13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 7,747 holding rows worth $167,743,054,000.
- Accession
- 0000950123-16-022420
- Filer
- CIK 1610520
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 12,798 entries on the cover page, a total value of $167,743,054,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,743,111,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 3,942 | $51,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 6,021 | $51,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 4,874 | $51,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 2,316 | $51,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 1,919 | $51,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H483 | PS CMDT DS ETN | 755 | $51,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 1,418 | $51,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D259 | NT AMZI 46 | 940 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 532 | $50,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 12,575 | $50,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 2,038 | $50,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,850 | $50,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 7,962 | $50,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 6,000 | $50,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,514 | $50,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 2,747 | $50,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 3,455 | $50,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 4,000 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 2,123 | $50,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 2,876 | $50,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 50,000 | $50,000 | thousands by filing date | principal |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 1,659 | $50,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 6,956 | $50,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 5,973 | $50,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 22,424 | $50,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 115 | $50,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 3,000 | $50,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H164 | ETN GLB CARB38 | 8,765 | $50,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 2,829 | $50,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 168 | $50,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 8,946 | $50,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 3,390 | $50,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 2,607 | $49,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 329 | $49,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 9,354 | $49,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 2,344 | $49,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 4,706 | $49,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 973 | $49,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 591 | $49,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 90,000 | $49,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 1,605 | $49,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 9,346 | $49,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 4,003 | $49,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 18,052 | $49,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 8,011 | $49,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 3,816 | $49,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 2,505 | $49,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 1,914 | $49,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 708 | $49,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 1,600 | $48,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 1,791 | $48,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 2,410 | $48,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 1,912 | $48,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 14,798 | $48,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 3,217 | $48,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 16,894 | $48,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 1,449 | $48,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 2,712 | $48,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 3,260 | $48,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 3,060 | $48,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 1,007 | $48,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 3,344 | $48,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K810 | MD CP BEAR 3X NW | 1,726 | $48,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,299 | $47,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,800 | $47,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 2,900 | $47,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 4,066 | $47,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 2,465 | $47,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 2,008 | $47,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 5,320 | $47,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,228 | $47,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 2,375 | $47,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 2,368 | $47,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,850 | $47,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 19,750 | $47,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 2,055 | $47,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 2,486 | $47,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 6,444 | $47,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 1,665 | $47,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 957 | $47,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,612 | $46,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 2,858 | $46,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 903 | $46,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 1,375 | $46,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 3,395 | $46,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 2,692 | $46,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,687 | $46,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,211 | $46,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 1,077 | $46,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 1,418 | $46,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 7,253 | $46,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 2,218 | $46,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 53,000 | $46,000 | thousands by filing date | principal |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 1,791 | $46,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 1,965 | $46,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 576 | $46,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 10,167 | $46,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 947 | $46,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 7,898 | $46,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 2,066 | $45,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,400 | $45,000 | thousands by filing date | put |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 776 | $45,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 4,490 | $45,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 7,345 | $45,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 7,040 | $45,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 164,967 | $45,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 30,807 | $45,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 3,250 | $45,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 2,480 | $45,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P338 | FUND | 1,279 | $45,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 5,056 | $45,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 1,870 | $45,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 3,707 | $45,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,996 | $44,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 2,611 | $44,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 3,698 | $44,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,865 | $44,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 1,748 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 458 | $44,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 1,382 | $44,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 1,666 | $44,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 4,424 | $44,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,399 | $44,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 1,901 | $44,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 62,824 | $44,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 5,622 | $44,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 3,224 | $44,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 3,530 | $44,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 23,925 | $44,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 1,683 | $43,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 715 | $43,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,167 | $43,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 3,385 | $43,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 2,190 | $43,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 69,000 | $43,000 | thousands by filing date | principal |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 3,153 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 963 | $43,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 1,877 | $43,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 12,539 | $43,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 15,044 | $43,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 209 | $43,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 4,015 | $43,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 85,191 | $43,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 958 | $43,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 37,180 | $43,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 1,229 | $43,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 1,247 | $43,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 1,518 | $43,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 2,510 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 544 | $43,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 14,068 | $43,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 1,119 | $43,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 5,894 | $43,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 1,894 | $42,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 15,000 | $42,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 7,426 | $42,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 1,834 | $42,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 8,664 | $42,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 5,963 | $42,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 8,200 | $42,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 10,189 | $42,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 5,810 | $42,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,949 | $42,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 499 | $42,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 