13F-HR filed by Calamos Wealth Management LLC
Calamos Wealth Management LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 220 holding rows worth $585,058,000.
- Accession
- 0000950123-16-022062
- Filer
- CIK 1455258
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 220 entries on the cover page, a total value of $585,058,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $585,058,000 with VALUE read as thousands by filing date, 13F file number 028-13358. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALAMOS DY COM NPV | 12811V105 | COM | 1,107,790 | $20,572,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 87,129 | $18,956,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 163,961 | $18,536,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 221,183 | $14,961,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 121,667 | $13,678,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 15,780 | $12,688,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 218,469 | $12,584,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 80,060 | $10,263,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 96,102 | $9,126,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 62,717 | $8,070,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 119,262 | $7,912,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 90,354 | $7,610,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 111,249 | $7,408,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 62,250 | $7,354,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 55,156 | $6,738,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 227,285 | $6,732,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 148,307 | $6,567,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 103,710 | $6,473,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 45,874 | $6,422,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 101,568 | $6,006,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 69,557 | $5,960,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,060 | $5,911,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 53,688 | $5,840,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 169,730 | $5,749,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 65,265 | $5,696,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 62,038 | $5,568,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 43,210 | $5,543,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 132,424 | $5,494,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 134,542 | $5,464,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 67,372 | $5,432,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A904 | ST STR SP RETAIL | 14,000 | $5,390,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 45,879 | $5,349,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 52,650 | $5,349,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 101,850 | $5,294,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 123,449 | $5,224,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 18,898 | $5,090,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 89,805 | $4,952,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 19,804 | $4,747,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 59,378 | $4,669,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 83,601 | $4,526,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 100,682 | $4,473,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 46,849 | $4,414,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 32,354 | $4,262,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 40,697 | $4,142,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 33,580 | $4,108,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 64,520 | $4,080,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 39,146 | $4,029,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 30,722 | $3,994,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 42,255 | $3,924,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 23,348 | $3,714,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 116,606 | $3,699,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 25,180 | $3,638,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 93,527 | $3,531,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 4,225 | $3,471,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 58,057 | $3,445,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,684,000 | $3,426,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 2,626,000 | $3,365,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 48,029 | $3,290,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 3,101,000 | $3,246,000 | thousands by filing date | principal |
| Stryker Corporation | 863667101 | COM | 27,383 | $3,188,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 2,490,000 | $3,071,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 38,790 | $3,069,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 51,239 | $3,025,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 67,083 | $2,945,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 2,600,000 | $2,883,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 29,437 | $2,871,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 34,383 | $2,752,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,491,000 | $2,736,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,586,000 | $2,707,000 | thousands by filing date | principal |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 262,635 | $2,700,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 37,281 | $2,689,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 33,334 | $2,654,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 36,475 | $2,560,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 226,009 | $2,488,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 31,647 | $2,459,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 25,494 | $2,415,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 34,875 | $2,395,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 21,711 | $2,374,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 11,015 | $2,357,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 49,469 | $2,311,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 48,680 | $2,295,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 21,685 | $2,267,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 2,644,000 | $2,265,000 | thousands by filing date | principal |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 194,837 | $2,229,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 14,428 | $2,200,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 26,433 | $2,186,000 | thousands by filing date | |
| IJH | 464287507 | COM | 14,122 | $2,185,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 55,287 | $2,150,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 16,990 | $2,146,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 24,815 | $2,109,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 1,853,000 | $2,094,000 | thousands by filing date | principal |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 16,955 | $2,063,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 1,720,000 | $2,055,000 | thousands by filing date | principal |
| Dow Chemical Company | 260543103 | COM | 39,515 | $2,048,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 717,000 | $2,003,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 42,252 | $1,996,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 17,205 | $1,985,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 155,848 | $1,968,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 162,840 | $1,965,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,611,000 | $1,915,000 | thousands by filing date | principal |
