13F-HR filed by ARS Investment Partners, LLC
ARS Investment Partners, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-15, with 157 holding rows worth $649,616,000 by the sum of the rows.
- Accession
- 0000950123-17-002554
- Filer
- CIK 733020
- Filed
- 2017-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 152 entries on the cover page, a total value of $348,359,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $649,616,000 with VALUE read as thousands by filing date, 13F file number 028-00858. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $348,359,000, 46% less than the sum of the rows, $649,616,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 224,404 | $25,990,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 410,083 | $25,483,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 373,042 | $25,348,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 148,674 | $21,112,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 539,424 | $17,407,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 21,659 | $17,164,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 68,084 | $17,017,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 168,374 | $16,253,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 310,527 | $16,135,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 318,796 | $16,051,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 20,648 | $15,483,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 178,707 | $15,442,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 89,518 | $13,936,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 150,599 | $13,876,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 232,532 | $13,373,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 208,995 | $13,158,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 212,648 | $12,657,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 294,857 | $12,540,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 111,903 | $11,313,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 61,543 | $10,879,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 152,012 | $10,600,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 153,003 | $10,504,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 179,008 | $10,461,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 153,294 | $8,511,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 35,629 | $8,287,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 204,515 | $7,806,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 90,149 | $7,580,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 33,547 | $7,499,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 220,220 | $7,153,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 181,903 | $6,936,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 41,488 | $6,643,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 206,870 | $6,537,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 92,358 | $6,242,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 375,483 | $6,233,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 86,097 | $6,133,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 225,963 | $6,110,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 77,913 | $6,048,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 882,191 | $6,043,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 102,940 | $6,007,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 98,267 | $5,840,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 48,671 | $5,729,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 648,481 | $5,415,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 147,297 | $5,166,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 79,635 | $5,054,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 53,049 | $4,578,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 54,932 | $4,413,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 41,286 | $4,320,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 847,970 | $4,240,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 620,936 | $4,222,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 83,142 | $3,416,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 79,697 | $3,244,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 135,775 | $3,238,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,016 | $3,100,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 26,821 | $3,086,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 137,125 | $3,006,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 17,172 | $2,965,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 25,689 | $2,960,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 26,054 | $2,816,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 94,285 | $2,697,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 42,199 | $2,607,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 31,535 | $2,576,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 10 | $2,441,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 30,299 | $2,405,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 40,048 | $2,401,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 26,008 | $2,379,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 22,194 | $2,329,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 35,356 | $2,314,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 29,950 | $2,300,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 48,964 | $2,267,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 26,295 | $1,937,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 39,116 | $1,924,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 41,857 | $1,856,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 82,939 | $1,845,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 20,765 | $1,813,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 52,667 | $1,782,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 136,810 | $1,724,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 12,350 | $1,665,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 372,444 | $1,639,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 27,802 | $1,591,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 260,369 | $1,588,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 9,495 | $1,576,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 123,869 | $1,521,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 31,280 | $1,513,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 203,796 | $1,508,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 22,100 | $1,494,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 30,375 | $1,477,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 58,975 | $1,409,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 45,202 | $1,360,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 30,465 | $1,340,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 22,870 | $1,313,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 11,725 | $1,285,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 16,915 | $1,274,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 9,439 | $1,247,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 24,120 | $1,239,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 18,347 | $1,237,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 9,895 | $1,212,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 131,324 | $1,081,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 22,350 | $1,071,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 41,895 | $974,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 7,237 | $927,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,333 | $893,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 134,454 | $881,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 27,766 | $874,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 17,123 | $869,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 33,003 | $865,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,299 | $864,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 38,090 | $859,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 12,154 | $838,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 6,980 | $838,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,765 | $805,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 9,692 | $789,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 22,060 | $786,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 21,341 | $782,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 14,800 | $772,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 8,520 | $755,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 14,576 | $712,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 60,325 | $684,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 10,593 | $659,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 6,575 | $655,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 11,909 | $616,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 15,047 | $606,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,957 | $590,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,279 | $567,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 23,405 | $548,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 68,000 | $545,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 73,400 | $521,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 10,850 | $514,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 4,181 | $505,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 280,869 | $483,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 25,870 | $462,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,265 | $461,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,435 | $457,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,269 | $433,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 10,172 | $428,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,617 | $417,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,014 | $404,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 57,679 | $399,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,560 | $398,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,000 | $363,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 12,500 | $356,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,681 | $311,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,900 | $278,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,202 | $269,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 17,716 | $256,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 5,610 | $232,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 4,885 | $224,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,148 | $223,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,900 | $223,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,551 | $221,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 2,500 | $216,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,655 | $205,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,750 | $202,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 13,000 | $197,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 12,000 | $182,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 20,000 | $154,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,724 | $61,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 10,000 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-002554 | this filing | 2017-02-15 | acceptance time not in the bulk data set |