13F-HR filed by Sculptor Capital LP
Sculptor Capital LP filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-10, with 309 holding rows worth $14,296,997,000.
- Accession
- 0000950123-17-001516
- Filer
- CIK 1054587
- Filed
- 2017-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 460 entries on the cover page, a total value of $14,296,997,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,296,997,000 with VALUE read as thousands by filing date, 13F file number 028-06663. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOZ Management II LP 028-13627
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Bank of America Corp | 060505104 | COM | 21,289,400 | $470,496,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 5,452,328 | $400,201,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 14,577,549 | $396,510,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,910,300 | $390,213,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,569,074 | $369,484,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,721,796 | $355,553,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,318,246 | $335,475,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 12,642,895 | $321,635,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,743,600 | $313,970,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 3,150,114 | $304,080,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,897,140 | $290,080,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,335,528 | $285,389,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 7,413,466 | $267,700,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,716,480 | $266,242,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,465,042 | $263,810,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 327,773 | $252,982,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 4,570,900 | $247,240,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 3,532,000 | $244,132,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,613,700 | $232,300,000 | thousands by filing date | put |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,041,829 | $230,084,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 286,900 | $221,435,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,067,100 | $217,955,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 6,981,400 | $216,214,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 5,848,200 | $212,114,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 1,603,148 | $198,807,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,747,900 | $181,223,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 8,151,466 | $180,148,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 618,749 | $178,150,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,518,899 | $173,930,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 831,034 | $169,555,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 7,292,482 | $168,748,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,764,837 | $154,971,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,708,354 | $147,790,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 3,650,000 | $141,146,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,052,462 | $141,115,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 2,492,248 | $136,999,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 4,422,600 | $133,209,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 6,618,613 | $127,805,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,201,500 | $121,471,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 1,722,500 | $118,938,000 | thousands by filing date | call |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 3,635,744 | $114,162,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,006,341 | $113,478,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 849,700 | $109,450,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 289,400 | $109,196,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,302,400 | $109,087,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 1,739,500 | $108,092,000 | thousands by filing date | call |
| TESORO CORP | 881609101 | COM | 1,152,500 | $100,786,000 | thousands by filing date | put |
| Dow Chemical Company | 260543103 | COM | 1,742,300 | $99,695,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 3,133,600 | $98,301,000 | thousands by filing date | put |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 44,069,000 | $98,169,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 2,246,000 | $89,840,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 1,260,561 | $89,651,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,460,700 | $88,796,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,142,800 | $88,453,000 | thousands by filing date | put |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 53,000,000 | $83,702,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,320,191 | $77,152,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 2,742,877 | $76,800,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 731,658 | $69,910,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 59,783,000 | $69,269,000 | thousands by filing date | principal |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,474,100 | $67,085,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 571,900 | $66,255,000 | thousands by filing date | call |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 67,045,000 | $62,222,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,251,500 | $61,999,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,239,100 | $60,952,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 427,758 | $57,059,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 501,693 | $52,015,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 85,846,000 | $50,971,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 29,000,000 | $45,635,000 | thousands by filing date | principal |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,200,200 | $45,390,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 587,300 | $45,327,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 77,396,000 | $44,986,000 | thousands by filing date | principal |
| FANG HOLDING-ADR | 30711Y102 | ADR | 13,374,310 | $43,867,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 301,000 | $41,138,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 1,118,722 | $40,576,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,117,856 | $40,164,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 182,210 | $39,237,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 356,947 | $38,575,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 228,600 | $37,945,000 | thousands by filing date | put |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,143,100 | $35,893,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 825,700 | $35,489,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,505,600 | $35,005,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 595,200 | $34,724,000 | thousands by filing date | put |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 945,363 | $32,909,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 4,026,200 | $29,472,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 136,400 | $28,645,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 242,024 | $27,845,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 250,000 | $27,735,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 500,000 | $27,425,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,433,300 | $26,791,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 918,292 | $26,475,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 25,919,000 | $26,373,000 | thousands by filing date | principal |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 347,100 | $26,255,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 2,792,600 | $25,971,000 | thousands by filing date | put |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 977,700 | $25,870,000 | thousands by filing date | call |
| VALVOLINE INC COM | 92047W101 | Stock | 1,195,614 | $25,706,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 377,000 | $24,776,000 | thousands by filing date | call |
