13F-HR filed by PARAMETRIC PORTFOLIO ASSOCIATES LLC
PARAMETRIC PORTFOLIO ASSOCIATES LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 3,771 holding rows worth $66,652,270,000.
- Accession
- 0000950123-16-022214
- Filer
- CIK 932859
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 3,772 entries on the cover page, a total value of $66,652,270,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $66,652,306,000 with VALUE read as thousands by filing date, 13F file number 028-04558. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERESCO INC | 02361E108 | CL A | 47,496 | $250,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 18,759 | $250,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 14,003 | $249,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 36,334 | $249,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,445 | $248,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 10,685 | $248,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 7,359 | $248,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 13,949 | $248,000 | thousands by filing date | |
| Rexel | 761681105 | COM | 16,417 | $247,000 | thousands by filing date | |
| AOZORA BK LTD SPONSORED ADR | 037400108 | ADR | 3,607 | $247,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 81,544 | $247,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 9,239 | $246,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 17,266 | $246,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 20,060 | $246,000 | thousands by filing date | |
| BERKLEY (WR) CORP SUB DEBENTURES DUE | 084423508 | 5.9% SUB DEBENTURES DUE | 9,262 | $245,000 | thousands by filing date | |
| JTEKT CORP UNSPNSORED ADR | 48124H102 | ADR | 5,443 | $245,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 147,686 | $244,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505260 | COMMON STOCK | 9,309 | $244,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 14,359 | $242,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 18,940 | $242,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 28,871 | $240,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 9,469 | $240,000 | thousands by filing date | |
| Welltower Inc PFD | 95040Q302 | Equity | 9,238 | $240,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 50,464 | $238,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 49,591 | $237,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 23,749 | $237,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 33,438 | $237,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 7,285 | $236,000 | thousands by filing date | |
| DISTRIBUIDORA INT-UNSP ADR | 25476E101 | ADR | 19,182 | $235,000 | thousands by filing date | |
| Digital Realty Trust 6.625% Pfd Series F | 253868806 | com | 9,052 | $234,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 16,918 | $231,000 | thousands by filing date | |
| Impala Platinum Holdings Ltd | 452553308 | Equity | 45,874 | $231,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 38,065 | $228,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 18,411 | $228,000 | thousands by filing date | |
| KIMCO REALTY CORP | 49446R778 | PRD | 8,851 | $228,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 50,102 | $227,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 20,330 | $227,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 10,214 | $227,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 16,922 | $225,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 13,760 | $225,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 20,072 | $223,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 18,554 | $223,000 | thousands by filing date | |
| PUBLIC STORAGE | 74460W826 | PFD | 8,112 | $223,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,820 | $221,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,628 | $221,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 10,150 | $219,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 11,005 | $218,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 58,217 | $218,000 | thousands by filing date | |
| PUBLIC STO | 74460W842 | Preferred Stock | 7,785 | $218,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 16,272 | $217,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 9,419 | $217,000 | thousands by filing date | |
| FORTUM OYJ ADR | 34959F106 | COMMON | 68,090 | $216,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 7,743 | $216,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 21,059 | $216,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 4,627 | $216,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 9,465 | $215,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 17,336 | $215,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 9,037 | $214,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 6,838 | $213,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 8,940 | $213,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 12,533 | $212,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,226 | $211,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 79,588 | $209,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 6,855 | $208,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 15,998 | $207,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 20,105 | $206,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 7,054 | $203,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 14,983 | $203,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 14,361 | $203,000 | thousands by filing date | |
| MEDIASET SPA-SPONSORED ADR | 584469407 | COM | 21,182 | $202,000 | thousands by filing date | |
| PS Bus Parks 6.45% | 69360J719 | PFD | 7,919 | $202,000 | thousands by filing date | |
| PS BUSINESS PARKS 5.7 | 69360J644 | STOCK | 7,868 | $202,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 11,313 | $201,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 26,265 | $200,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 14,184 | $200,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 12,599 | $199,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 24,538 | $198,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 10,076 | $197,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 20,969 | $195,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 19,925 | $194,000 | thousands by filing date | |
| BANKINTER SA-SPONS ADR | 066460304 | COM | 27,066 | $194,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 19,368 | $193,000 | thousands by filing date | |
| HELLENIC TELECOM ORG | 423325307 | Common Stock | 44,071 | $192,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 11,875 | $192,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 16,173 | $192,000 | thousands by filing date | |
