13F-HR filed by SEI INVESTMENTS CO
SEI INVESTMENTS CO filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-04, with 2,962 holding rows worth $19,685,914,000 by the sum of the rows.
- Accession
- 0000950123-16-021225
- Filer
- CIK 350894
- Filed
- 2016-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 6,035 entries on the cover page, a total value of $19,685,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,685,914,000 with VALUE read as thousands by filing date, 13F file number 028-16454. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $19,685,000, about 1/1,000 of the sum of the rows, $19,685,914,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
Other managers
- reports for this filer1832 Asset Management L.P. 028-11685
- reports for this filerAcadian Asset Management LLC 028-05990
- reports for this filerAllianceBernstein L.P. 028-10562
- reports for this filerAnalytic Investors, LLC 028-04895
- reports for this filerAQR Capital Management LLC 028-10120
- reports for this filerAJO, LP 028-05508
- reports for this filerAres Management LLC 028-12990
- reports for this filerArrowpoint Asset Management LLC 028-13791
- reports for this filerAshmore Equities Investment Management LLC 028-05804
- reports for this filerAxiom International Investors 028-05615
- reports for this filerBeutel Goodman Capital Management 028-02951
- reports for this filerBrigade Capital Management, LP 028-12820
- reports for this filerBrown Advisory 028-05775
- reports for this filerCardinal 028-07760
- reports for this filerCastleArk Management LLC 028-05573
- reports for this filerCauseway 028-11728
- reports for this filerBank of New York Mellon (CenterSquare) 028-12592
- reports for this filerDelaware Investments 028-13120
- reports for this filerEAM Investors, LLC 028-14070
- reports for this filerEarnest Partners LLC 028-05269
- reports for this filerFalcon Point Capital 028-10492
- reports for this filerFiera Capital Corp. 028-14036
- reports for this filerGuggenheim Capital Llc 028-12836
- reports for this filerHexavest Inc. 028-12180
- reports for this filerHillsdale Investment Management Inc. 028-11957
- reports for this filerIntech Investment Management LLC 028-04211
- reports for this filerInvestec Asset Management Ltd. 028-12634
- reports for this filerJackson Square Partners Ltd 028-16230
- reports for this filerJP Morgan Investment Management 028-11937
- reports for this filerKleinwort Benson Investors International LLC 028-13513
- reports for this filerLazard Asset Management Ltd 028-10469
- reports for this filerLegal & General Investment Management America Inc 028-15066
- reports for this filerLMCG Investments, LLC 028-13608
- reports for this filerLSV Asset Management 028-06580
- reports for this filerMaple-Brown Abbott 028-17488
- reports for this filerMontrusco Bolton Investments Inc. 028-13628
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerOppenheimerFunds Inc. 028-00203
- reports for this filerPanAgora Asset Management Inc. 028-03042
- reports for this filerParametric Portfolio Associates LLC 028-04558
- reports for this filerPCJ Investment Counsel Ltd 028-12690
- reports for this filerQS Investors LLC 028-14009
- reports for this filerQuantiative Management Associates 028-11173
- reports for this filerRamius Advisors LLC 028-10674
- reports for this filerRobeco Institutional Asset Management B.V. 028-12635
- reports for this filerRWC Asset Management LLP 028-14481
- reports for this filerSecurity Capital Research & Management Inc 028-07312
- reports for this filerSnow Capital Management LP 028-10613
- reports for this filerSpectrum Asset Management, Inc. 028-11300
- reports for this filerState Street Bank & Trust 028-00733
- reports for this filerVictory Capital Management Inc. 028-06354
- reports for this filerWaddell and Reed Financial Inc 028-07592
- reports for this filerWCM Investment Management/CA 028-07104
- reports for this filerWilliam Blair & Co 028-04871
- included managerSEI Investment Management Company 028-16475
- included managerSEI Trust Company 028-10297
- included managerSEI Investments Canada Company 028-16449
- included managerBeachhead Capital Management
- included managerMountaineer
- included managerKettle Hill
- included managerBlackCrane
- included managerBenefit Street
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 63,000 | $64,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 4,582 | $64,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 66,000 | $64,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 6,787 | $64,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 3,713 | $63,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 4,215 | $63,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,080 | $63,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 6,329 | $63,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 2,837 | $63,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 1,802 | $62,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,289 | $62,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 2,119 | $62,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 26,468 | $62,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 65,000 | $62,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 658 | $60,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,245 | $60,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 4,657 | $60,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 3,932 | $60,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,643 | $60,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 3,721 | $60,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,866 | $59,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 7,630 | $59,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 804 | $58,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 1,820 | $58,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 23,240 | $58,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 3,422 | $58,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 1,296 | $58,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 7,261 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 504 | $57,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 1,566 | $57,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 3,966 | $57,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 1,342 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1,660 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 654 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 371 | $56,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 939 | $56,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 7,594 | $56,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,283 | $56,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 1,285 | $56,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 45,000 | $56,000 | thousands by filing date | |
| MGC | 921910873 | COM | 741 | $55,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,778 | $55,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,690 | $55,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 2,386 | $55,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 2,885 | $55,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 2,229 | $54,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 1,813 | $54,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 6,270 | $53,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,947 | $53,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,821 | $53,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 522 | $52,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 35,000 | $52,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 6,142 | $52,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 3,119 | $51,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,053 | $51,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,326 | $51,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,406 | $51,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 1,566 | $51,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 4,691 | $50,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 3,791 | $50,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 509 | $50,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 2,318 | $50,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,393 | $50,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 4,915 | $50,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 12,316 | $50,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 1,375 | $50,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 1,007 | $49,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 2,376 | $49,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 2,488 | $49,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,215 | $49,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,338 | $48,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 3,690 | $48,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,332 | $47,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 1,296 | $47,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 6,658 | $47,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 2,184 | $46,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 3,885 | $46,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,731 | $46,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 468 | $46,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 5,631 | $46,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 486 | $46,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 1,573 | $46,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 903 | $46,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 10,990 | $46,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 2,900 | $46,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 2,894 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 749 | $45,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 2,065 | $45,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,321 | $45,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 3,234 | $45,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 1,066 | $45,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 51,000 | $45,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 44,000 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,109 | $44,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,153 | $44,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 3,769 | $44,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 