13F-HR filed by Periscope Capital Inc.
Periscope Capital Inc. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 56 holding rows worth $269,677,000.
- Accession
- 0000950123-17-001746
- Filer
- CIK 1695320
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 56 entries on the cover page, a total value of $269,677,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $269,678,000 with VALUE read as thousands by filing date, 13F file number 028-17747. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 250,000 | $55,868,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 150,000 | $20,228,000 | thousands by filing date | call |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 7,500,000 | $11,814,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 6,968,000 | $10,874,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 5,000,000 | $10,499,000 | thousands by filing date | principal |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 1,033,339 | $10,256,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 5,000,000 | $9,969,000 | thousands by filing date | principal |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 876,500 | $8,690,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 858,000 | $8,507,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 757,000 | $7,533,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 609,438 | $6,947,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 681,000 | $6,776,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 636,000 | $6,293,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 2,500,000 | $5,566,000 | thousands by filing date | principal |
| SPANSION LLC | 84649PAL9 | NOTE 2.000 9/0 | 2,500,000 | $5,543,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 2,000,000 | $5,376,000 | thousands by filing date | principal |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 2,000,000 | $5,343,000 | thousands by filing date | principal |
| CAPITOL ACQUISITION CORP III | 14055M106 | COMMON STOCK | 525,000 | $5,224,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 507,000 | $5,110,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T104 | COM | 503,000 | $4,904,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 4,225,000 | $4,442,000 | thousands by filing date | principal |
| CF CORP | G20307107 | SHS CL A | 404,000 | $4,008,000 | thousands by filing date | |
| ROSEHILL RES INC CL A | 49877M108 | Stock | 378,000 | $3,924,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828103 | UNIT 99/99/9999 | 353,000 | $3,565,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 2,000,000 | $3,529,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,000,000 | $3,235,000 | thousands by filing date | principal |
| HARMONY MERGER CORP | 413247107 | COM | 303,000 | $3,087,000 | thousands by filing date | |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 303,000 | $3,012,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588105 | SHS | 277,000 | $2,860,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 3,030,000 | $2,800,000 | thousands by filing date | principal |
| Eaton Corp PLC | G2920Y101 | COM | 225,000 | $2,289,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 30,000 | $2,207,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 204,000 | $2,072,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H101 | COM | 207,000 | $2,044,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 202,000 | $2,030,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T203 | UNIT 99/99/9999T | 201,000 | $1,984,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 165,289 | $1,653,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 155,200 | $1,580,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L102 | COM | 152,000 | $1,509,000 | thousands by filing date | |
| PLAYA HOTELS & R | G6865N103 | COMMON STOCK | 100,000 | $1,013,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 100,000 | $1,005,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 100,000 | $980,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P104 | SHS | 69,600 | $702,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L109 | UNIT 99/99/9999 | 60,000 | $608,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 50,000 | $515,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 50,000 | $513,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 42,208 | $429,000 | thousands by filing date | |
| UTS CF CORP | G20307123 | UNIT | 40,000 | $419,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T112 | *W EXP 10/10/202 | 367,700 | $89,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 100,000 | $60,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 175,000 | $49,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 202,000 | $40,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 50,000 | $35,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 118,600 | $29,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H119 | *W EXP 07/09/202 | 90,000 | $28,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 118,000 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-001746 | this filing | 2017-02-13 | acceptance time not in the bulk data set |