| SKANDINAVISKA ENSKILDA-ADR | 830505301 | ADR | 18,962 | $190,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 48,656 | $186,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 20,164 | $186,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 12,723 | $186,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 28,896 | $186,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 61,867 | $185,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 36,129 | $184,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 16,895 | $183,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 13,185 | $183,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 32,174 | $183,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 10,809 | $181,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 20,491 | $181,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 47,413 | $180,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 12,901 | $179,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 23,341 | $179,000 | thousands by filing date | |
| SUN ART RETAIL GRP LTD ADR | 866633100 | ADR | 24,838 | $178,000 | thousands by filing date | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 11,944 | $177,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 18,725 | $176,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 23,194 | $176,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 39,207 | $175,000 | thousands by filing date | |
| HAIER ELECTRONICS GROUP CO LTD UNSP ADR EACH REPR 10 ORD | 40522E104 | COMMON STOCK | 10,875 | $175,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 38,971 | $174,000 | thousands by filing date | |
| Ana Hldgs Inc Sponsored Adr | 032350100 | ADR | 31,388 | $173,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 27,263 | $173,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 17,644 | $173,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 21,514 | $172,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 15,572 | $172,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 18,237 | $171,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 56,695 | $168,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 19,738 | $167,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 13,263 | $166,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 10,913 | $166,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 18,566 | $165,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 18,333 | $165,000 | thousands by filing date | |
| CENTRAIS ELEC BRAS -ADR PREF (ELETROBRAS) | 15234Q10x | ADR | 22,182 | $163,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 11,230 | $159,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 17,800 | $159,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 39,983 | $157,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 11,782 | $157,000 | thousands by filing date | |
| HOPEWELL HLDGS LTD SPONSORED ADR | 439555301 | ADR | 42,414 | $157,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 61,382 | $157,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 13,434 | $155,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 20,153 | $155,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 185,155 | $154,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 16,219 | $153,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 25,291 | $153,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 31,675 | $151,000 | thousands by filing date | |
| ALSTOM SA UNSPON ADR | 021244207 | COM | 57,536 | $150,000 | thousands by filing date | |
| ORICA LTD ADR | 68618H103 | COM | 12,710 | $148,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 12,394 | $146,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 21,161 | $146,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 39,109 | $144,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 12,567 | $144,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 34,479 | $142,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 14,201 | $141,000 | thousands by filing date | |
| Presidio Bank | 74101A100 | Equity | 10,061 | $138,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 10,138 | $137,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 26,111 | $134,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 14,700 | $131,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 36,828 | $131,000 | thousands by filing date | |
| ABERTIS INFRAESTR-UNSPON ADR | 003381100 | COM | 15,929 | $130,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 103,598 | $128,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 28,640 | $127,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 23,704 | $126,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 41,108 | $126,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 31,666 | $123,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 12,730 | $123,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 13,200 | $121,000 | thousands by filing date | |
| HYPERMARCAS S.A-SPN ADR | 44915J100 | COM | 14,025 | $121,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 55,015 | $120,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 11,837 | $120,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 51,494 | $119,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 15,443 | $118,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 26,099 | $118,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 12,987 | $117,000 | thousands by filing date | |
| SAFEWAY RTS CASA LEY CVR | 786CVR209 | COM | 886,792 | $115,000 | thousands by filing date | |
| HUTCHISON TELECOMMUNI-ADR | 44841V102 | COM | 22,387 | $114,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 11,885 | $111,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 13,245 | $109,000 | thousands by filing date | |
| TULLOW OIL PLC-UNSPON ADR | 899415202 | ADR | 67,397 | $109,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 26,922 | $109,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 12,084 | $108,000 | thousands by filing date | |
| UBISOFT ENTERTAINMENT SA ADR | 90348R102 | COM | 14,195 | $107,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 51,678 | $107,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 39,105 | $106,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 10,897 | $106,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 12,077 | $106,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 92,519 | $105,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 18,600 | $105,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 19,418 | $105,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 13,972 | $104,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 18,220 | $104,000 | thousands by filing date | |
| INDRA SISTEMAS SA-UNSP ADR | 45579R106 | COM | 15,733 | $104,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 12,487 | $101,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 11,959 | $101,000 | thousands by filing date | |
| AIR FRANCE-KLM-ADR | 009119108 | COM | 18,512 | $100,000 | thousands by filing date | |
