13F-HR filed by VANGUARD GROUP INC
VANGUARD GROUP INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 4,084 holding rows worth $1,702,307,730,000.
- Accession
- 0000950123-16-022127
- Filer
- CIK 102909
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 13,674 entries on the cover page, a total value of $1,702,307,730,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,702,307,730,000 with VALUE read as thousands by filing date, 13F file number 028-06408. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVANGUARD FIDUCIARY TRUST CO 028-11554
- included managerVanguard Investments Australia, Ltd. 028-14986
- included managerVANGUARD ADVISERS INC 028-16887
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTRICON CORP | 46121H109 | COM | 13,878 | $78,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104209 | Common Stock | 62,963 | $78,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 165,481 | $76,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 53,719 | $75,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 42,737 | $74,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 20,242 | $74,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 291,831 | $73,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 39,573 | $70,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 78,995 | $67,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 39,839 | $66,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 40,042 | $66,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 34,152 | $66,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 56,513 | $65,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 50,420 | $65,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 59,752 | $64,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 339,388 | $64,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 49,348 | $63,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 95,258 | $62,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X409 | COM NEW ADDED | 41,531 | $62,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 22,632 | $60,000 | thousands by filing date | |
| CAMBER ENERGY INC COM | 549333300 | Stock | 19,861 | $60,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 14,015 | $59,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 21,971 | $59,000 | thousands by filing date | |
| Capnia, Inc. | 14066L105 | Common | 60,966 | $59,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 126,026 | $58,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 26,944 | $57,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 793,352 | $56,000 | thousands by filing date | |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 43,363 | $55,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A606 | COM NEW | 190,626 | $54,000 | thousands by filing date | |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 21,016 | $52,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 58,728 | $51,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 94,218 | $51,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 66,358 | $50,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 102,575 | $50,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 105,387 | $49,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358400 | COM PAR NEW | 38,215 | $49,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 16,165 | $46,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 21,254 | $46,000 | thousands by filing date | |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 89,777 | $45,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 27,480 | $45,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255500 | COM PAR NEW | 29,005 | $44,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 25,218 | $43,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 55,755 | $43,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 23,950 | $41,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 48,828 | $41,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 18,712 | $40,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 59,311 | $40,000 | thousands by filing date | |
| Lpath Inc | 548910405 | Equities | 12,104 | $39,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X105 | Cmn | 250,011 | $39,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 12,255 | $37,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 13,927 | $37,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 16,064 | $35,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 76,550 | $35,000 | thousands by filing date | |
| POLARITYTE INC COM | 560690406 | Stock | 10,313 | $35,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 50,286 | $35,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 17,945 | $33,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 11,242 | $32,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 45,772 | $31,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 58,127 | $30,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P500 | COM PAR | 11,879 | $29,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 15,840 | $27,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387208 | COM NEW | 19,383 | $26,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 157,349 | $25,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 25,498 | $25,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 17,227 | $24,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 13,971 | $22,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 38,176 | $21,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 26,968 | $21,000 | thousands by filing date | |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 101,239 | $21,000 | thousands by filing date | |
| Medovex Corp | 58504H101 | COM | 14,888 | $21,000 | thousands by filing date | |
| COPSYNC INC | 217712207 | COM NEW | 30,447 | $21,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 18,300 | $20,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 27,688 | $19,000 | thousands by filing date | |
| DATARAM NV ORD | 238108401 | COM | 15,497 | $19,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 67,899 | $19,000 | thousands by filing date | |
| INSPIREMD INC | 45779A507 | Cmn | 224,806 | $18,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 22,573 | $14,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 17,280 | $12,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 12,521 | $11,000 | thousands by filing date | |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 35,060 | $10,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 46,205 | $8,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 18,086 | $3,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 33,558 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 29,782 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-022127 | this filing | 2016-11-14 | acceptance time not in the bulk data set |