13F-HR filed by PEOPLE'S UNITED FINANCIAL, INC.
PEOPLE'S UNITED FINANCIAL, INC. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-09, with 880 holding rows worth $1,899,972,000.
- Accession
- 0000950123-16-021486
- Filer
- CIK 1378946
- Filed
- 2016-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,404 entries on the cover page, a total value of $1,899,972,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,899,972,000 with VALUE read as thousands by filing date, 13F file number 028-12583. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPeople's United Bank, N.A. 028-20631
- included managerPeople's Securities, Inc. 028-12043
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 400 | $86,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 2,596 | $85,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 6,412 | $85,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 968 | $84,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 750 | $84,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 800 | $84,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 2,273 | $84,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1,996 | $83,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 4,439 | $82,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,515 | $82,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,800 | $81,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 106 | $81,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 4,482 | $81,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 3,062 | $81,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,100 | $79,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,200 | $78,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 2,469 | $78,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,000 | $78,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 5,471 | $77,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 4,738 | $77,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 2,750 | $77,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 2,095 | $76,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,875 | $75,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 2,100 | $74,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,800 | $74,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,867 | $73,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,075 | $72,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 250 | $70,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 522 | $69,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 2,150 | $69,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,050 | $68,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,250 | $68,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 605 | $67,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,360 | $67,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,600 | $67,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 900 | $65,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,306 | $65,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,298 | $65,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 947 | $64,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 632 | $64,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 472 | $64,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 6,100 | $64,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,600 | $64,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 1,100 | $64,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 333 | $64,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,182 | $63,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 2,000 | $63,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,188 | $62,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 6,023 | $61,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 50,000 | $61,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 3,000 | $60,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 7,400 | $60,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 2,000 | $59,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 698 | $59,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 4,222 | $58,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,000 | $57,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 2,481 | $57,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 420 | $56,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,468 | $55,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 448 | $55,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 1,100 | $55,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 3,419 | $54,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 680 | $54,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 419 | $52,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 818 | $52,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 972 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 370 | $51,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 2,050 | $51,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,350 | $51,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 650 | $50,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,247 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 800 | $49,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,280 | $49,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 890 | $48,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 1,273 | $47,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 4,300 | $47,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 4,000 | $47,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,400 | $46,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,888 | $46,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 925 | $46,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 793 | $45,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,150 | $45,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,000 | $44,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 466 | $44,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,000 | $44,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 563 | $43,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 3,000 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,065 | $42,000 | thousands by filing date | |
| VTI | 922908769 | COM | 376 | $42,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 100 | $42,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 6,600 | $42,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 1,082 | $41,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 400 | $41,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 862 | $41,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,703 | $41,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,806 | $41,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 100 | $40,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 2,800 | $40,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 500 | $39,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 775 | $39,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,289 | $39,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 304 | $38,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 90 | $38,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 2,713 | $38,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 2,288 | $37,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 525 | $37,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 1,178 | $37,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 540 | $36,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 700 | $36,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 600 | $35,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 500 | $34,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 820 | $34,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 300 | $34,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 400 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,132 | $33,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 141 | $32,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 3,600 | $32,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 936 | $32,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,160 | $31,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,983 | $31,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,278 | $31,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,000 | $30,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,250 | $30,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,230 | $29,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 161 | $29,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,533 | $29,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 513 | $28,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 500 | $28,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 415 | $28,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 193 | $28,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1,000 | $28,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 556 | $28,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 2,400 | $28,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 95 | $27,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1,144 | $27,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 1,001 | $27,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 200 | $26,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 200 | $26,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 577 | $26,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 600 | $26,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 940 | $26,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,375 | $25,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 471 | $25,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,022 | $25,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,000 | $25,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 10,000 | $25,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 795 | $25,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 527 | $24,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 500 | $24,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 353 | $24,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,040 | $24,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 640 | $24,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 200 | $23,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 470 | $23,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 330 | $22,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 625 | $22,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 366 | $22,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,016 | $22,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 674 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 687 | $22,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,250 | $22,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 183 | $21,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,170 | $21,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 155 | $21,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 276 | $20,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 400 | $20,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 408 | $20,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 300 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 1,155 | $20,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 350 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 800 | $20,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 131 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 576 | $19,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 2,000 | $18,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 220 | $18,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 425 | $18,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,050 | $18,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 1,000 | $18,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 150 | $18,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 