5,543 | $42,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 1,808 | $42,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 1,524 | $42,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 2,336 | $42,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 37,000 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 1,556 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W489 | JP TECH MEDIA | 1,731 | $42,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 1,682 | $41,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 1,914 | $41,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 5,973 | $41,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,731 | $41,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,000 | $41,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 4,000 | $41,000 | thousands by filing date | call |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 4,352 | $41,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 1,920 | $41,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,852 | $41,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 33,591 | $41,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,970 | $41,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 2,229 | $41,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,469 | $41,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,253 | $41,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 2,031 | $41,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1,807 | $41,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 16,583 | $41,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 16,193 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B480 | FTSE INTL LOW | 1,585 | $41,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 5,121 | $41,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 4,301 | $40,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1,259 | $40,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 22,646 | $40,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,100 | $40,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 2,063 | $40,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 2,989 | $40,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 1,199 | $40,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 29,328 | $40,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 1,682 | $40,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 912 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 1,039 | $40,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 3,513 | $40,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 2,568 | $40,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 12,537 | $40,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 2,258 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X461 | JAP QTLY DIV GRO | 1,608 | $40,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 500 | $39,000 | thousands by filing date | put |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 13,000 | $39,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 3,003 | $39,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,631 | $39,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,103 | $39,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 1,119 | $39,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,392 | $39,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 200 | $39,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 5,352 | $39,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 2,144 | $39,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 62,622 | $39,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 4,022 | $39,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 942 | $39,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 2,741 | $39,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 2,234 | $39,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 7,540 | $39,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 13,235 | $39,000 | thousands by filing date | |
| FINANCIAL SERVICES SELECT SECTOR SPDR FUND | 81369Y878 | ETF | 1,283 | $39,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K372 | DAILY HEALTHCARE | 1,194 | $39,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 4,791 | $38,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 821 | $38,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 1,594 | $38,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 7,671 | $38,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 1,410 | $38,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 2,151 | $38,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 9,196 | $38,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 2,213 | $38,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,266 | $38,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,710 | $38,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 24,595 | $38,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 1,101 | $38,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 1,334 | $38,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 4,494 | $38,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 45,500 | $38,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H467 | PS CMDTY SH ETN | 929 | $38,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 943 | $38,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 2,719 | $38,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 916 | $38,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 2,222 | $38,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 1,276 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 1,561 | $38,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 2,822 | $38,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 4,109 | $37,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 6,812 | $37,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 2,745 | $37,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 2,287 | $37,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 3,089 | $37,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 2,900 | $37,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 3,765 | $37,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 13,134 | $37,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 6,587 | $37,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 1,947 | $37,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 492 | $37,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 3,796 | $37,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 3,250 | $37,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 1,932 | $37,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 2,388 | $37,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 2,396 | $37,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 3,967 | $37,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 1,252 | $36,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 1,370 | $36,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 1,364 | $36,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 1,182 | $36,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 3,070 | $36,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 988 | $36,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,227 | $36,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 3,439 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 2,661 | $36,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,016 | $36,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 5,000 | $36,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 2,971 | $36,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,859 | $36,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 2,514 | $36,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 5,813 | $36,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 1,240 | $36,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 7,773 | $36,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 50,909 | $36,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 1,325 | $36,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 7,690 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 1,485 | $36,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 573 | $36,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 1,657 | $36,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 2,466 | $36,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 2,169 | $36,000 | thousands by filing date | |
| ETF MANAGER GROUP COMMODITY | 26923H101 | SIT RISING RTE | 1,600 | $36,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 1,775 | $36,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY RGNAL BULL | 25459Y132 | CEF | 1,061 | $36,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 2,328 | $36,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X293 | MSCI MEXCO STRGC | 1,662 | $36,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 4,600 | $35,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,734 | $35,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 1,380 | $35,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 2,187 | $35,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 3,013 | $35,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,370 | $35,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 2,041 | $35,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 2,390 | $35,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 1,467 | $35,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 1,786 | $35,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 129,448 | $35,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 4,212 | $35,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 808 | $35,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17322H149 | HOW STRAT DIV | 1,300 | $35,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F619 | SPINOFF | 1,675 | $35,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 1,746 | $34,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,984 | $34,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,200 | $34,000 | thousands by filing date | call |
| ASTRONOVA INC | 04638F108 | COM | 2,272 | $34,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,269 | $34,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,975 | $34,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,385 | $34,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 4,300 | $34,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,000 | $34,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,217 | $34,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,406 | $34,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 5,627 | $34,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 60,000 | $34,000 | thousands by filing date | principal |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 12,572 | $34,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 2,376 | $34,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 15,463 | $34,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 3,148 | $34,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 3,402 | $34,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 92,161 | $34,000 | thousands by filing date | |
