13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 3,032 holding rows worth $4,207,841,000.
- Accession
- 0000950123-16-021760
- Filer
- CIK 1569391
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 3,032 entries on the cover page, a total value of $4,207,841,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,207,841,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKCG Americas LLC 028-15067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 12,475 | $149,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 10,563 | $148,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 16,565 | $148,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 10,846 | $148,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 53,110 | $147,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 31,653 | $147,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 11,313 | $147,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 37,959 | $147,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 10,013 | $147,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 11,978 | $146,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 15,002 | $145,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 38,279 | $145,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 12,608 | $145,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 107,233 | $145,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 121,938 | $144,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 15,901 | $144,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 10,635 | $143,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 32,324 | $143,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,117 | $143,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 26,364 | $143,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 10,116 | $142,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 16,291 | $142,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 20,302 | $141,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 13,061 | $140,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 16,627 | $139,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 19,965 | $139,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 24,478 | $139,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 21,957 | $138,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 12,531 | $138,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 16,113 | $138,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 12,205 | $137,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 10,112 | $137,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 36,152 | $137,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 10,105 | $136,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 49,100 | $136,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 46,938 | $136,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 11,511 | $136,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 13,308 | $135,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 12,710 | $135,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 32,165 | $135,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 67,748 | $135,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 12,094 | $135,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 14,296 | $134,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 11,490 | $133,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 22,197 | $133,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 42,920 | $133,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 10,995 | $132,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 38,949 | $131,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 17,481 | $131,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 32,017 | $131,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 79,054 | $131,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 20,587 | $130,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 11,356 | $129,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 21,799 | $129,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 21,512 | $129,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 10,081 | $128,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 12,523 | $126,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 20,857 | $126,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 13,277 | $126,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 30,991 | $126,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 13,374 | $126,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X409 | COM NEW ADDED | 84,537 | $126,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 23,528 | $125,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 10,588 | $125,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 169,990 | $125,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 19,795 | $124,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 21,585 | $124,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 26,133 | $124,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 11,945 | $124,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 15,243 | $124,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 89,342 | $124,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 11,290 | $123,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 13,098 | $123,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 10,566 | $123,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 13,856 | $122,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 48,924 | $121,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 10,832 | $121,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 13,747 | $121,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 13,652 | $121,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 22,809 | $120,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 44,566 | $120,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 12,800 | $120,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 14,741 | $119,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 11,267 | $119,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 12,545 | $118,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 18,316 | $117,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 45,166 | $117,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 13,818 | $117,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 10,779 | $117,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 21,923 | $117,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 47,441 | $117,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 40,598 | $116,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 12,234 | $115,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 31,781 | $115,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 33,176 | $115,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 100,958 | $114,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 25,820 | $114,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 15,950 | $114,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 19,032 | $114,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 13,480 | $113,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 16,649 | $113,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 15,030 | $112,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 11,656 | $111,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 30,477 | $111,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 20,489 | $111,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 15,947 | $110,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 14,180 | $110,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 10,012 | $109,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 39,519 | $109,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 11,178 | $108,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 17,977 | $107,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 18,687 | $107,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 11,685 | $107,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 29,714 | $107,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 27,580 | $107,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 14,770 | $107,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 17,090 | $106,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 14,377 | $106,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 11,931 | $106,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 39,347 | $106,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 14,158 | $105,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 19,109 | $105,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 10,714 | $105,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 28,954 | $105,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 31,100 | $104,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 38,810 | $104,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 39,183 | $103,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 10,548 | $103,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 35,533 | $103,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 29,557 | $102,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 11,567 | $102,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 13,920 | $102,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 25,728 | $101,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 12,246 | $101,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 10,461 | $100,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 12,985 | $100,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 14,033 | $99,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 27,033 | $99,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 12,860 | $98,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,192 | $98,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 17,630 | $98,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 213,992 | $98,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 26,906 | $98,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 21,698 | $97,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 32,263 | $97,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 11,963 | $97,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 17,006 | $96,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 23,646 | $95,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 15,749 | $95,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,793 | $94,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 26,904 | $94,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 11,158 | $94,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 159,114 | $93,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 25,400 | $92,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 13,414 | $92,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 11,827 | $92,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 157,809 | $92,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 14,557 | $92,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 12,026 | $92,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 89,122 | $91,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 19,884 | $90,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 78,257 | $90,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 14,084 | $89,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 83,081 | $89,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 