13F-HR filed by Nuveen Asset Management, LLC
Nuveen Asset Management, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 1,403 holding rows worth $17,122,635,000.
- Accession
- 0000950123-16-022338
- Filer
- CIK 1521019
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,404 entries on the cover page, a total value of $17,122,635,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,122,625,000 with VALUE read as thousands by filing date, 13F file number 028-14498. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNuveen Investments, Inc. 028-11405
- included managerNuveen Fund Advisors, LLC 028-11710
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WAFD INC | 938824109 | COM | 47,062 | $1,256,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 66,552 | $1,253,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 23,975 | $1,243,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 38,273 | $1,241,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 26,080 | $1,237,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 26,433 | $1,232,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 43,918 | $1,230,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 95,000 | $1,229,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 33,200 | $1,225,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 33,500 | $1,225,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 25,000 | $1,215,000 | thousands by filing date | call |
| NEVRO CORP | 64157F103 | COM | 11,615 | $1,212,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 76,502 | $1,210,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 31,759 | $1,208,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 14,764 | $1,207,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 24,734 | $1,194,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 124,171 | $1,192,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 14,381 | $1,184,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 37,549 | $1,183,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 27,454 | $1,176,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 42,571 | $1,175,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 11,675 | $1,170,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 14,116 | $1,165,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 30,649 | $1,163,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 233,478 | $1,158,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 12,669 | $1,145,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 24,154 | $1,143,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 44,899 | $1,141,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 38,928 | $1,140,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 17,367 | $1,137,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 22,840 | $1,135,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 15,859 | $1,132,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 14,872 | $1,131,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 28,959 | $1,130,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 21,281 | $1,128,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 13,910 | $1,125,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 20,147 | $1,125,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 12,179 | $1,124,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 15,000 | $1,121,000 | thousands by filing date | call |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 15,000 | $1,117,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 108,476 | $1,117,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 40,523 | $1,115,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 27,976 | $1,113,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 28,887 | $1,111,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 40,000 | $1,105,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 17,676 | $1,104,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 18,890 | $1,102,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 17,927 | $1,101,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 29,009 | $1,098,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 22,964 | $1,089,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 18,390 | $1,089,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 13,890 | $1,087,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 18,622 | $1,081,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 50,419 | $1,080,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 22,445 | $1,077,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 36,376 | $1,077,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 29,265 | $1,075,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 64,960 | $1,073,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 36,965 | $1,073,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 10,000 | $1,072,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 39,038 | $1,064,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 15,000 | $1,061,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 40,444 | $1,059,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 84,323 | $1,054,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 31,764 | $1,051,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 41,677 | $1,046,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 53,939 | $1,045,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 19,012 | $1,044,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 26,105 | $1,041,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 19,400 | $1,038,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 21,590 | $1,037,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 94,869 | $1,025,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 29,503 | $1,025,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 11,896 | $1,025,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 16,862 | $1,014,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 25,282 | $1,012,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 24,500 | $1,011,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 17,952 | $1,010,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 25,265 | $1,010,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 35,773 | $1,006,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 37,972 | $1,005,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 20,063 | $1,004,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 13,621 | $1,004,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 13,035 | $1,000,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 19,588 | $996,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 16,970 | $994,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 59,812 | $990,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 70,147 | $983,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 67,732 | $983,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 26,440 | $982,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 18,915 | $976,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 68,297 | $971,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 53,496 | $971,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 12,284 | $971,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 23,161 | $970,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 36,141 | $963,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 25,054 | $963,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 26,790 | $957,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 22,062 | $954,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 21,305 | $949,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 55,275 | $947,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 10,000 | $942,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 22,756 | $939,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 40,381 | $937,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 23,758 | $934,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 96,013 | $934,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 60,000 | $923,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 13,514 | $919,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 15,000 | $918,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 50,674 | $916,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 68,808 | $907,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 15,000 | $898,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 17,347 | $894,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 17,563 | $889,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 18,000 | $882,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 18,000 | $882,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 23,069 | $877,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 48,766 | $875,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 14,699 | $872,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 31,609 | $871,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 85,647 | $868,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 14,880 | $864,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 18,578 | $862,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 15,817 | $862,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 17,305 | $861,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 12,000 | $859,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 16,272 | $854,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 12,000 | $853,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 25,000 | $847,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 23,033 | $844,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 15,140 | $844,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 21,782 | $837,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 60,218 | $835,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 233,185 | $832,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 19,896 | $831,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 23,478 | $826,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 58,489 | $825,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 20,000 | $823,000 | thousands by filing date | call |