| SPDR MSCI SOUTH KOREA STRATEGICFACTORS ETF | 78463X277 | ETF | 1,204 | $34,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 834 | $33,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,000 | $33,000 | thousands by filing date | put |
| RYDER SYS INC COM | 783549108 | Stock | 500 | $33,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 1,831 | $33,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 1,000 | $33,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 817 | $33,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 3,689 | $33,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 2,193 | $33,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 4,300 | $33,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,446 | $33,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 15,574 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 700 | $33,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 800 | $33,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 1,457 | $33,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 923 | $33,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 3,837 | $33,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 2,810 | $33,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 3,298 | $33,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 1,742 | $33,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 1,551 | $33,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 4,220 | $33,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,471 | $33,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 925 | $33,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 6,080 | $33,000 | thousands by filing date | |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 855 | $33,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 4,925 | $33,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 2,439 | $33,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 488 | $33,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 1,719 | $33,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 400 | $32,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 400 | $32,000 | thousands by filing date | put |
| ENNIS INC COM | 293389102 | Stock | 1,923 | $32,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,020 | $32,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 2,460 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 595 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 547 | $32,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 832 | $32,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 532 | $32,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 25,000 | $32,000 | thousands by filing date | principal |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,920 | $32,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 17,141 | $32,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 2,611 | $32,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 923 | $32,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 1,085 | $32,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 6,074 | $32,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 35,450 | $32,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 3,070 | $32,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,856 | $32,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 1,127 | $32,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 768 | $32,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 1,399 | $32,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 1,137 | $32,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 1,009 | $32,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 1,989 | $32,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P171 | IPTH ALUMN ETN | 1,364 | $32,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 3,403 | $32,000 | thousands by filing date | |
| PROSHARES ULTRASHORT CONSUMER SERVICES | 74348A236 | ETF | 844 | $32,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 16,880 | $32,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 3,286 | $31,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 1,323 | $31,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 4,090 | $31,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 2,945 | $31,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 2,609 | $31,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 1,052 | $31,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 2,000 | $31,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 3,281 | $31,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,000 | $31,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 309,214 | $31,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 1,896 | $31,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,889 | $31,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 849 | $31,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 2,664 | $31,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 2,152 | $31,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 9,110 | $31,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 2,027 | $31,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 2,580 | $31,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 1,032 | $31,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 7,195 | $31,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P262 | IPTH AGRIC ETN | 980 | $31,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 752 | $31,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 2,810 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 1,495 | $31,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 7,273 | $31,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 1,810 | $31,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F650 | INDONESIA SMALL | 3,708 | $31,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 3,940 | $30,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 11,564 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 200 | $30,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 488 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 453 | $30,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 17,566 | $30,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 453 | $30,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 990 | $30,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 989 | $30,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 3,392 | $30,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,900 | $30,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 11,280 | $30,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 2,479 | $30,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,140 | $30,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 1,122 | $30,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,354 | $30,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 3,916 | $30,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1,432 | $30,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 1,286 | $30,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 851 | $30,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 1,634 | $30,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 29,846 | $30,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 1,905 | $30,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 7,168 | $30,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 2,690 | $30,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 6,850 | $30,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 6,468 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD CBOE | 33733E609 | S\&P.* | 1,262 | $30,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 1,122 | $30,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 790 | $30,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 2,596 | $30,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 6,330 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 2,984 | $30,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 940 | $30,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 2,215 | $30,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 1,838 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y608 | GURU ACTS ETF | 2,193 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 1,412 | $30,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 936 | $29,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 1,187 | $29,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,548 | $29,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 1,480 | $29,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 916 | $29,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 3,817 | $29,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 1,132 | $29,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,181 | $29,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 3,161 | $29,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 1,200 | $29,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 2,220 | $29,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,098 | $29,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 1,303 | $29,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1,434 | $29,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 500 | $29,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,953 | $29,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 3,238 | $29,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 2,040 | $29,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 2,270 | $29,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 4,000 | $29,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 17,283 | $29,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 24,210 | $29,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 38,484 | $29,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 1,784 | $29,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,000 | $29,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 19,202 | $29,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,766 | $29,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 2,005 | $29,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 1,129 | $29,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 1,450 | $29,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H420 | IPATH AS GLF CUR | 599 | $29,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 1,591 | $29,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 5,993 | $29,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 5,662 | $29,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 1,279 | $29,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,403 | $28,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 3,554 | $28,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 1,137 | $28,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,163 | $28,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 2,516 | $28,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 558 | $28,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 1,021 | $28,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 3,383 | $28,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 520 | $28,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 988 | $28,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,189 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-022420 | this filing | 2016-11-14 | acceptance time not in the bulk data set |