| NEWELL BRANDS INC COM | 651229106 | Stock | 36,229 | $1,908,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,444 | $1,890,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 24,791 | $1,854,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 35,020 | $1,821,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 41,876 | $1,820,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 21,981 | $1,799,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 7,792 | $1,795,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 1,740,000 | $1,792,000 | thousands by filing date | principal |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 16,138 | $1,790,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 22,870 | $1,785,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 1,724,000 | $1,766,000 | thousands by filing date | principal |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 1,763,000 | $1,735,000 | thousands by filing date | principal |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 23,248 | $1,727,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 44,450 | $1,677,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 1,368,000 | $1,589,000 | thousands by filing date | principal |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 10,727 | $1,575,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 22,433 | $1,570,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 32,908 | $1,566,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 39,131 | $1,561,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 33,241 | $1,554,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 1,259,000 | $1,551,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,410,000 | $1,538,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 30,584 | $1,522,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A954 | PUT | 10,000 | $1,507,000 | thousands by filing date | put |
| BROADCOM LTD | Y09827109 | SHS | 8,551 | $1,475,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 15,015 | $1,460,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 15,766 | $1,459,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 33,571 | $1,459,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 32,785 | $1,452,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 1,365,000 | $1,416,000 | thousands by filing date | principal |
| MARATHON PETE CORP COM | 56585A102 | Stock | 34,113 | $1,385,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 17,221 | $1,322,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 17,586 | $1,315,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 8,011 | $1,292,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 17,185 | $1,253,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 1,212,000 | $1,241,000 | thousands by filing date | principal |
| Applied Materials,Inc. | 038222105 | COM | 40,695 | $1,227,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 15,928 | $1,227,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 965,000 | $1,226,000 | thousands by filing date | principal |
| Intuit Inc. | 461202103 | COM | 11,025 | $1,213,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 10,057 | $1,144,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 1,085,000 | $1,127,000 | thousands by filing date | principal |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 10,271 | $1,126,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 9,947 | $1,124,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,039,000 | $1,106,000 | thousands by filing date | principal |
| Eaton Corp. Plc | G29183103 | COM | 16,792 | $1,103,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 14,593 | $1,054,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 914,000 | $1,026,000 | thousands by filing date | principal |
| NIKE,Inc. Class B | 654106103 | COM | 19,039 | $1,002,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 7,770 | $983,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 820,000 | $982,000 | thousands by filing date | principal |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,342 | $973,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 10,891 | $941,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,203 | $924,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 29,642 | $904,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 7,340 | $898,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 14,026 | $889,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 19,492 | $875,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,570 | $854,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 4,365 | $810,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 8,350 | $808,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 20,461 | $805,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 610,000 | $755,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 10,108 | $721,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,277 | $713,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 5,695 | $698,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 841 | $654,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 5,021 | $562,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 18,492 | $554,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 48,438 | $500,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 355,000 | $484,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 122,000 | $416,000 | thousands by filing date | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 310 | $378,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 5,529 | $373,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,806 | $367,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 352,000 | $365,000 | thousands by filing date | principal |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 50,764 | $364,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,500 | $336,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 210,000 | $335,000 | thousands by filing date | principal |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,567 | $319,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 9,105 | $287,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,217 | $273,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 4,260 | $252,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 180,000 | $235,000 | thousands by filing date | principal |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 193,000 | $232,000 | thousands by filing date | principal |
| Amgen Inc. | 031162100 | COM | 1,326 | $221,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 219,000 | $221,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 208,000 | $221,000 | thousands by filing date | principal |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 222,000 | $220,000 | thousands by filing date | principal |
| CVS Health Corporation | 126650100 | COM | 2,317 | $206,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 127,000 | $205,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 933 | $202,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 15,450 | $196,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 110,000 | $186,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 139,000 | $167,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 150,000 | $164,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 130,000 | $153,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 135,000 | $148,000 | thousands by filing date | principal |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 123,000 | $148,000 | thousands by filing date | principal |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 119,000 | $147,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 133,000 | $146,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 113,000 | $146,000 | thousands by filing date | principal |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 16,384 | $123,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 15,995 | $99,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 39,000 | $92,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 74,000 | $87,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 45,000 | $86,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 65,000 | $80,000 | thousands by filing date | principal |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 65,000 | $78,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 72,000 | $77,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 65,000 | $74,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 64,000 | $73,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 48,000 | $73,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 59,000 | $71,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 16,387 | $68,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 59,000 | $66,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 44,000 | $55,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 47,000 | $46,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 15,000 | $21,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 13,000 | $20,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-022062 | this filing | 2016-11-14 | acceptance time not in the bulk data set |