13F-HR filed by PEOPLE'S UNITED FINANCIAL, INC.
PEOPLE'S UNITED FINANCIAL, INC. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 1,030 holding rows worth $2,702,377,000.
- Accession
- 0000950123-17-001742
- Filer
- CIK 1378946
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,814 entries on the cover page, a total value of $2,702,377,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,702,377,000 with VALUE read as thousands by filing date, 13F file number 028-12583. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPeople's United Bank, N.A. 028-20631
- included managerPeople's Securities, Inc. 028-12043
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 11,522 | $355,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 15,832 | $355,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 6,275 | $354,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 11,598 | $351,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,984 | $350,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 3,498 | $349,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 14,855 | $349,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,045 | $346,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 15,905 | $345,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 18,188 | $344,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 22,081 | $337,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 26,970 | $337,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 6,410 | $330,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 20,286 | $330,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 10,800 | $329,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,115 | $327,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,300 | $325,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 11,965 | $321,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 3,100 | $321,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,428 | $320,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 5,260 | $313,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 12,359 | $310,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 16,590 | $308,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 15,037 | $308,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 14,284 | $305,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 8,964 | $304,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,378 | $304,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 10,892 | $302,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,760 | $299,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 6,527 | $297,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 9,748 | $296,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 3,025 | $293,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 8,544 | $291,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 16,247 | $288,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 10,304 | $286,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 6,585 | $286,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,332 | $284,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,395 | $284,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 11,569 | $283,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 47,297 | $276,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 11,512 | $274,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 12,274 | $273,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,780 | $272,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 23,382 | $270,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,586 | $270,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 15,754 | $268,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,628 | $267,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 33,217 | $267,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 8,871 | $264,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 13,497 | $263,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 12,767 | $262,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 3,117 | $260,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,875 | $258,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,345 | $257,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,775 | $253,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 3,545 | $251,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 8,483 | $244,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 3,736 | $237,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 13,053 | $237,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,758 | $236,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,190 | $236,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 15,877 | $236,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,830 | $236,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 804 | $231,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,855 | $230,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 6,952 | $230,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,527 | $230,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 16,659 | $230,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 51,375 | $229,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 12,001 | $228,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 3,625 | $219,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,848 | $214,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,719 | $213,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,317 | $204,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,140 | $202,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,501 | $201,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 2,708 | $200,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 28,279 | $194,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 30,469 | $193,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 13,728 | $184,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 20,000 | $177,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 13,300 | $177,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 942 | $172,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,406 | $170,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 14,384 | $165,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 3,300 | $163,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 18,670 | $160,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,899 | $158,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 15,000 | $149,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,202 | $145,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,200 | $143,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 13,976 | $143,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 22,955 | $141,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 1,160 | $141,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,530 | $140,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 7,438 | $140,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 915 | $137,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,873 | $135,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 19,413 | $135,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 15,989 | $133,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 4,100 | $130,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 425 | $128,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,600 | $128,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,692 | $128,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,650 | $127,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 16,684 | $127,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,000 | $125,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,000 | $121,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,900 | $120,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,083 | $120,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 600 | $119,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,432 | $118,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 1,794 | $117,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 2,795 | $115,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,320 | $113,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 553 | $113,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 974 | $112,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,120 | $112,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,290 | $109,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 925 | $108,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 20,097 | $103,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,300 | $102,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 4,000 | $102,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 435 | $101,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 4,000 | $101,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 750 | $100,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 3,355 | $100,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,510 | $99,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 10,411 | $98,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 900 | $97,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,163 | $97,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 972 | $97,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 625 | $96,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,550 | $95,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 1,300 | $95,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 2,289 | $94,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 4,954 | $93,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 2,100 | $92,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 790 | $91,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,703 | $91,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 23,928 | $91,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 6,226 | $91,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 2,596 | $90,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,016 | $88,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 2,299 | $87,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1,996 | $86,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,075 | $85,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 968 | $84,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,800 | $84,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 106 | $84,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,515 | $84,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 8,577 | $84,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,215 | $83,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,800 | $83,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 10,000 | $82,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,400 | $82,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,200 | $81,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 3,062 | $81,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,000 | $81,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 50,000 | $79,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 4,338 | $78,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 723 | $77,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,250 | $76,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 996 | $76,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 14,644 | $75,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 7,289 | $73,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,100 | $73,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,298 | $72,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 250 | $70,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 590 | $70,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,400 | $70,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,188 | $69,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,341 | $69,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,600 | $69,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 1,100 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 4,540 | $69,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,293 | $67,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 5,650 | $67,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 522 | $66,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 900 | $65,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 698 | $65,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 605 | $64,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 632 | $64,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 2,150 | $64,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 2,000 | $64,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 947 | $63,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 2,000 | $63,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 3,000 | $62,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 420 | $61,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 29,695 | $61,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 448 | $60,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 6,360 | $59,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 419 | $58,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,256 | $57,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 3,551 | $57,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 818 | $57,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 1,100 | $56,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 2,481 | $56,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,468 | $54,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,500 | $54,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 140 | $53,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,000 | $53,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 8,945 | $53,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 600 | $53,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 4,222 | $52,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 1,273 | $51,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 1,000 | $50,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,528 | $50,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,280 | $49,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,350 | $49,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 873 | $48,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 972 | $48,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 3,419 | $48,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 3,000 | $48,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,000 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 800 | $46,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,150 | $46,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,118 | $46,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 2,990 | $45,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 4,000 | $45,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 2,003 | $44,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 2,400 | $44,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,121 | $44,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 800 | $44,000 | thousands by filing date | |
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| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,307 | $41,000 | thousands by filing date | |
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| NISOURCE INC COM | 65473P105 | Stock | 1,022 | $23,000 | thousands by filing date | |
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| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 170 | $5,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 86 | $5,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 45 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 590 | $5,000 | thousands by filing date | |
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| POST HLDGS INC | 737446104 | COM | 58 | $5,000 | thousands by filing date | |
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| SPLUNK INC | 848637104 | COM | 100 | $5,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 435 | $5,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 83 | $5,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 200 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 100 | $5,000 | thousands by filing date | |
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| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 296 | $5,000 | thousands by filing date | |
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| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 500 | $5,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 80 | $4,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 60 | $4,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 50 | $4,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 159 | $4,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 100 | $4,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 50 | $4,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 116 | $4,000 | thousands by filing date | |
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| VMWARE, INC. | 928563402 | CL A COM | 50 | $4,000 | thousands by filing date | |
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| YAHOO INC | 984332106 | COM | 100 | $4,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 100 | $4,000 | thousands by filing date | |
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| Advanced Micro Devices,Inc. | 007903107 | COM | 250 | $3,000 | thousands by filing date | |
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| TEREX CORP NEW COM | 880779103 | Stock | 100 | $3,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 55 | $3,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 100 | $3,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 59 | $3,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 38 | $3,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 24 | $3,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 30 | $3,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 150 | $3,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 13 | $3,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 55 | $3,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 500 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 260 | $3,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 575 | $3,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 265 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 500 | $2,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 20 | $2,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 57 | $2,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 24 | $2,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 100 | $2,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 200 | $2,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 13 | $2,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 64 | $2,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 94 | $2,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 31 | $2,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 50 | $2,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 600 | $2,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 67 | $2,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 58 | $2,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 100 | $2,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 33 | $2,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 100 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 65 | $2,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 90 | $2,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 125 | $2,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 42 | $2,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 233 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 73 | $2,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 37 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-001742 | this filing | 2017-02-13 | acceptance time not in the bulk data set |