13F-HR filed by WADDELL & REED FINANCIAL INC
WADDELL & REED FINANCIAL INC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 571 holding rows worth $45,642,669,000.
- Accession
- 0000950123-17-002412
- Filer
- CIK 1052100
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 958 entries on the cover page, a total value of $45,642,669,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $45,642,669,000 with VALUE read as thousands by filing date, 13F file number 028-07592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWaddell & Reed Financial Services, Inc. 028-04553
- included managerWaddell & Reed, Inc. 028-00375
- included managerWaddell & Reed Investment Management Company 028-04559
- included managerIvy Investment Management Company 028-10368
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELFBEAUTYINC | 26856L103 | STOK | 145,000 | $4,196,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 421,200 | $4,149,000 | thousands by filing date | |
| PANERA BREAD COMPANY-CLASS A | 69840W908 | COM | 20,000 | $4,102,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 142,370 | $4,090,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 35,000 | $4,054,000 | thousands by filing date | call |
| NOVAN INC | 66988N106 | COM | 150,000 | $4,053,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 322,800 | $4,051,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 98,280 | $4,037,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 347,500 | $3,979,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 120,000 | $3,931,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 69,682 | $3,899,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 48,930 | $3,853,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 123,300 | $3,828,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 112,187 | $3,820,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 247,087 | $3,657,000 | thousands by filing date | |
| HERSHEY CO | 427866908 | CALL | 35,000 | $3,620,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 37,300 | $3,612,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 27,804 | $3,581,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 141,000 | $3,580,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 153,400 | $3,533,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 88,164 | $3,453,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H950 | PUT | 40,000 | $3,452,000 | thousands by filing date | put |
| TREX CO INC | 89531P105 | COM | 53,451 | $3,442,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 95,686 | $3,397,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 67,723 | $3,385,000 | thousands by filing date | |
| HOME DEPOT INC | 437076952 | PUT | 25,000 | $3,352,000 | thousands by filing date | put |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 104,813 | $3,334,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 222,200 | $3,322,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 467,000 | $3,269,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 349,288 | $3,144,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 47,700 | $3,082,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 31,810 | $3,071,000 | thousands by filing date | |
| WESTPAC BKG CORP NOTE | 961214DF7 | NOTE 4.322%11/2 | 3,000,000 | $2,994,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122908 | CALL | 50,000 | $2,922,000 | thousands by filing date | call |
| AMERICAN WOODMARK CORP | 030506109 | COM | 38,500 | $2,897,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 110,780 | $2,788,000 | thousands by filing date | |
| DOLLAR GEN CORP | 256677905 | CALL | 35,000 | $2,592,000 | thousands by filing date | call |
| ENDOLOGIX INC | 29266S106 | COM | 444,500 | $2,543,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 238,000 | $2,520,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 90,000 | $2,487,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 100,000 | $2,453,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 192,200 | $2,431,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 206,266 | $2,415,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 486,588 | $2,404,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 108,977 | $2,067,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 64,200 | $1,936,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 157,200 | $1,902,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 12,300 | $1,893,000 | thousands by filing date | |
| INTEL CORP | 458140900 | CALL | 50,000 | $1,814,000 | thousands by filing date | call |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 200,000 | $1,770,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 2,900,000 | $1,769,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 125,000 | $1,718,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 78,751 | $1,705,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 39,900 | $1,643,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334904 | COM | 25,000 | $1,544,000 | thousands by filing date | call |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 39,100 | $1,408,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 46,000 | $1,236,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 281,700 | $1,183,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 129,200 | $1,106,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 70,000 | $1,099,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 1,000,000 | $1,064,000 | thousands by filing date | |
| MALLINCKRODT PUB LTD CO | G5785G957 | PUT | 20,000 | $996,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351909 | COM | 5,000 | $612,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 2,294 | $513,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 5,420 | $329,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 11,932 | $326,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 2,700 | $322,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,749 | $315,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 11,835 | $262,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 4,641 | $253,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 7,530 | $228,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-002412 | this filing | 2017-02-14 | acceptance time not in the bulk data set |