19,790 | $89,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 67,182 | $88,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 69,875 | $87,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 14,002 | $87,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 27,526 | $87,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 12,631 | $86,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 10,582 | $86,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,948 | $85,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 39,060 | $85,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 10,236 | $85,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 36,302 | $85,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 16,562 | $84,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 25,804 | $84,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T309 | COM NEW | 507,979 | $84,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 30,546 | $83,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 11,794 | $83,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 20,445 | $83,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 10,392 | $83,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 15,951 | $82,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 10,450 | $82,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 16,443 | $82,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 72,028 | $82,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 175,068 | $82,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 24,705 | $81,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 49,045 | $81,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 67,211 | $81,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 75,374 | $81,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 59,314 | $81,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 14,296 | $80,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 18,792 | $79,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 10,974 | $79,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 50,625 | $79,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 13,816 | $78,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 24,879 | $78,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 38,301 | $78,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 17,766 | $78,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 23,622 | $78,000 | thousands by filing date | |
| VIOLIN MEMORY INC COM NEW | 92763A309 | Stock | 106,400 | $78,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N302 | CL A NEW | 20,445 | $78,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 28,757 | $77,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K841 | MTLS DBL ETN38 | 13,749 | $77,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 11,118 | $76,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 25,878 | $76,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 15,501 | $76,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 12,900 | $76,000 | thousands by filing date | |
| FULING GLOBAL INC | G3729B102 | SHS | 32,430 | $76,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 10,173 | $75,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 22,113 | $75,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 47,984 | $75,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 10,210 | $75,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 14,562 | $75,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 49,941 | $74,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 14,313 | $73,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 10,347 | $73,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 16,512 | $73,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 23,002 | $73,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 86,576 | $73,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 260,120 | $72,000 | thousands by filing date | |
| CAMBER ENERGY INC COM | 549333300 | Stock | 24,117 | $72,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 23,060 | $71,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 13,482 | $70,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 33,485 | $70,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 22,173 | $70,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 10,228 | $70,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 47,595 | $69,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 11,449 | $68,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 12,723 | $67,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 12,931 | $67,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 42,651 | $67,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 1,289,262 | $67,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 77,838 | $66,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 39,453 | $66,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 24,785 | $66,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 11,614 | $66,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 28,744 | $66,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 32,288 | $65,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 12,472 | $65,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 11,164 | $65,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 19,382 | $64,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678301 | COM PAR | 17,163 | $64,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 33,784 | $63,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 26,507 | $63,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 16,274 | $63,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 55,311 | $63,000 | thousands by filing date | |
| GREAT BASIN SCIENTIFIC INC | 39013L601 | COM | 27,563 | $63,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 13,047 | $62,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 10,026 | $62,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 21,293 | $62,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 14,156 | $61,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 13,663 | $61,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 10,932 | $61,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 29,105 | $60,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 26,871 | $60,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 23,707 | $60,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 25,021 | $59,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 10,375 | $59,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 62,145 | $58,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 25,882 | $57,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 33,533 | $56,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 29,802 | $56,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 21,088 | $56,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 26,293 | $56,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 17,149 | $56,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 12,586 | $54,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 30,681 | $54,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 25,975 | $54,000 | thousands by filing date | |
| INSPIREMD INC | 45779A507 | Cmn | 658,192 | $54,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 30,499 | $53,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 23,263 | $52,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 12,136 | $52,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 29,187 | $52,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 10,348 | $51,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 39,526 | $51,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P500 | COM PAR | 20,538 | $51,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 11,718 | $51,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 11,329 | $50,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 14,170 | $50,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 28,969 | $50,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 12,063 | $50,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 15,567 | $49,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 35,251 | $49,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 10,020 | $49,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 19,989 | $49,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 46,531 | $49,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 11,013 | $49,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 20,070 | $48,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 11,981 | $47,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 13,576 | $47,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 138,970 | $47,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142100 | COM | 24,490 | $47,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 25,688 | $47,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 24,864 | $46,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 27,269 | $46,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 10,651 | $46,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 40,697 | $46,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 10,495 | $46,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 23,738 | $46,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 11,670 | $46,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 13,199 | $46,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 26,443 | $46,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 26,416 | $45,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 32,378 | $45,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 14,659 | $45,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 10,970 | $45,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G102 | SPONSORED ADR | 35,615 | $45,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A606 | COM NEW | 157,051 | $45,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X105 | Cmn | 280,379 | $45,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 80,918 | $44,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 25,278 | $44,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 34,011 | $44,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 11,456 | $43,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 23,467 | $43,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 151,047 | $43,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 10,961 | $43,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 10,017 | $43,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 23,529 | $42,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 13,348 | $42,000 | thousands by filing date | |
| XTERA COMMUNICATIONS INC | 98415E300 | COM | 76,480 | $42,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 24,817 | $41,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 78,006 | $41,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 10,563 | $40,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 34,820 | $40,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 13,225 | $40,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 21,835 | $39,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 13,962 | $38,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 25,286 | $38,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 11,080 | $37,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 12,763 | $37,000 | thousands by filing date | |
