13F-HR filed by Brookfield Corp /ON/
Brookfield Corp /ON/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 165 holding rows worth $17,140,075,000.
- Accession
- 0000950123-16-021926
- Filer
- CIK 1001085
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 166 entries on the cover page, a total value of $17,140,075,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,140,075,000 with VALUE read as thousands by filing date, 13F file number 028-14349. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerBrookfield Investment Management Inc. 028-13826
- included managerBrookfield Asset Management Private Institutional Capital Adviser US, LLC 028-16270
- included managerBrookfield Asset Management Private Institutional Capital Adviser (Credit) LLC 028-16296
- included managerBrookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. 028-14362
- included managerBrookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P. 028-17298
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 258,233,612 | $7,127,248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 51,125,944 | $1,572,634,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 50,332,307 | $1,153,616,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Tower Corporation | 03027X100 | COM | 3,461,423 | $392,283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,768,805 | $366,160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 2,907,940 | $326,155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSCANADA CORP | 89353D107 | COM | 6,133,454 | $291,978,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PG&E CORP COM | 69331C108 | Stock | 4,117,589 | $251,873,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,469,750 | $242,165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 10,564,117 | $221,445,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,873,949 | $189,662,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 6,266,661 | $173,148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 17,213,082 | $165,934,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,165,408 | $161,908,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 12,770,300 | $155,031,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 11,075,000 | $154,054,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 861,117 | $153,141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKDALE SR LIVING INC | 112463104 | COM | 8,587,315 | $149,849,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 5,263,879 | $146,283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,263,684 | $145,623,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS COS INC COM | 969457100 | Stock | 4,547,632 | $139,749,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 6,309,209 | $136,531,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYRUSONE INC | 23283R100 | COM | 2,691,972 | $128,057,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,548,801 | $115,912,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARE CAP PPTYS INC | 141624106 | COM | 3,628,998 | $103,426,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 2,772,726 | $98,293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 434,675 | $96,802,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 4,013,093 | $95,793,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGA RES CORP COM | 87612G101 | Stock | 1,839,262 | $90,326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OUTFRONT MEDIA INC | 69007J106 | COM | 3,675,254 | $86,920,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 5,448,953 | $85,113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 2,249,794 | $83,242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 5,544,300 | $81,889,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 3,360,827 | $77,064,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN CASTLE INC COM | 22822V101 | REIT | 785,681 | $74,019,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 2,356,251 | $74,010,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 335,000 | $72,461,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 2,679,791 | $69,862,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMEREN CORP COM | 023608102 | Stock | 1,389,200 | $68,321,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMPRA COM | 816851109 | Stock | 636,085 | $68,182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 2,243,805 | $67,808,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON PAC PPTYS INC | 444097109 | COM | 2,016,810 | $66,293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,225,666 | $63,882,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSALTA CORP | 89346D107 | COM | 14,007,164 | $62,209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 838,210 | $58,557,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NISOURCE INC COM | 65473P105 | Stock | 2,408,179 | $58,061,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDISON INTL COM | 281020107 | Stock | 744,997 | $53,826,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,480,383 | $53,649,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 2,026,750 | $51,540,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 5,640,962 | $51,333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 2,813,169 | $50,693,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 3,812,528 | $47,199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 655,690 | $46,947,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRE INC | 84857L101 | COM | 713,400 | $45,472,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 2,496,581 | $42,841,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,658,590 | $38,529,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NextEra Energy,Inc. | 65339F101 | COM | 302,700 | $37,026,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,165,732 | $36,616,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,167,492 | $35,562,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,039,637 | $35,202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 1,204,652 | $34,224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,636,300 | $33,672,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 413,691 | $31,519,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONE GAS INC COM | 68235P108 | Stock | 473,371 | $29,273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,638,700 | $27,514,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 200,000 | $27,502,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 1,037,330 | $25,166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 6,026,860 | $23,625,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 998,149 | $21,500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 349,908 | $19,262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell 2000 ETF | 464287655 | SHS | 150,500 | $18,694,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPECTRA ENERGY CORP | 847560109 | COM | 423,369 | $18,099,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 478,102 | $17,781,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DDR CORP | 23317H102 | COM | 883,500 | $15,399,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 600,269 | $15,115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATON CORPORATION | 50077C106 | COM | 420,000 | $14,717,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 455,858 | $14,560,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 388,886 | $13,673,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 