | |
| AMTRUST FINL PFDPFD SER B | 032359507 | PFD SER B | 3,075 | $71,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 10,815 | $71,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 2,845 | $71,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 110,529 | $71,000 | thousands by filing date | |
| DNB ASA-SPONSOR ADR | 23328E106 | COM | 451 | $71,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 730 | $70,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 3,263 | $70,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,232 | $70,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,464 | $70,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 15,500 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 3,000 | $70,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 3,167 | $70,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 2,181 | $69,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 2,771 | $69,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 930 | $69,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 1,570 | $69,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 1,354 | $69,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 2,655 | $69,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 5,000 | $69,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 2,628 | $68,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 8,589 | $68,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,461 | $68,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 1,281 | $68,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 3,260 | $68,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 1,171 | $68,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 49,998 | $68,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 5,285 | $68,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 7,789 | $68,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 1,124 | $68,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,781 | $67,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 3,000 | $67,000 | thousands by filing date | |
| OTSUKA HOLDINGS CO LTD UNSPONS ADR | 689164101 | FOREIGN | 2,965 | $67,000 | thousands by filing date | |
| ENGIE SA ADR | 29286D105 | ADR | 4,736 | $67,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 842 | $67,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 923 | $67,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 10,000 | $67,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1,267 | $66,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,231 | $66,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 7,071 | $66,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 2,090 | $66,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,300 | $66,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 3,600 | $66,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 40,000 | $66,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 5,000 | $66,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 2,051 | $66,000 | thousands by filing date | |
| ROYAL DSM N V SPON ADR | 780249108 | COM | 3,915 | $66,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,600 | $65,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 4,485 | $65,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,167 | $65,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 2,261 | $65,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 3,106 | $65,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,246 | $64,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 1,592 | $64,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 4,236 | $64,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 1,872 | $64,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 9,052 | $64,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 4,030 | $64,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 1,072 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,082 | $63,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 5,589 | $63,000 | thousands by filing date | |
| CARREFOUR SA | 144430204 | USD | 13,378 | $63,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 3,759 | $63,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 421 | $62,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 8,579 | $62,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 618 | $62,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 5,539 | $62,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 1,888 | $62,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 4,371 | $62,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,331 | $62,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 5,614 | $62,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 1,307 | $62,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST | 649604709 | PFD | 2,600 | $62,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,741 | $61,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 3,120 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 1,365 | $61,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 3,988 | $61,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,300 | $61,000 | thousands by filing date | |
| Ck Hutchison Holdin-Unsp Adr | 12562Y100 | Equity | 4,915 | $61,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 4,799 | $61,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 7,000 | $60,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 1,531 | $60,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 2,397 | $60,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 4,220 | $60,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,542 | $60,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 15,247 | $60,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 2,842 | $60,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,800 | $59,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 5,956 | $59,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 1,145 | $59,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 6,016 | $59,000 | thousands by filing date | |
| WELLS FARGO & COMPANY 5.125% P | 949746721 | PREFERR | 2,405 | $59,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 1,299 | $58,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 969 | $58,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 794 | $58,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 3,000 | $58,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 6,036 | $58,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 6,000 | $58,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 5,200 | $58,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,900 | $58,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 3,108 | $58,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 2,968 | $58,000 | thousands by filing date | |
| SECOM CO LTD UNSP ADR | 813113206 | COM | 3,268 | $58,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 1,659 | $58,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 4,151 | $57,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 1,856 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,358 | $57,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 1,517 | $57,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 4,213 | $57,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 4,956 | $57,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 3,230 | $57,000 | thousands by filing date | |
| VIVENDI SA-UNSPON ADR | 92852T201 | COM | 2,939 | $57,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,371 | $57,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 5,175 | $57,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 4,084 | $56,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,802 | $56,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,400 | $56,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,784 | $56,000 | thousands by filing date | |
| MAZDA MOTOR CORP ADR | 578787103 | COM | 7,807 | $56,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 1,567 | $56,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 18,000 | $56,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 2,753 | $56,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 1,734 | $56,000 | thousands by filing date | |
| GOLD - BUL | 998997191 | Common Stock | 45 | $56,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 4,585 | $55,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,075 | $55,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 4,864 | $55,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 2,077 | $55,000 | thousands by filing date | |
| GEMALTO NV-SPONSORED ADR | 36863N208 | COM | 1,952 | $55,000 | thousands by filing date | |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 1,763 | $55,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 2,167 | $55,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 607 | $54,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 632 | $54,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 430 | $54,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 4,587 | $54,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,868 | $54,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 3,141 | $54,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 3,273 | $54,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 3,200 | $53,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 1,686 | $53,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 918 | $53,000 | thousands by filing date | |