| MERCURY GENL CORP NEW | 589400100 | COM | 14,753 | $809,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 10,000 | $800,000 | thousands by filing date | call |
| MILLERKNOLL INC | 600544100 | COM | 27,893 | $798,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 26,615 | $793,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 57,474 | $793,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 16,388 | $783,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 24,666 | $779,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 29,300 | $770,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 10,487 | $762,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 10,000 | $762,000 | thousands by filing date | call |
| F N B CORP | 302520101 | COM | 61,783 | $760,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 49,883 | $759,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 30,555 | $757,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 61,082 | $756,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 28,287 | $755,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 12,637 | $751,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 51,873 | $751,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 19,711 | $748,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 11,467 | $744,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 10,000 | $743,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 23,751 | $743,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 19,085 | $742,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 28,662 | $739,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 45,249 | $737,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 58,051 | $737,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 61,854 | $736,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 17,690 | $728,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 19,574 | $728,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 32,083 | $727,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 15,000 | $727,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 10,415 | $726,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 15,437 | $725,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 12,445 | $725,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 10,340 | $722,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 43,816 | $719,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 18,499 | $713,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 45,128 | $710,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 59,224 | $708,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 13,472 | $707,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 14,922 | $702,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 28,322 | $701,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 34,800 | $701,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 14,020 | $695,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 13,701 | $694,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 48,390 | $690,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 12,726 | $687,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 19,056 | $683,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 22,269 | $683,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 13,876 | $681,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 49,160 | $679,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 29,032 | $676,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 12,344 | $675,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 26,733 | $675,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 32,367 | $674,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 18,897 | $670,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 23,483 | $655,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 16,347 | $650,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 12,250 | $647,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 21,000 | $646,000 | thousands by filing date | call |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 40,000 | $646,000 | thousands by filing date | call |
| ADAM NAT RES FD INC | 00548F105 | COM | 32,000 | $638,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 23,820 | $634,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 18,698 | $629,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 27,204 | $627,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 98,560 | $625,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 53,863 | $622,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 226,991 | $615,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 17,681 | $611,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 100,069 | $609,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 21,334 | $605,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 15,000 | $599,000 | thousands by filing date | call |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 29,537 | $597,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 13,644 | $596,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 184,078 | $595,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 14,000 | $592,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 15,502 | $585,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 23,608 | $577,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 10,000 | $570,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 53,753 | $568,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 40,190 | $565,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 60,336 | $564,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 54,163 | $557,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 19,859 | $556,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 14,684 | $549,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 31,679 | $546,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 31,436 | $546,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 24,364 | $542,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 21,930 | $541,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 38,954 | $540,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 10,477 | $538,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 21,622 | $534,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 40,709 | $533,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 95,110 | $532,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 19,722 | $531,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 16,281 | $526,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 7,000 | $524,000 | thousands by filing date | call |
| IRON MTN INC DEL COM | 46284V101 | REIT | 13,942 | $523,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 29,465 | $512,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 41,507 | $511,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 17,837 | $508,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 10,333 | $508,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 34,869 | $506,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 24,957 | $502,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 176,041 | $496,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 14,035 | $494,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 10,168 | $491,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 38,529 | $489,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 34,321 | $487,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 10,544 | $485,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 28,343 | $480,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 33,958 | $478,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 28,632 | $475,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 13,012 | $473,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 29,907 | $472,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 14,876 | $471,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 21,351 | $467,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 19,208 | $460,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 12,608 | $457,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 32,524 | $449,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 28,345 | $448,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 4,750,000 | $446,000 | thousands by filing date | principal |
