13F-HR filed by PARAMETRIC PORTFOLIO ASSOCIATES LLC
PARAMETRIC PORTFOLIO ASSOCIATES LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 3,780 holding rows worth $71,832,190,000.
- Accession
- 0000950123-17-001855
- Filer
- CIK 932859
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 3,780 entries on the cover page, a total value of $71,832,190,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $71,832,190,000 with VALUE read as thousands by filing date, 13F file number 028-04558. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 11,896 | $260,000 | thousands by filing date | |
| AEGON NV PFD | 007924509 | PREFERRED | 11,506 | $259,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP | 025932401 | STOCK | 10,254 | $258,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 8,134 | $257,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,192 | $257,000 | thousands by filing date | |
| ARCELIK AS-UNSPONSORED ADR | 03937X109 | COM | 8,514 | $255,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,678 | $254,000 | thousands by filing date | |
| JTEKT CORP UNSPNSORED ADR | 48124H102 | ADR | 5,030 | $254,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 30,181 | $253,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 24,558 | $253,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 11,528 | $253,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 7,430 | $252,000 | thousands by filing date | |
| VORNADO RLTY TR $1.425 PFD | 929042851 | PREFERRED | 10,653 | $251,000 | thousands by filing date | |
| AMG Pfd 6.375% | 008252876 | Pfd | 9,945 | $251,000 | thousands by filing date | |
| AMERICAN FINL GROUP INC 6 25 1 563 PFD | 025932609 | PREFERRED | 10,039 | $251,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 21,045 | $250,000 | thousands by filing date | |
| BORAL LTD NEW SPONSORED ADR | 099514101 | ADR | 15,408 | $250,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 33,706 | $250,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 57,180 | $249,000 | thousands by filing date | |
| REGENCY CTRS CORP $1.65625 PFD | 758849707 | PREFERRED | 9,925 | $249,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 78,126 | $248,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 4,937 | $247,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 4,629 | $247,000 | thousands by filing date | |
| WELLS FARGO CO NEW PFD SER X CL A | 94988U672 | Preferred | 10,785 | $247,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 44,525 | $246,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 52,354 | $246,000 | thousands by filing date | |
| CenturyLink SnNotes 7.0% 2050 | 74913G402 | PFD | 9,959 | $246,000 | thousands by filing date | |
| SUN ART RETAIL GRP LTD ADR | 866633100 | ADR | 28,745 | $246,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 7,291 | $243,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 14,142 | $242,000 | thousands by filing date | |
| Rexel | 761681105 | COM | 15,018 | $241,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 33,342 | $238,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 20,062 | $237,000 | thousands by filing date | |
| BELLE INTERNATIONAL | 078454105 | COM | 43,041 | $237,000 | thousands by filing date | |
| CATHAY PAC AIRWAYS-SPONS ADR | 148906308 | COM | 36,361 | $237,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 14,690 | $234,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 14,084 | $234,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 10,507 | $233,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,788 | $233,000 | thousands by filing date | |
| RAYMOND JAMES FINANCIAL INC SR NT 6.9 PFD | 754730208 | PREFERRED | 9,174 | $233,000 | thousands by filing date | |
| TORCHMARK CORP 6 125 1 531 PFD | 891027401 | PREFERRED | 9,227 | $233,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 17,745 | $232,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 12,202 | $232,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 100,747 | $232,000 | thousands by filing date | |
| AXIS Capital Holdings Ltd Pfd | G0692U117 | COM | 10,205 | $232,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 19,607 | $231,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 7,968 | $231,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 27,652 | $230,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF S R1 | 69360J669 | PFD | 9,877 | $230,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,376 | $229,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 64,475 | $228,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 30,220 | $228,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP PFD SER F | 14040H881 | Preferred | 9,036 | $226,000 | thousands by filing date | |
| AOZORA BK LTD SPONSORED ADR | 037400108 | ADR | 3,203 | $226,000 | thousands by filing date | |
| SEMEN GRESIK PERSERO TBK PT | 69367J100 | ADR | 16,670 | $224,000 | thousands by filing date | |
| CenturyLink Quest 6.125%Nts Cl | 74913g600 | PFD | 9,867 | $224,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 8,601 | $224,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 15,615 | $222,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 7,047 | $221,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 19,933 | $221,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 8,772 | $221,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 6,110 | $220,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 16,532 | $220,000 | thousands by filing date | |
| ABERTIS INFRAESTR-UNSPON ADR | 003381100 | COM | 31,240 | $220,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,570 | $219,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 58,229 | $219,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,145 | $217,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 16,329 | $217,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 14,656 | $217,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 140,718 | $217,000 | thousands by filing date | |
| AZIMUT HLDGS SPA ADR | 05477Q105 | ADR | 5,961 | $217,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 17,218 | $216,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 11,845 | $216,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 8,129 | $213,000 | thousands by filing date | |
| BANKINTER SA-SPONS ADR | 066460304 | COM | 26,469 | $213,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 7,461 | $213,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 20,759 | $212,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 38,324 | $211,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 8,015 | $210,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 12,383 | $209,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 21,056 | $208,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 5,590 | $208,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,701 | $207,000 | thousands by filing date | |
| HELLENIC TELECOM ORG | 423325307 | Common Stock | 44,792 | $207,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 199,043 | $207,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 34,578 | $207,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 6,786 | $206,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 50,965 | $205,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 28,509 | $205,000 | thousands by filing date | |
