13F-HR/A filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR/A for the quarter ended 2016-09-30, filed 2017-01-31, with 7,163 holding rows worth $99,536,214,000.
- Accession
- 0000950123-17-000623
- Filer
- CIK 1423053
- Filed
- 2017-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, amendment of type restatement, 9,200 entries on the cover page, a total value of $99,536,214,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,536,214,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 15,400 | $25,000 | thousands by filing date | call |
| VIOLIN MEMORY INC COM NEW | 92763A309 | Stock | 34,000 | $25,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 32,937 | $24,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 13,100 | $24,000 | thousands by filing date | call |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 21,822 | $24,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 17,178 | $24,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 10,300 | $23,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 27,700 | $23,000 | thousands by filing date | put |
| CUMULUS MEDIA INC | 231082108 | CL A | 69,968 | $23,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 73,250 | $23,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11,035 | $23,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 30,874 | $23,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 10,561 | $23,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 11,113 | $23,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 13,847 | $23,000 | thousands by filing date | |
| Capnia, Inc. | 14066L105 | Common | 23,746 | $23,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 26,500 | $22,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 21,200 | $22,000 | thousands by filing date | put |
| INUVO INC | 46122W204 | COM NEW | 17,658 | $22,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 23,890 | $22,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 14,900 | $22,000 | thousands by filing date | call |
| ACTIONS SEMICONDUCTOR CO LTD | 00507E107 | ADR | 10,351 | $22,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 13,357 | $22,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 12,286 | $22,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 10,661 | $22,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 12,319 | $22,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 17,236 | $22,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 18,361 | $22,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 15,400 | $21,000 | thousands by filing date | call |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 13,501 | $21,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 22,500 | $21,000 | thousands by filing date | put |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 20,206 | $21,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 23,910 | $21,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 11,742 | $21,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F102 | SHS | 41,655 | $21,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 18,280 | $21,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 11,385 | $21,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 17,000 | $20,000 | thousands by filing date | call |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 11,047 | $20,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 11,005 | $20,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 14,797 | $20,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 11,929 | $20,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 75,646 | $20,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 11,084 | $20,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 11,143 | $20,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 32,714 | $20,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 72,187 | $20,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 11,259 | $20,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 47,167 | $20,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 19,356 | $20,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 33,230 | $20,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 26,440 | $20,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 16,216 | $20,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 20,470 | $20,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 18,989 | $20,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11,263 | $20,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 25,944 | $20,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 18,403 | $20,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 31,546 | $20,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 17,859 | $20,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 10,004 | $20,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 15,360 | $20,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 10,441 | $19,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 14,869 | $19,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 10,900 | $19,000 | thousands by filing date | call |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 11,467 | $19,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 16,448 | $19,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 18,918 | $19,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 16,453 | $19,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 22,616 | $19,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 18,000 | $19,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 10,150 | $19,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 17,074 | $19,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 10,648 | $19,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 17,355 | $19,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 10,591 | $19,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 15,800 | $19,000 | thousands by filing date | call |
| Medovex Corp | 58504H101 | COM | 13,084 | $19,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 11,167 | $19,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 74,359 | $19,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 22,083 | $19,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 10,014 | $18,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 10,675 | $18,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 10,000 | $18,000 | thousands by filing date | put |
| GORDMANS STORES INC | 38269P100 | COM | 20,437 | $18,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 17,441 | $18,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 11,408 | $18,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 19,909 | $18,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 11,277 | $18,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 27,783 | $18,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 10,291 | $18,000 | thousands by filing date | |
| CHINA XINIYA FASHION LTD | 16950W113 | SPONSRD ADR NEW | 10,319 | $18,000 | thousands by filing date | |
| INSPIREMD INC | 45779A507 | Cmn | 227,654 | $18,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 10,998 | $17,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 12,828 | $17,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 18,600 | $17,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 47,821 | $17,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 33,962 | $17,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 60,673 | $17,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 16,965 | $17,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 10,200 | $17,000 | thousands by filing date | put |
| MATEON THERAPEUTICS INC COM | 57667K109 | Stock | 27,950 | $17,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 14,750 | $17,000 | thousands by filing date | |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 56,992 | $17,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X105 | Cmn | 108,607 | $17,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 15,000 | $16,000 | thousands by filing date | put |
| LUNA INNOVATIONS INC | 550351100 | COM | 11,380 | $16,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,026,021 | $16,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 21,700 | $16,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 44,700 | $16,000 | thousands by filing date | put |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 28,297 | $16,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 10,000 | $16,000 | thousands by filing date | put |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 55,172 | $15,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 26,200 | $15,000 | thousands by filing date | call |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 72,938 | $15,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 20,930 | $15,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 43,079 | $15,000 | thousands by filing date | |
| XTERA COMMUNICATIONS INC | 98415E300 | COM | 27,576 | $15,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 10,300 | $14,000 | thousands by filing date | put |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 17,100 | $14,000 | thousands by filing date | put |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 18,071 | $14,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 52,070 | $14,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 19,793 | $14,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 46,520 | $14,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 11,264 | $13,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 26,200 | $13,000 | thousands by filing date | call |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 24,280 | $13,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 18,327 | $13,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 178,172 | $13,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 15,780 | $13,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 26,973 | $13,000 | thousands by filing date | |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 11,137 | $13,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 44,814 | $13,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 109,300 | $12,000 | thousands by filing date | call |
| NW Biotherapeutics | 66737P600 | USD | 19,300 | $11,000 | thousands by filing date | put |
| XOMA CORP DEL | 98419J107 | COM | 24,600 | $11,000 | thousands by filing date | call |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 56,003 | $11,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 17,155 | $11,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 18,433 | $11,000 | thousands by filing date | |
| EnerJex Resources Inc | 292758406 | COM | 27,479 | $11,000 | thousands by filing date | |
| VIOLIN MEMORY INC COM NEW | 92763A309 | Stock | 14,786 | $11,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 14,700 | $10,000 | thousands by filing date | call |
| NW Biotherapeutics | 66737P600 | USD | 17,627 | $10,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 13,800 | $10,000 | thousands by filing date | put |
| RMG Networks Hldgs | 74966K102 | COM | 10,964 | $10,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A606 | COM NEW | 34,110 | $10,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 14,717 | $9,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 20,700 | $9,000 | thousands by filing date | call |
| AMERICAN DG ENERGY INC | 025398108 | COM | 34,150 | $9,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 12,900 | $9,000 | thousands by filing date | put |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 15,969 | $8,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 10,364 | $7,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002104 | COM | 16,955 | $7,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 13,900 | $6,000 | thousands by filing date | call |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 10,168 | $6,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 13,100 | $6,000 | thousands by filing date | call |
| NEOVASC INC COM STK | 64065J106 | COM | 10,029 | $5,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 12,600 | $5,000 | thousands by filing date | call |
| SIGNAL GENETICS INC | 826640104 | Cmn | 10,109 | $5,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 27,442 | $4,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 12,200 | $4,000 | thousands by filing date | call |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 15,502 | $4,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 11,437 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-021758 | superseded | 2016-11-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-000623 | this filing | 2017-01-31 | acceptance time not in the bulk data set |