| TOPDANMARK A/S-UNSPON ADR | 89054C101 | ADR | 35,903 | $100,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 15,157 | $99,000 | thousands by filing date | |
| PT XL AXIATA TBK ADR F UNSPONS | 69369r100 | ADR | 22,556 | $99,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 10,926 | $98,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 11,689 | $97,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 61,317 | $97,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,555 | $96,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 10,218 | $95,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 39,743 | $93,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 13,279 | $92,000 | thousands by filing date | |
| MEDIOBANCA SPA UNSPONS ADR | 58502K106 | COM | 13,826 | $91,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 75,100 | $91,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 29,208 | $90,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 17,564 | $90,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 14,595 | $88,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 10,087 | $88,000 | thousands by filing date | |
| MARFRIG GLOBAL FOOD SPON ADR | 56656T105 | COM | 52,422 | $86,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 26,049 | $85,000 | thousands by filing date | |
| DEBENHAMS PLC SPONSORED ADR | 242737203 | ADR | 28,728 | $85,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 19,771 | $83,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 10,804 | $83,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 45,533 | $81,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 23,439 | $80,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 55,180 | $80,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 19,195 | $79,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 32,554 | $77,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 10,523 | $76,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 44,864 | $76,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 16,885 | $72,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 16,390 | $70,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 31,085 | $70,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 17,042 | $69,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 10,955 | $69,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 13,982 | $68,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 26,731 | $68,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 12,790 | $68,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 10,021 | $67,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 10,708 | $66,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 23,608 | $65,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 21,902 | $64,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 12,618 | $63,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 10,597 | $62,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 14,026 | $61,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 25,916 | $61,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 10,685 | $51,000 | thousands by filing date | |
| DYNO NOBEL LIMITED | 45326Y206 | COMMON STK | 23,855 | $51,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 11,843 | $50,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 13,464 | $50,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 17,116 | $50,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 18,086 | $48,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 17,960 | $48,000 | thousands by filing date | |
| FLSMIDTH & CO A/S-UNSPON ADR | 343793105 | COM | 11,795 | $45,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 18,406 | $43,000 | thousands by filing date | |
| MAN GROUP PLC-UNSPON ADR | 56164U107 | COM | 28,046 | $42,000 | thousands by filing date | |
| Contra Dyax Corp Contigent Value Right | 267CVR991 | Common Stock | 36,527 | $41,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 11,961 | $40,000 | thousands by filing date | |
| MALAYAN BANK ADR | 56108H105 | COM | 10,266 | $38,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 19,862 | $36,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 10,077 | $36,000 | thousands by filing date | |
| Li & Fung Ltd | 501897102 | Com | 36,702 | $36,000 | thousands by filing date | |
| Safeway PDC, LLC Contingent Va | 786CVR308 | COM | 886,792 | $35,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 10,428 | $33,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 18,562 | $32,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 17,585 | $32,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 11,476 | $30,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 19,355 | $30,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 14,098 | $28,000 | thousands by filing date | |
| NOBLE GROUP LTD-UNSPON ADR | 65504R104 | COM | 13,092 | $28,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 12,559 | $27,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 15,120 | $26,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 13,439 | $24,000 | thousands by filing date | |
| VALLOUREC SA-SPN ADR | 92023R308 | COM | 22,569 | $21,000 | thousands by filing date | |
| SERCO GROUP PLC-SPON ADR | 81748L209 | ADR | 11,857 | $20,000 | thousands by filing date | |
| SHARP CORP-UNSPONSORED ADR | 819882200 | COM | 11,518 | $15,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 19,600 | $14,000 | thousands by filing date | |
| Rizzoli Corriere D Ord | T79823158 | Common | 10,709 | $11,000 | thousands by filing date | |
| DURATA THERAPEUTICS COM CVR | 226CVR901 | Right | 8,533 | $4,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 14,797 | $1,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 12,257 | $1,000 | thousands by filing date | |
| TARGACEPT INC | 87611RAA6 | NOTE 2/1 | 962 | $1,000 | thousands by filing date | |
| ADVANTA CORP | 007942204 | COMMON STOCK | 12,265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOREST LABORATORIES CONTINGENT | 187cvr907 | WT | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLINICAL DATA CVR XPN XPN | 187CVR998 | EQUITY | 326 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESA AIR GROUP INC | 590479101 | Common Stock | 20,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONACO COACH CORP COM STK | 60886R103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Chelsea Therapeutics Contingen | 163esc908 | COM | 26,487 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTINGENT VALUE RTS ASSOCIATED W TSRX ACQ | 89685K9Z5 | Right | 55,953 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED DEV FDG IV COM | 91018710x | REIT | 60,639 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hewlet Packard Rights | 997001xu1 | Right | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNA ENTERTAINMENT CORP RTS | 559211305 | Right | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-022214 | this filing | 2016-11-14 | acceptance time not in the bulk data set |