| VENAXIS INC | 92262A206 | COM NEW | 12,229 | $37,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 12,181 | $36,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 44,678 | $36,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 364,520 | $36,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 12,540 | $36,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 14,394 | $36,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 10,035 | $36,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 11,695 | $35,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 33,798 | $35,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 20,822 | $35,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 23,841 | $35,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 12,919 | $35,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 14,795 | $35,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,431 | $34,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 15,813 | $34,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 14,878 | $34,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 55,680 | $34,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 15,147 | $34,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 11,365 | $34,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T501 | COM PAR | 12,017 | $34,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 48,827 | $34,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 23,578 | $33,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 17,208 | $33,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 11,334 | $33,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 10,478 | $33,000 | thousands by filing date | |
| SYNLOGIC | 60470J103 | Stock | 16,800 | $33,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 38,256 | $32,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 37,007 | $32,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 21,543 | $32,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 12,203 | $32,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 14,119 | $32,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 12,924 | $32,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 66,585 | $32,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 19,247 | $32,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 18,988 | $31,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 19,122 | $31,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 15,148 | $31,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387208 | COM NEW | 22,970 | $31,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255500 | COM PAR NEW | 19,748 | $31,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 13,769 | $30,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 12,736 | $30,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 14,604 | $30,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 27,496 | $30,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 14,635 | $30,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 3,340,608 | $30,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 21,073 | $30,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 10,231 | $29,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 28,886 | $29,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 11,210 | $29,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 20,326 | $29,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 17,945 | $29,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 102,969 | $29,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 15,282 | $29,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 13,058 | $28,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 27,268 | $28,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 35,284 | $28,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 34,138 | $28,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 16,877 | $28,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 31,175 | $27,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 25,843 | $27,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 12,737 | $27,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 14,384 | $27,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 32,244 | $27,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 28,984 | $26,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 11,998 | $26,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 16,762 | $26,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 34,797 | $26,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 33,583 | $26,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 12,023 | $26,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 13,695 | $24,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 55,728 | $24,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 22,112 | $24,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 13,615 | $24,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 20,163 | $24,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 10,089 | $23,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 16,147 | $23,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 10,848 | $23,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 111,386 | $23,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 13,282 | $23,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 13,643 | $23,000 | thousands by filing date | |
| Medovex Corp | 58504H101 | COM | 15,609 | $23,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 11,639 | $21,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 11,419 | $21,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 32,514 | $21,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 30,245 | $21,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 14,374 | $20,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 15,972 | $20,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 24,315 | $20,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358400 | COM PAR NEW | 15,182 | $20,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 20,748 | $19,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 17,129 | $19,000 | thousands by filing date | |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 15,113 | $19,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 21,624 | $18,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 11,844 | $18,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 32,319 | $18,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 18,372 | $18,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 13,831 | $18,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 15,725 | $18,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 12,425 | $17,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 109,634 | $17,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 20,516 | $17,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 13,635 | $17,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 30,762 | $17,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 10,193 | $17,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 25,895 | $16,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 25,243 | $16,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 110,515 | $16,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 13,104 | $16,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 17,722 | $16,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 24,500 | $16,000 | thousands by filing date | |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 14,811 | $16,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 18,237 | $15,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 27,550 | $15,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 11,588 | $15,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 19,009 | $14,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 11,710 | $14,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 19,112 | $14,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 13,065 | $14,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 27,228 | $13,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 23,773 | $13,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 38,314 | $13,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 14,368 | $13,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 11,525 | $13,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 10,337 | $13,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 18,772 | $13,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 18,105 | $13,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 17,346 | $12,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 18,278 | $12,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 23,180 | $12,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 19,936 | $12,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 15,566 | $12,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 39,261 | $12,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 101,806 | $11,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 38,907 | $11,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 10,383 | $11,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 48,760 | $11,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 120,698 | $11,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 29,916 | $11,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 57,040 | $11,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002104 | COM | 26,327 | $11,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 21,481 | $10,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 13,384 | $10,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 12,834 | $10,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 10,307 | $10,000 | thousands by filing date | |
| Capnia, Inc. | 14066L105 | Common | 11,340 | $10,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 21,478 | $10,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 14,524 | $9,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 12,755 | $9,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 13,324 | $9,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 11,804 | $9,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 66,221 | $9,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,639 | $8,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 19,431 | $8,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 10,518 | $8,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 12,171 | $8,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 10,920 | $8,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 15,723 | $8,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 12,868 | $8,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 14,674 | $7,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 12,164 | $7,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 26,385 | $7,000 | thousands by filing date | |
| MATEON THERAPEUTICS INC COM | 57667K109 | Stock | 11,566 | $7,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 13,387 | $6,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 18,147 | $6,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 17,727 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 10,352 | $6,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 52,302 | $6,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 56,946 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-021760 | this filing | 2016-11-10 | acceptance time not in the bulk data set |