| Koninklijke KPN NV | 780641205 | ADR | 17,506 | $53,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 3,000 | $53,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 3,074 | $53,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 1,302 | $53,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 2,000 | $53,000 | thousands by filing date | |
| SOUTHERN C | 842587206 | Preferred Stock | 2,000 | $53,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,491 | $52,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 853 | $52,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,550 | $52,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 6,580 | $52,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,407 | $52,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 2,613 | $52,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,324 | $52,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 1,118 | $52,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,600 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 809 | $51,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 5,478 | $51,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 3,371 | $51,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,738 | $51,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 4,400 | $51,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,000 | $51,000 | thousands by filing date | |
| E.ON AG ADR | 268780103 | ADR | 6,368 | $51,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 6,434 | $51,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 3,445 | $51,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 2,000 | $51,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 1,092 | $51,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 2,098 | $50,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 4,906 | $50,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,910 | $50,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 1,000 | $50,000 | thousands by filing date | |
| Astellas Pharma Inc ADR | 04623U102 | USD | 3,811 | $50,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 5,383 | $50,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 6,869 | $50,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 2,886 | $50,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 599 | $49,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 6,019 | $49,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 680 | $49,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 3,750 | $49,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 3,200 | $49,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,528 | $49,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 2,200 | $49,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,556 | $49,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 2,000 | $49,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,265 | $49,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 13,073 | $49,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,692 | $49,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,699 | $48,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 3,801 | $48,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,437 | $48,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 2,000 | $48,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 7,044 | $48,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 2,103 | $48,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 4,800 | $48,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,287 | $48,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 2,209 | $48,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 1,800 | $48,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 400 | $48,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 600 | $48,000 | thousands by filing date | |
| Umh Properties, Pfd | 903002301 | Equities | 1,800 | $48,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 1,034 | $47,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 24,636 | $47,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,955 | $47,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,799 | $47,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 457 | $47,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 4,000 | $47,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 5,647 | $47,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 724 | $47,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 4,240 | $47,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 1,966 | $47,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 1,224 | $47,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,150 | $46,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 2,800 | $46,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,990 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,439 | $46,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 600 | $46,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 6,200 | $46,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 5,400 | $46,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 4,878 | $45,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 3,055 | $45,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,600 | $45,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 360 | $45,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 2,588 | $45,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 11,000 | $45,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 3,528 | $44,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 4,000 | $44,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 770 | $44,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 4,039 | $44,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 5,000 | $44,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 1,800 | $44,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 1,900 | $44,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 800 | $44,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 2,525 | $44,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,807 | $43,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,638 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1,014 | $43,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 2,254 | $43,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 905 | $43,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,124 | $43,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 1,659 | $43,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 1,680 | $43,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 542 | $42,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 1,400 | $42,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 2,621 | $42,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,141 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 750 | $42,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,200 | $42,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 10 | $42,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 4,590 | $42,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 3,145 | $42,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,494 | $42,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 6,892 | $42,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,055 | $42,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 5,000 | $42,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 5,515 | $42,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 4,292 | $42,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 11,000 | $42,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,000 | $42,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 8,960 | $42,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 98,000 | $42,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 2,900 | $41,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 3,000 | $41,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 375 | $41,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,875 | $41,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 11,000 | $41,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 815 | $41,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 2,748 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 698 | $41,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 1,600 | $41,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 774 | $40,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 8,545 | $40,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,216 | $40,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 744 | $40,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 1,439 | $40,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,842 | $40,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 250 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 819 | $40,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 7,074 | $40,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,351 | $40,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 1,600 | $40,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 3,361 | $40,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,000 | $40,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,140 | $40,000 | thousands by filing date | |
| CHS Inc | 12542R803 | Preferred Stock | 1,400 | $40,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,300 | $40,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 1,200 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 725 | $40,000 | thousands by filing date | |
| ANNALY CAP MGMT INC PFDSER D % | 035710805 | PFD | 1,600 | $40,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-004627 | this filing | 2017-05-12 | acceptance time not in the bulk data set |