388 | $18,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 20,000 | $18,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 169 | $17,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 540 | $17,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 1,150 | $17,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 500 | $16,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 90 | $16,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 300 | $16,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 1,200 | $16,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 735 | $16,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,300 | $16,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 250 | $16,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 250 | $15,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 300 | $15,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 175 | $15,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 250 | $15,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 200 | $15,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 288 | $15,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 544 | $15,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 172 | $14,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 412 | $14,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 115 | $14,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,000 | $14,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 386 | $14,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 266 | $14,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 225 | $14,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,000 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 372 | $14,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 852 | $14,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 725 | $14,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,476 | $14,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,229 | $14,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 1,000 | $14,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 250 | $13,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 198 | $13,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 400 | $13,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,150 | $13,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 600 | $13,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 340 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 400 | $13,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 400 | $13,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 700 | $13,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 100 | $12,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 235 | $12,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 500 | $12,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 500 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 295 | $12,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,000 | $12,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 191 | $12,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 858 | $12,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 3,000 | $12,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 500 | $11,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 154 | $11,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 666 | $11,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,340 | $11,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 1,047 | $11,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 626 | $11,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 66 | $10,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 367 | $10,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 200 | $10,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 250 | $10,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 87 | $10,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,000 | $10,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 400 | $10,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 445 | $9,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 265 | $9,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 300 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 48 | $9,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 300 | $9,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 425 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 200 | $9,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 300 | $9,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 235 | $9,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 70 | $8,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 97 | $8,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 700 | $8,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 65 | $8,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 75 | $8,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 575 | $8,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 454 | $8,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 121 | $7,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 175 | $7,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 400 | $7,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 382 | $7,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 200 | $7,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 190 | $7,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 200 | $7,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 668 | $7,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 500 | $7,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,050 | $7,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 380 | $7,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 500 | $7,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 2,000 | $7,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 699 | $6,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 100 | $6,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 45 | $6,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 100 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 50 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 180 | $6,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 100 | $6,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 100 | $6,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,500 | $6,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 400 | $6,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,000 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 300 | $6,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 500 | $6,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 182 | $5,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 170 | $5,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 101 | $5,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 159 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 590 | $5,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 100 | $5,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 60 | $5,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 508 | $5,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 150 | $5,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 459 | $5,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 110 | $5,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 150 | $5,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 300 | $5,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 435 | $5,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 50 | $5,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 200 | $5,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 200 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 100 | $5,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 250 | $5,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,245 | $5,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 300 | $5,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 700 | $5,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 60 | $4,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 69 | $4,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 50 | $4,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 100 | $4,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 240 | $4,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 50 | $4,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 58 | $4,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 270 | $4,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 50 | $4,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 100 | $4,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 500 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 296 | $4,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 200 | $4,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 265 | $4,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 200 | $4,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 500 | $3,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 100 | $3,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 59 | $3,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 30 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 96 | $3,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 128 | $3,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 200 | $3,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 150 | $3,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 55 | $3,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 187 | $3,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 500 | $3,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 55 | $3,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 131 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 260 | $3,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 575 | $3,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 27 | $2,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 24 | $2,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 200 | $2,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 18 | $2,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 37 | $2,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 600 | $2,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 67 | $2,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 100 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 65 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 65 | $2,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 125 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 233 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 73 | $2,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 129 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 200 | $2,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 7 | $1,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 50 | $1,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 276 | $1,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 62 | $1,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 62 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 48 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 25 | $1,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 37 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 50 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 109 | $1,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 37 | $1,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 25 | $1,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 100 | $1,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 100 | $1,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 500 | $1,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 33 | $1,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 20 | $1,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Gold Trust | 464285105 | ISHARES | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NW Biotherapeutics | 66737P600 | USD | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-021486 | this filing | 2016-11-09 | acceptance time not in the bulk data set |