| ENTERGY TEXAS INC | 29365T104 | SPI | 8,139 | $205,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 39,836 | $204,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 8,147 | $204,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 15,845 | $203,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 27,358 | $202,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 10,103 | $202,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 96,748 | $201,000 | thousands by filing date | |
| WACOAL HOLDINGS CORP | 930004205 | ADR | 3,505 | $201,000 | thousands by filing date | |
| PUBLIC STORAGE SER W | 74460w875 | PREFERRED | 8,626 | $201,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 24,443 | $201,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 40,245 | $200,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 30,375 | $200,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 13,766 | $200,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 28,470 | $199,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 70,449 | $199,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 10,315 | $196,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 22,110 | $193,000 | thousands by filing date | |
| SKANDINAVISKA ENSKILDA-ADR | 830505301 | ADR | 18,346 | $192,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 21,400 | $191,000 | thousands by filing date | |
| SURGUTNEFTEGAS PJSC | 868861204 | COMMON STOCK | 38,181 | $191,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 20,199 | $190,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 21,597 | $190,000 | thousands by filing date | |
| FORTUM OYJ ADR | 34959F106 | COMMON | 63,816 | $188,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 37,431 | $187,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 55,548 | $186,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 12,081 | $186,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 23,168 | $183,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 37,693 | $183,000 | thousands by filing date | |
| ENN ENERGY HOLDINGS UNSP ADR | 26876F102 | COM | 11,021 | $180,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 161,457 | $179,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 62,851 | $178,000 | thousands by filing date | |
| HYPERMARCAS S.A-SPN ADR | 44915J100 | COM | 22,584 | $178,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 19,135 | $176,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 19,112 | $176,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 13,524 | $176,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 13,231 | $176,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 36,627 | $172,000 | thousands by filing date | |
| HAIER ELECTRONICS GROUP CO LTD UNSP ADR EACH REPR 10 ORD | 40522E104 | COMMON STOCK | 10,720 | $172,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 10,956 | $171,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 20,635 | $171,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 20,306 | $170,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 46,221 | $170,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 13,703 | $169,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 10,714 | $168,000 | thousands by filing date | |
| Ana Hldgs Inc Sponsored Adr | 032350100 | ADR | 30,543 | $167,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 23,127 | $166,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 18,056 | $164,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 18,520 | $164,000 | thousands by filing date | |
| ORICA LTD ADR | 68618H103 | COM | 12,842 | $164,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 61,156 | $163,000 | thousands by filing date | |
| ALSTOM SA UNSPON ADR | 021244207 | COM | 60,240 | $163,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 10,414 | $162,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 15,135 | $161,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 18,828 | $161,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 13,144 | $160,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 32,634 | $159,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 14,837 | $159,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 18,692 | $159,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 23,933 | $158,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 18,572 | $157,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 57,795 | $156,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 40,507 | $155,000 | thousands by filing date | |
| DISTRIBUIDORA INT-UNSP ADR | 25476E101 | ADR | 16,569 | $155,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 28,067 | $154,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 17,250 | $154,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 60,086 | $153,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 239,793 | $152,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 44,824 | $152,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 13,305 | $152,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 68,865 | $152,000 | thousands by filing date | |
| AIR FRANCE-KLM-ADR | 009119108 | COM | 28,080 | $151,000 | thousands by filing date | |
| SINGAPORE AIRLINES ADR | 82930C106 | COM | 11,455 | $151,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 17,472 | $150,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 10,840 | $150,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 15,016 | $147,000 | thousands by filing date | |
| HOPEWELL HLDGS LTD SPONSORED ADR | 439555301 | ADR | 42,049 | $146,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 34,817 | $143,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 11,200 | $142,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 11,754 | $142,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10,456 | $141,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 10,354 | $137,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 53,407 | $136,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 16,088 | $132,000 | thousands by filing date | |
| ANTOFAGASTA PLC -SPON ADR | 037189107 | COM | 10,223 | $132,000 | thousands by filing date | |
| Impala Platinum Holdings Ltd | 452553308 | Equity | 40,774 | $129,000 | thousands by filing date | |
| TULLOW OIL PLC-UNSPON ADR | 899415202 | ADR | 68,374 | $128,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 15,636 | $126,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 109,034 | $125,000 | thousands by filing date | |
| MEDIOBANCA SPA UNSPONS ADR | 58502K106 | COM | 15,478 | $125,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 15,426 | $125,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 13,770 | $124,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 45,037 | $123,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 41,779 | $122,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 19,930 | $122,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 14,345 | $122,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 29,616 | $121,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 22,119 | $121,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 28,716 | $121,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 21,119 | $120,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 16,725 | $120,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 15,018 | $119,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 22,056 | $118,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 48,359 | $118,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 25,542 | $118,000 | thousands by filing date | |