256,330 | $13,542,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mondelez International,Inc. Class A | 609207105 | COM | 277,370 | $12,177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOLL BROTHERS INC COM | 889478103 | Stock | 322,484 | $9,629,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 388,541 | $9,216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 76,656 | $9,055,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 249,645 | $8,648,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERVICE CORP INTL COM | 817565104 | Stock | 325,000 | $8,626,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 243,000 | $8,571,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 248,395 | $8,413,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NRG YIELD INC | 62942X306 | COM | 515,500 | $8,413,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 330,600 | $8,410,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MILLS INC COM | 370334104 | Stock | 129,696 | $8,285,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KELLANOVA | 487836108 | COM | 98,120 | $7,601,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 67,060 | $7,581,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 76,265 | $7,414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 63,950 | $7,377,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 154,029 | $7,332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 81,230 | $7,290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVANGRID INC | 05351W103 | COM | 171,700 | $7,174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 161,800 | $6,847,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTAI AVIATION LTD | 34960P101 | COM | 534,157 | $6,682,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 188,800 | $6,542,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 200,000 | $6,460,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 315,600 | $6,167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SL GREEN REALTY CORP | 78440X101 | COM | 55,056 | $5,952,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 172,250 | $5,753,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW HOME CO INC COM | 645370107 | COM | 538,053 | $5,741,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 321,500 | $5,401,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WYNN RESORTS LTD | 983134107 | COM | 55,149 | $5,373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 189,500 | $5,258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGRIUM INC | 008916108 | COM | 57,692 | $5,232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 317,900 | $5,188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 50,050 | $5,151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALPINE CORP | 131347304 | COM | 400,000 | $5,056,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 103,550 | $4,939,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 56,000 | $4,888,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 215,100 | $4,838,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSX Corporation | 126408103 | COM | 155,773 | $4,751,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 2,150,000 | $4,666,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 30,500 | $4,657,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y108 | COM | 3,689,322 | $4,206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HECLA MNG CO | 422704106 | COM | 675,000 | $3,848,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 100,000 | $3,230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 100,000 | $3,194,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRI POINTE HOMES INC | 87265H109 | COM | 229,400 | $3,023,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LA QUINTA HLDGS INC | 50420D108 | COM | 268,400 | $3,001,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 281,700 | $2,958,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 80,500 | $2,956,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNEY J C INC | 708160106 | COM | 308,600 | $2,845,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 250,000 | $2,818,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNEGY INC NEW DEL | 26817R108 | COM | 225,000 | $2,788,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 180,200 | $2,653,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 52,490 | $2,315,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 75,250 | $2,229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 215,879 | $2,225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 75,032 | $1,840,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 59,700 | $1,751,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 127,388 | $1,748,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AES CORP COM | 00130H105 | Stock | 133,050 | $1,710,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 20,770 | $1,667,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW GOLD INC CDA | 644535106 | COM | 372,732 | $1,616,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NRG YIELD INC | 62942X405 | CL C | 95,200 | $1,615,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 34,750 | $1,539,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 124,800 | $1,506,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURYLINK INC | 156700106 | COM | 45,820 | $1,257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 26,740 | $1,035,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 51,135 | $800,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 22,276 | $708,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B & G FOODS INC | 05508R106 | COM | 13,810 | $679,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE INC COM | 29250N105 | Stock | 15,000 | $663,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMORGAN ALERIAN MLP INDEX | 46625H955 | Cmn | 3,200 | $651,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 21,746 | $589,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 70,070 | $513,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 34,193 | $477,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 7,500 | $390,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 23,450 | $352,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 6,459 | $342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 10,900 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 37,750 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 5,800 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 9,500 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 7,800 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 8,210 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 3,403 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES OIL FUND LP | 91232N958 | COM | 22,100 | $66,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EQUITY ONE | 294752100 | COM | 1,259 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 16,011 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-021926 | this filing | 2016-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-16-022635 | superseded | 2016-11-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-16-022677 | superseded | 2016-11-30 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-003038 | superseded | 2017-03-24 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-003443 | superseded | 2017-04-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-008217 | base | 2017-08-24 | acceptance time not in the bulk data set |