| PANERA BREAD CO | 69840W108 | CL A | 120,000 | $24,611,000 | thousands by filing date | put |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 1,637,842 | $24,551,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 150,000 | $24,006,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 350,000 | $23,657,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 300,000 | $22,479,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 15,597,000 | $22,410,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 2,633,600 | $21,885,000 | thousands by filing date | put |
| MIDDLEBYCORP | 596278101 | STOK | 167,924 | $21,630,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 445,700 | $21,456,000 | thousands by filing date | put |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 22,500,000 | $20,619,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 125,000 | $20,373,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 569,800 | $19,949,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 350,000 | $19,289,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 106,847 | $18,887,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,422,992 | $18,556,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 175,000 | $18,265,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 157,500 | $18,242,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 268,900 | $18,184,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 600,800 | $18,156,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 171,400 | $18,097,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 550,700 | $18,096,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 991,100 | $17,939,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 991,100 | $17,939,000 | thousands by filing date | put |
| WHOLE FOODS MKT INC | 966837106 | COM | 575,500 | $17,703,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 500,000 | $17,325,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 250,224 | $17,295,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 400,000 | $16,900,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 654,152 | $16,713,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,782,800 | $16,562,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 288,500 | $16,164,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 1,376,859 | $16,102,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 230,533 | $16,068,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 251,000 | $15,896,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 400,000 | $15,880,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 370,300 | $15,730,000 | thousands by filing date | call |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 433,360 | $15,601,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 150,000 | $15,542,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 145,600 | $15,060,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 140,510 | $14,815,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 700,000 | $14,497,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 180,100 | $13,945,000 | thousands by filing date | put |
| COMSCORE INC | 20564W105 | COM | 439,900 | $13,892,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,209,200 | $13,833,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 80,000 | $13,813,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 511,104 | $13,575,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 265,000 | $13,436,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,168,100 | $13,258,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 12,727,000 | $13,113,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 12,715,000 | $12,498,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 172,635 | $12,298,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 8,300 | $12,168,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 144,000 | $12,162,000 | thousands by filing date | put |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 270,000 | $11,732,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 913,800 | $11,660,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 297,600 | $11,616,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 1,158,300 | $11,467,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 328,320 | $11,327,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 861,500 | $11,234,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 39,300 | $11,145,000 | thousands by filing date | call |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 2,680,995 | $10,322,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 148,000 | $10,316,000 | thousands by filing date | call |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 8,291,000 | $9,936,000 | thousands by filing date | principal |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 700,000 | $9,933,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 343,600 | $9,913,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 336,800 | $9,717,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 434,300 | $9,520,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 228,600 | $8,778,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 284,667 | $8,757,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 869,078 | $8,669,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 40,268 | $8,605,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 117,900 | $8,562,000 | thousands by filing date | put |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 456,753 | $8,527,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 197,400 | $8,178,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 240,667 | $7,672,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 227,637 | $7,189,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 300,000 | $7,176,000 | thousands by filing date | |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 7,211,000 | $6,908,000 | thousands by filing date | principal |
| FIREEYE INC | 31816Q101 | COM | 579,700 | $6,898,000 | thousands by filing date | call |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 6,806,000 | $6,819,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 4,900,000 | $6,567,000 | thousands by filing date | principal |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,166,100 | $6,519,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 486,400 | $6,343,000 | thousands by filing date | put |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 676,939 | $6,296,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 207,489 | $6,250,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 667,600 | $6,089,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 49,100 | $6,078,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 546,200 | $6,030,000 | thousands by filing date | put |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 9,858,000 | $5,964,000 | thousands by filing date | principal |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 146,070 | $5,930,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 127,000 | $5,889,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 655,900 | $5,870,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 200,600 | $5,827,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 200,600 | $5,827,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 44,100 | $5,460,000 | thousands by filing date | put |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 5,500,000 | $5,401,000 | thousands by filing date | principal |
| RPM INTL INC COM | 749685103 | Stock | 97,200 | $5,232,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 24,470 | $5,139,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 589,600 | $5,135,000 | thousands by filing date | put |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 239,660 | $5,052,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 5,000,000 | $4,947,000 | thousands by filing date | principal |