| UBISOFT ENTERTAINMENT SA ADR | 90348R102 | COM | 16,522 | $116,000 | thousands by filing date | |
| SAFEWAY RTS CASA LEY CVR | 786CVR209 | COM | 886,594 | $115,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 93,039 | $114,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 10,182 | $113,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 15,404 | $110,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 12,132 | $110,000 | thousands by filing date | |
| Worldpay Group PLC | 981560105 | Common Stock | 11,086 | $110,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 11,726 | $109,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 16,466 | $109,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 15,674 | $109,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 13,087 | $108,000 | thousands by filing date | |
| MARFRIG GLOBAL FOOD SPON ADR | 56656T105 | COM | 53,977 | $107,000 | thousands by filing date | |
| HUTCHISON TELECOMMUNI-ADR | 44841V102 | COM | 22,379 | $107,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 25,515 | $105,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 26,212 | $104,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 12,674 | $102,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 19,032 | $102,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 10,750 | $97,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 31,922 | $97,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 10,306 | $95,000 | thousands by filing date | |
| TOPDANMARK A/S-UNSPON ADR | 89054C101 | ADR | 37,527 | $95,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 15,826 | $95,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 42,697 | $94,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 34,871 | $93,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 12,487 | $92,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 18,045 | $91,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 11,647 | $85,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 49,930 | $85,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 29,320 | $85,000 | thousands by filing date | |
| DEBENHAMS PLC SPONSORED ADR | 242737203 | ADR | 30,308 | $85,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 31,428 | $82,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 18,957 | $81,000 | thousands by filing date | |
| PT XL AXIATA TBK ADR F UNSPONS | 69369r100 | ADR | 22,997 | $80,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 30,064 | $77,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10,391 | $76,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 35,739 | $73,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 11,979 | $71,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 10,108 | $69,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 21,097 | $69,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 21,570 | $68,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 27,697 | $66,000 | thousands by filing date | |
| DYNO NOBEL LIMITED | 45326Y206 | COMMON STK | 25,472 | $65,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 13,748 | $62,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 18,505 | $59,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 12,834 | $57,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 25,968 | $56,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 12,628 | $55,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 11,091 | $54,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 20,098 | $53,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 17,720 | $52,000 | thousands by filing date | |
| MAN GROUP PLC-UNSPON ADR | 56164U107 | COM | 35,663 | $52,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 13,034 | $52,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 14,026 | $49,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 11,239 | $49,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 18,827 | $46,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 29,537 | $44,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 10,227 | $40,000 | thousands by filing date | |
| MALAYAN BANK ADR | 56108H105 | COM | 11,283 | $40,000 | thousands by filing date | |
| Contra Dyax Corp Contigent Value Right | 267CVR991 | Common Stock | 35,987 | $40,000 | thousands by filing date | |
| DRYSHIPS INC COM PAR NEW | Y2109Q309 | Stock | 10,040 | $37,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 13,546 | $36,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 12,105 | $35,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 11,796 | $34,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 12,421 | $34,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 12,524 | $32,000 | thousands by filing date | |
| Li & Fung Ltd | 501897102 | Com | 36,645 | $32,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 12,481 | $29,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 13,497 | $28,000 | thousands by filing date | |
| SHARP CORP-UNSPONSORED ADR | 819882200 | COM | 11,917 | $28,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 12,252 | $24,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 18,568 | $23,000 | thousands by filing date | |
| VALLOUREC SA-SPN ADR | 92023R308 | COM | 18,265 | $23,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 13,205 | $23,000 | thousands by filing date | |
| Safeway PDC, LLC Contingent Va | 786CVR308 | COM | 886,594 | $22,000 | thousands by filing date | |
| SERCO GROUP PLC-SPON ADR | 81748L209 | ADR | 11,857 | $21,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 11,587 | $19,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 18,359 | $15,000 | thousands by filing date | |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 14,914 | $10,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 10,909 | $7,000 | thousands by filing date | |
| ADVANTA CORP | 007942204 | COMMON STOCK | 12,265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIG Fractional CUSIP | ACG874152 | Com | 48,619 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mirant Corp (Worthless) | 604675991 | COM | 35,091 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERBER SCIENTIFIC INC RTS | 37373ESC5 | WT | 36,803 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESA AIR GROUP INC | 590479101 | Common Stock | 20,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Chelsea Therapeutics Contingen | 163esc908 | COM | 26,450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPSOL YPF S A SPONSORED ADR | E8491S904 | OTHER ASSETS USD | 69,792 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTINGENT VALUE RTS ASSOCIATED W TSRX ACQ | 89685K9Z5 | Right | 55,243 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-001855 | this filing | 2017-02-14 | acceptance time not in the bulk data set |