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13F-HR filed by Nuveen Asset Management, LLC

Nuveen Asset Management, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 1,521 holding rows worth $19,690,614,000.

Accession
0000950123-17-002368
Filed
2017-02-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2016

A holdings report, 1,521 entries on the cover page, a total value of $19,690,614,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,690,622,000 with VALUE read as thousands by filing date, 13F file number 028-14498. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • included managerNuveen Investments, Inc. 028-11405
  • included managerNuveen Fund Advisors, LLC 028-11710

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ARENA PHARMECEUTICALS INC040047102COMMON STOCK15,349$22,000thousands by filing date
NEXTERA ENERGY INC65339F846UNIT 08/31/2018382,781$22,000thousands by filing dateprincipal
NOVAVAX INC670002104COMMON STOCK16,902$21,000thousands by filing date
WMI HOLDINGS CORP92936P100COMMON12,710$20,000thousands by filing date
GREAT PLAINS ENERGY INC391164878PFD SH CONV385,784$20,000thousands by filing dateprincipal
PLUG PWR INC72919P202COM NEW13,602$16,000thousands by filing date
RAMCO-GERSHENSON PPTYS TR751452608PERP PFD-D CV253,088$16,000thousands by filing dateprincipal
EPR PPTYS26884U307CONV PFD 9% SR E396,307$14,000thousands by filing dateprincipal
DOMINION RES INC VA NEW25746U869UNIT 99/99/9999277,287$14,000thousands by filing dateprincipal
WELLS FARGO & CO949746804PERP PFD CNV A10,632$13,000thousands by filing dateprincipal
MANNKIND CORP56400P201COM20,299$13,000thousands by filing date
Alexandria Real Estate E.015271505CONVERTIBLE PREFERRED STOCK339,419$12,000thousands by filing dateprincipal
APC 7.5 PFD032511404Preferred Stock236,114$10,000thousands by filing dateprincipal
Spire Inc505597500CONVERTIBLE PREFERRED STOCK160,651$9,000thousands by filing dateprincipal
BLACK HILLS CORP092113125UNIT 99/99/999985,106$6,000thousands by filing dateprincipal
EQUITY COMWLTH2946282016.5% CNV PFD D140,902$4,000thousands by filing dateprincipal
ARC LOGISTICS PARTNERS LP03879N101COM UT REP LPN205$3,000thousands by filing date
LXP INDUSTRIAL TRUST529043309PFD CONV SER C37,668$2,000thousands by filing dateprincipal
EPR PPTYS26884U208PFD C CV 5.75%25,172$1,000thousands by filing dateprincipal
DYNEGY INC NEW DEL26817R207PFD CONV SER A37,000$1,000thousands by filing dateprincipal
COMMUNITY HEALTH SYS INC NEW203668116RIGHT 99/99/9999100,634$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000950123-17-002368this filing2017-02-14acceptance time not in the bulk data set