13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-10, with 3,348 holding rows worth $4,057,499,000.
- Accession
- 0000950123-17-001522
- Filer
- CIK 1569391
- Filed
- 2017-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 3,348 entries on the cover page, a total value of $4,057,499,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,057,499,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKCG Americas LLC 028-15067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DANAOS CORP | Y1968P105 | SHS | 28,145 | $75,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 28,215 | $75,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 32,279 | $74,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 14,358 | $74,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 10,522 | $74,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 25,882 | $74,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 35,205 | $74,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 13,907 | $73,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 10,440 | $72,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 33,987 | $72,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 72,922 | $71,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 10,004 | $71,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 10,054 | $71,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 27,238 | $70,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 77,870 | $70,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 11,108 | $69,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 74,360 | $69,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 11,008 | $69,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T606 | COM PAR | 24,691 | $69,000 | thousands by filing date | |
| DATARAM NV ORD | 238108401 | COM | 31,172 | $69,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 10,227 | $68,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 12,815 | $68,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 24,766 | $68,000 | thousands by filing date | |
| SHINECO INC COM NEW | 824567200 | Stock | 16,122 | $68,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 55,168 | $67,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 31,861 | $67,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P500 | COM PAR | 72,761 | $67,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 20,578 | $65,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 43,110 | $65,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 17,486 | $65,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 10,651 | $65,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 374,077 | $65,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 11,948 | $65,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 38,759 | $64,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 32,120 | $64,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 28,895 | $63,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 28,169 | $63,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 31,496 | $63,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 44,603 | $62,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 12,735 | $62,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 13,361 | $61,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 19,810 | $61,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 11,056 | $61,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 31,144 | $61,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 68,992 | $61,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 12,020 | $61,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 20,701 | $60,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 45,144 | $60,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 17,183 | $60,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R201 | COM NEW | 80,470 | $60,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 31,647 | $60,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 10,725 | $60,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 39,095 | $59,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 44,031 | $59,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 20,790 | $59,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 33,815 | $59,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 23,700 | $58,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 13,791 | $58,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 156,123 | $58,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 19,947 | $58,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 22,716 | $57,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 54,200 | $57,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 18,039 | $57,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 24,274 | $57,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 85,262 | $57,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 16,797 | $56,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358400 | COM PAR NEW | 25,339 | $56,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 37,436 | $56,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 29,478 | $56,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 41,375 | $56,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 13,132 | $55,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 13,037 | $55,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 66,512 | $55,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 19,711 | $54,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 12,850 | $53,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 91,158 | $53,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 22,439 | $53,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 27,155 | $53,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 11,279 | $53,000 | thousands by filing date | |
| PHASERX INC | 71723F103 | COM | 33,933 | $53,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 16,542 | $53,000 | thousands by filing date | |
| MABVAX THERAPEUTICS HLDGS INC COM NEW | 55414P504 | COM | 15,793 | $53,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 44,213 | $53,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 13,195 | $51,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 11,568 | $51,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 10,632 | $50,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 12,224 | $50,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 49,847 | $50,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 13,513 | $49,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 32,357 | $49,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 10,178 | $49,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 12,164 | $48,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 12,406 | $48,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 59,000 | $48,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 33,403 | $48,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 13,322 | $48,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 29,901 | $48,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 35,123 | $47,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 16,970 | $47,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 18,835 | $47,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 10,831 | $47,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 20,243 | $47,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 13,048 | $47,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 10,758 | $46,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 25,002 | $46,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 13,650 | $46,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 66,512 | $46,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 12,149 | $46,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 150,626 | $46,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 19,317 | $45,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 26,308 | $44,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 59,076 | $44,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 31,144 | $44,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 25,703 | $44,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 31,423 | $44,000 | thousands by filing date | |
| MONSTER DIGITAL INC COM PAR NEW | 61174L501 | Stock | 25,288 | $44,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 108,011 | $44,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 81,824 | $43,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 10,490 | $43,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 14,788 | $43,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 20,004 | $43,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 46,346 | $43,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 634,146 | $43,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 19,944 | $43,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 13,015 | $43,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 10,701 | $42,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 19,053 | $42,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 16,053 | $42,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 33,800 | $42,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 18,932 | $41,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 25,985 | $40,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 28,782 | $40,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 63,087 | $40,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 15,732 | $40,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 10,107 | $40,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 55,342 | $40,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 74,529 | $40,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 38,806 | $40,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 15,270 | $39,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 11,393 | $39,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 10,245 | $39,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 21,209 | $39,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 17,083 | $39,000 | thousands by filing date | |
| GENVEC INC | 37246C406 | COM PAR | 12,188 | $39,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 14,271 | $38,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 30,204 | $38,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 12,231 | $38,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 21,928 | $38,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 26,498 | $38,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 23,097 | $38,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B302 | SPONSORED ADR LE | 16,342 | $38,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 10,912 | $37,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 17,117 | $37,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 34,627 | $37,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 51,382 | $37,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 43,525 | $36,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 21,784 | $36,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 29,467 | $36,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 24,706 | $36,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 33,868 | $35,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 28,856 | $35,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 30,769 | $35,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 17,433 | $35,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 45,485 | $35,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 33,418 | $35,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 59,821 | $35,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 44,565 | $34,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 19,103 | $34,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 19,431 | $34,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 27,053 | $34,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 17,025 | $34,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 23,592 | $34,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 14,297 | $34,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 26,464 | $33,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 17,005 | $33,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 14,560 | $33,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 23,376 | $32,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 12,713 | $32,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 28,083 | $31,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 57,017 | $30,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 14,187 | $30,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 60,303 | $30,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 21,217 | $30,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 58,727 | $29,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 12,501 | $29,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 20,315 | $29,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 34,065 | $29,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 106,830 | $29,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 28,494 | $29,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 12,076 | $29,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 104,427 | $29,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 11,357 | $28,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 224,903 | $28,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 20,216 | $28,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 25,355 | $28,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 22,508 | $28,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 23,105 | $27,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 12,341 | $27,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 18,465 | $27,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 30,363 | $27,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 87,147 | $27,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 63,574 | $27,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 12,481 | $26,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 40,200 | $26,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 33,823 | $26,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104209 | Common Stock | 31,497 | $26,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 25,527 | $26,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 39,941 | $25,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 18,196 | $25,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 29,770 | $25,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 96,012 | $25,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 21,727 | $25,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 14,764 | $25,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 10,883 | $25,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 38,237 | $25,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 133,357 | $24,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 10,217 | $24,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 10,638 | $24,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 24,875 | $24,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 16,875 | $23,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 14,753 | $23,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 42,075 | $23,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 39,942 | $22,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 28,919 | $22,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 11,143 | $22,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 20,990 | $22,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 12,312 | $21,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 12,146 | $21,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 60,853 | $21,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 22,372 | $20,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 14,405 | $20,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 21,469 | $20,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 19,069 | $20,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 22,912 | $20,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 27,689 | $20,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 14,964 | $20,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 10,522 | $19,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 10,941 | $19,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 25,529 | $19,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 11,977 | $18,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 40,772 | $18,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 12,667 | $18,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 18,528 | $18,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 125,749 | $18,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 11,611 | $18,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 13,169 | $18,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 13,659 | $18,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 16,315 | $18,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 11,854 | $18,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 19,275 | $18,000 | thousands by filing date | |
| WECAST NETWORK INC | 94850Q106 | COM | 14,297 | $18,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 11,741 | $17,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 23,535 | $17,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 28,873 | $16,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 11,244 | $16,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 10,171 | $16,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 31,218 | $16,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 15,978 | $16,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 15,032 | $16,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 14,144 | $15,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 22,755 | $15,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 21,417 | $15,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 17,052 | $15,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 53,276 | $15,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 10,661 | $14,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 13,655 | $14,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 11,879 | $14,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 15,741 | $14,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 58,960 | $14,000 | thousands by filing date | |
| AMEDICA CORP COM PAR | 023435209 | Stock | 22,755 | $14,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N302 | CL A NEW | 59,841 | $14,000 | thousands by filing date | |
| YULONG ECO MATLS LTD | G98847117 | ORD SHS NEW | 15,065 | $13,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 11,096 | $12,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 41,841 | $12,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 13,723 | $12,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 14,110 | $12,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 12,370 | $12,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 13,444 | $12,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 13,535 | $12,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 25,862 | $11,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 14,306 | $11,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 11,731 | $11,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 14,847 | $11,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X409 | COM NEW ADDED | 14,835 | $11,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 10,559 | $10,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 15,086 | $10,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 12,092 | $10,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 55,932 | $10,000 | thousands by filing date | |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 26,970 | $10,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 16,735 | $10,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 15,694 | $10,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 20,320 | $10,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 14,435 | $9,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 38,619 | $9,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 18,302 | $9,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 12,494 | $9,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 11,127 | $9,000 | thousands by filing date | |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 29,094 | $9,000 | thousands by filing date | |
| PARETEUM CORP COM | 69946T108 | Stock | 75,173 | $9,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G102 | SPONSORED ADR | 15,531 | $9,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 11,747 | $8,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 16,200 | $8,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 41,861 | $8,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 11,441 | $8,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 29,514 | $8,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 11,109 | $8,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 11,392 | $8,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 17,583 | $8,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 28,168 | $8,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 14,517 | $7,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 19,188 | $7,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 13,537 | $7,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 22,939 | $7,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 17,340 | $7,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 15,149 | $7,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 10,273 | $7,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 27,255 | $7,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 23,335 | $7,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 1,465,539 | $7,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,149,263 | $6,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 18,010 | $6,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 11,590 | $6,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 122,967 | $6,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 19,056 | $6,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002104 | COM | 20,131 | $6,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 16,025 | $5,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 11,209 | $5,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 13,308 | $5,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 10,204 | $5,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 17,624 | $4,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 22,130 | $4,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 14,551 | $4,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 11,460 | $4,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 10,922 | $4,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 12,309 | $3,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 10,536 | $3,000 | thousands by filing date | |
| EnerJex Resources Inc | 292758406 | COM | 10,953 | $3,000 | thousands by filing date | |
| COPSYNC INC | 217712116 | *W EXP 11/12/202 | 28,068 | $3,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T129 | *W EXP 04/13/201 | 148,288 | $3,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 14,906 | $2,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 12,063 | $2,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 60,561 | $2,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 16,261 | $2,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 41,572 | $2,000 | thousands by filing date | |
| RENNOVA HEALTH INC | 759757123 | *W EXP 06/30/202 | 45,736 | $1,000 | thousands by filing date | |
| CAPNIA INC | 14066L113 | *W EXP 11/12/201 | 12,616 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 10,116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 14,839 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-001522 | this filing | 2017-02-10 | acceptance time not in the bulk data set |