| BLOOMIN BRANDS INC | 094235108 | COM | 25,758 | $444,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 8,072 | $444,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 32,101 | $444,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 10,953 | $442,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 13,250 | $441,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 10,216 | $440,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 13,079 | $437,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 14,411 | $428,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 15,392 | $427,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 19,538 | $423,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 13,596 | $422,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 12,058 | $422,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 17,470 | $421,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 10,000 | $420,000 | thousands by filing date | call |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 50,009 | $420,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 24,869 | $420,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 29,971 | $416,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 20,597 | $413,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 21,666 | $413,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 28,107 | $411,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 10,558 | $409,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 17,577 | $407,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 16,665 | $406,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 22,777 | $401,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 22,344 | $396,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 13,318 | $388,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 10,307 | $387,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 22,275 | $385,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 15,000 | $381,000 | thousands by filing date | call |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 46,410 | $381,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 22,491 | $380,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 10,291 | $379,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 22,103 | $379,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 13,000 | $378,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 14,283 | $376,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 34,351 | $375,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 43,806 | $375,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 19,495 | $370,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 15,896 | $368,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 17,395 | $358,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 18,900 | $350,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 10,898 | $345,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 68,699 | $343,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 26,983 | $341,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 23,170 | $335,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 31,937 | $329,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,603 | $322,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 19,931 | $315,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 25,000 | $314,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 12,282 | $312,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 19,000 | $301,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 20,369 | $301,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 12,000 | $301,000 | thousands by filing date | call |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 8,000 | $298,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 20,085 | $292,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 15,338 | $287,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 23,037 | $283,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 15,078 | $278,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 15,435 | $277,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 27,966 | $270,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 16,898 | $269,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 16,770 | $268,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 16,560 | $267,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 41,215 | $258,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 14,664 | $256,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 15,632 | $255,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 12,000 | $251,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 5,000 | $246,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 13,973 | $244,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 31,887 | $238,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 27,956 | $237,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 15,075 | $230,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 18,820 | $226,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 12,005 | $221,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 5,000 | $218,000 | thousands by filing date | call |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 17,081 | $216,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 51,232 | $215,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 36,120 | $213,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 25,000 | $209,000 | thousands by filing date | put |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 24,500 | $205,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 28,283 | $204,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 2,000,000 | $198,000 | thousands by filing date | principal |
| HORIZON PHARMA PLC | G4617B105 | SHS | 10,677 | $194,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 15,047 | $192,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 70,323 | $188,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 16,471 | $185,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 28,500 | $182,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 21,966 | $176,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 10,000 | $172,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 19,940 | $171,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 11,708 | $160,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 10,872 | $147,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 25,262 | $144,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 11,172 | $136,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 21,769 | $135,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 15,933 | $134,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 11,682 | $134,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,841 | $132,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,405 | $131,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,697 | $127,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 14,411 | $126,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 15,000 | $126,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 14,000 | $120,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 15,528 | $115,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 10,507 | $96,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 11,291 | $92,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 10,228 | $89,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 13,840 | $89,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 20,000 | $87,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 14,598 | $85,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 16,564 | $84,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 11,866 | $82,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 16,000 | $80,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 15,699 | $76,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 12,047 | $71,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 12,006 | $66,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 13,924 | $57,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 17,868 | $37,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 10,613 | $36,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 27,007 | $33,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 13,436 | $31,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 621,565 | $31,000 | thousands by filing date | principal |
| GLOBALSTAR INC | 378973408 | COM | 24,688 | $30,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 624,629 | $29,000 | thousands by filing date | principal |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 16,226 | $28,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 547,927 | $27,000 | thousands by filing date | principal |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 248,889 | $27,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 10,224 | $23,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 373,707 | $22,000 | thousands by filing date | principal |
| PLUG PWR INC | 72919P202 | COM NEW | 11,953 | $20,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 341,530 | $17,000 | thousands by filing date | principal |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 335,000 | $17,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 309,545 | $15,000 | thousands by filing date | principal |
| MANNKIND CORP | 56400P201 | COM | 21,459 | $13,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 334,155 | $12,000 | thousands by filing date | principal |
| SPIRE INC | 84857L101 | COM | 160,138 | $9,000 | thousands by filing date | principal |
| APC 7.5 PFD | 032511404 | Preferred Stock | 223,266 | $9,000 | thousands by filing date | principal |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 99,828 | $7,000 | thousands by filing date | principal |
| Galena Biopharma Inc | 363256108 | COM | 12,136 | $4,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 122,119 | $3,000 | thousands by filing date | principal |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 32,177 | $2,000 | thousands by filing date | principal |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 37,000 | $2,000 | thousands by filing date | principal |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 21,698 | $1,000 | thousands by filing date | principal |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 100,634 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-022338 | this filing | 2016-11-14 | acceptance time not in the bulk data set |