13F-HR filed by WADDELL & REED FINANCIAL INC
WADDELL & REED FINANCIAL INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 591 holding rows worth $48,322,915,000.
- Accession
- 0000950123-16-022410
- Filer
- CIK 1052100
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,090 entries on the cover page, a total value of $48,322,915,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $48,322,915,000 with VALUE read as thousands by filing date, 13F file number 028-07592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWaddell & Reed Financial Services, Inc. 028-04553
- included managerWaddell & Reed, Inc. 028-00375
- included managerWaddell & Reed Investment Management Company 028-04559
- included managerIvy Investment Management Company 028-10368
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 64,129 | $5,679,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 59,070 | $5,642,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 235,500 | $5,542,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 43,200 | $5,460,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 126,400 | $5,406,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 524,700 | $5,399,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 139,028 | $5,325,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,255,400 | $5,285,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,303,005 | $5,278,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 499,265 | $5,252,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 143,100 | $5,186,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 5,000,000 | $5,164,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 172,282 | $5,162,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 323,900 | $5,144,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 85,900 | $5,063,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,163,100 | $5,013,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 129,021 | $4,998,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 113,730 | $4,968,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 5,000,000 | $4,938,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 300,000 | $4,863,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 156,515 | $4,798,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 510,600 | $4,769,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 301,400 | $4,768,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 160,710 | $4,768,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 199,520 | $4,663,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 153,200 | $4,490,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 375,300 | $4,421,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 354,100 | $4,352,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 504,900 | $4,317,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 107,947 | $4,273,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 150,000 | $4,185,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 146,840 | $4,066,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 322,800 | $4,057,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 24,941 | $4,043,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 320,700 | $4,012,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 421,200 | $3,959,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 175,600 | $3,911,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 165,800 | $3,908,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 151,800 | $3,868,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 110,780 | $3,751,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 347,500 | $3,708,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 48,400 | $3,699,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 80,000 | $3,675,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 458,341 | $3,667,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 467,000 | $3,563,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 139,800 | $3,557,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 3,500,000 | $3,467,000 | thousands by filing date | principal |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 255,700 | $3,378,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 153,400 | $3,362,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 125,600 | $3,279,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 271,641 | $3,276,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 131,465 | $3,232,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 250,300 | $3,144,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 150,000 | $3,027,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 134,911 | $2,993,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 62,350 | $2,655,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 157,200 | $2,490,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 64,200 | $2,458,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 129,800 | $2,318,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 206,266 | $2,292,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 140,986 | $2,252,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 200,000 | $2,190,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 77,000 | $2,165,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 74,300 | $2,152,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 148,100 | $2,075,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 18,600 | $1,898,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 199,288 | $1,799,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 19,202 | $1,665,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 94,500 | $1,441,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 62,977 | $1,396,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 2,900,000 | $1,334,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 107,000 | $1,319,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 70,000 | $1,203,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 28,987 | $1,174,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 80,000 | $1,146,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 1,000,000 | $1,091,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 125,000 | $1,075,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 294,548 | $1,040,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 39,900 | $1,040,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 22,141 | $737,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 5,420 | $390,000 | thousands by filing date | |
| STATE STR SPDR S&P MIDCAP 40 | 78467Y957 | UTSER1 S&PDCRP | 92,100 | $228,000 | thousands by filing date | put |
| ISHARES TR | 464287951 | S&P 100 ETF | 50,000 | $188,000 | thousands by filing date | put |
| MORGAN STANLEY | 617446908 | Option | 150,000 | $123,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511907 | COM | 30,000 | $118,000 | thousands by filing date | call |
| TWITTER INC | 90184L902 | COM | 35,000 | $92,000 | thousands by filing date | call |
| MARKETAXESS HLDGS INC | 57060D908 | COM | 16,600 | $54,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD | 881624909 | CALL | 1,053,800 | $36,000 | thousands by filing date | call |
| META PLATFORMS INC | 30303M902 | CALL | 25,000 | $17,000 | thousands by filing date | call |
| GENERAL MILLS INC | 370334904 | COM | 25,000 | $3,000 | thousands by filing date | call |
| NIKE INC | 654106903 | CALL | 53,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-022410 | this filing | 2016-11-14 | acceptance time not in the bulk data set |