| GOPRO INC | 38268T103 | CL A | 565,900 | $4,929,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 113,797 | $4,815,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 413,947 | $4,736,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,397,100 | $4,722,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 96,400 | $4,620,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 96,400 | $4,620,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 45,400 | $4,450,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 48,800 | $4,285,000 | thousands by filing date | put |
| FERRARI N V | N3167Y103 | COM | 66,760 | $3,881,000 | thousands by filing date | put |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 91,337 | $3,850,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 414,100 | $3,847,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 519,629 | $3,794,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 112,214 | $3,688,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 286,901 | $3,661,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 28,698 | $3,553,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 30,000 | $3,461,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 50,000 | $3,334,000 | thousands by filing date | call |
| LENDINGTREE INC | 52603B107 | COM | 32,700 | $3,314,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 32,700 | $3,314,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 20,594 | $3,297,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 284,493 | $3,229,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 38,900 | $3,178,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 3,000,000 | $2,992,000 | thousands by filing date | principal |
| ZYNGA INC. | 98986T108 | CL A | 1,140,711 | $2,932,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 73,200 | $2,928,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 132,156 | $2,897,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 66,309 | $2,850,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 126,900 | $2,675,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 173,100 | $2,636,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 573,659 | $2,553,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 83,372 | $2,526,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 35,000 | $2,440,000 | thousands by filing date | put |
| KITE PHARMA INC | 49803L109 | COM | 51,900 | $2,327,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 51,900 | $2,327,000 | thousands by filing date | put |
| IMPERVA INC | 45321L100 | COM | 56,914 | $2,185,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 340,300 | $2,055,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 340,300 | $2,055,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 414,600 | $1,936,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 16,600 | $1,903,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 16,200 | $1,857,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 22,400 | $1,764,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 22,400 | $1,764,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 238,200 | $1,575,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 238,200 | $1,575,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 23,400 | $1,560,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 42,700 | $1,557,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 295,000 | $1,446,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 91,800 | $1,445,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 90,800 | $1,429,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 15,000 | $1,374,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 15,000 | $1,374,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 279,000 | $1,367,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 24,500 | $1,251,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 24,500 | $1,251,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 73,800 | $1,244,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 9,500 | $1,216,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 45,100 | $1,198,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 68,800 | $1,159,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 28,500 | $1,124,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 60,459 | $1,112,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 28,186 | $1,111,000 | thousands by filing date | |
| TRINA SOLAR LTD | 89628EAE4 | DEBT 4.000%10/1 | 1,190,000 | $1,107,000 | thousands by filing date | principal |
| GOGO INC | 38046C109 | COM | 111,015 | $1,024,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 139,200 | $1,019,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 138,800 | $1,016,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 29,400 | $1,000,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 29,400 | $1,000,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 26,600 | $952,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 26,600 | $952,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 76,300 | $929,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 76,300 | $929,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 95,500 | $881,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 3,600 | $769,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 18,500 | $769,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 17,300 | $719,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 16,100 | $701,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 16,100 | $701,000 | thousands by filing date | put |
| RPM INTL INC COM | 749685103 | Stock | 11,715 | $631,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 26,370 | $613,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 13,000 | $580,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 55,800 | $492,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 55,800 | $492,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 46,300 | $477,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 46,300 | $477,000 | thousands by filing date | put |
| VUZIX CORP | 92921W300 | COM NEW | 52,300 | $356,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 52,300 | $356,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 7,200 | $344,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 7,200 | $344,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 99,700 | $340,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 323,000 | $336,000 | thousands by filing date | principal |
| ROCKWELL MED INC | 774374102 | COM | 49,000 | $321,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 57,200 | $306,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 57,200 | $306,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 6,000 | $289,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 44,000 | $288,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 8,500 | $204,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 8,500 | $204,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 65,700 | $184,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 65,400 | $183,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 3,728,945 | $169,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 30,300 | $159,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 30,300 | $159,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 17,700 | $104,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 17,700 | $104,000 | thousands by filing date | put |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 4,000 | $102,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 4,000 | $102,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 18,900 | $99,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 18,900 | $99,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 59,700 | $67,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 23,500 | $50,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 23,500 | $50,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 8,000 | $8,000 | thousands by filing date | principal |
| VERSO CORP | 92531L207 | CL A | 102,047 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-001516 | this filing | 2017-02-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-21-004134 | added | 2021-04-01 | acceptance time not in the bulk data set |