12,350 | $44,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 4,336 | $44,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 4,653 | $44,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 13,197 | $44,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 701 | $43,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,087 | $43,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,528 | $43,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 3,664 | $43,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 4,459 | $42,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,585 | $42,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,387 | $42,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 880 | $42,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 25,327 | $42,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 30,100 | $42,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 953 | $41,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,129 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 390 | $41,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 268 | $41,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,817 | $40,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 2,002 | $40,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,316 | $40,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 6,197 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 356 | $40,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 2,447 | $40,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 1,837 | $40,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 7,587 | $40,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,062 | $40,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 883 | $39,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,762 | $39,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 563 | $39,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 4,642 | $39,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 2,297 | $39,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,842 | $38,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 786 | $38,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 1,091 | $38,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 378 | $37,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 429 | $37,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 1,288 | $37,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,200 | $37,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,203 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 731 | $37,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,079 | $37,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 4,320 | $37,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,604 | $37,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 839 | $37,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 7,886 | $37,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 6,000 | $37,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 456 | $36,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,105 | $36,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,257 | $36,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,204 | $36,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 3,155 | $36,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 2,471 | $36,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 634 | $35,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 700 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 908 | $35,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 2,790 | $35,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 333 | $35,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 1,064 | $35,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 699 | $34,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 569 | $34,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 3,850 | $34,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,284 | $34,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 610 | $33,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 501 | $33,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 1,349 | $33,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 248 | $32,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 351 | $32,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 574 | $32,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 498 | $32,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 1,429 | $32,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 804 | $32,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,745 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 760 | $32,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 662 | $31,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 825 | $31,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 209 | $31,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 2,803 | $31,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 743 | $31,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 875 | $31,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 818 | $31,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 359 | $30,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 247 | $30,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 105 | $30,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 600 | $30,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 414 | $30,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 3,764 | $30,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 562 | $30,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 4,297 | $30,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 7,892 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 101 | $29,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 2,397 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 1,683 | $29,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,930 | $29,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 4,123 | $29,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 302 | $28,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 729 | $28,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 2,239 | $28,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 281 | $28,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 1,200 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 728 | $28,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 996 | $28,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 300 | $27,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,944 | $27,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 929 | $27,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,168 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 283 | $27,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 271 | $27,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 2,417 | $27,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 1,225 | $27,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 2,865 | $27,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 9,294 | $27,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 492 | $27,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 12,365 | $27,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 1,079 | $27,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,000 | $26,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,023 | $26,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,823 | $26,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,000 | $26,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 233 | $25,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 922 | $25,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 476 | $25,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,343 | $25,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 2,738 | $25,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 787 | $25,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 4,866 | $25,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 2,335 | $25,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,000 | $25,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 1,806 | $25,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 588 | $25,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 1,514 | $25,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 255 | $25,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 983 | $25,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 3,000 | $25,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 1,833 | $25,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,898 | $25,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 344 | $24,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,038 | $24,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,447 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 634 | $24,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,195 | $24,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 1,524 | $24,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,070 | $24,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 1,333 | $24,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 8,150 | $24,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 6,586 | $24,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 14 | $23,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 1,857 | $23,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 599 | $23,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 175 | $23,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 3,641 | $23,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 2,857 | $23,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,177 | $23,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 4,470 | $23,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 2,699 | $23,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 2,106 | $23,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 207 | $22,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 545 | $22,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 2,939 | $22,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,092 | $22,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 992 | $22,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 4,125 | $22,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,447 | $22,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 10,738 | $22,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,160 | $22,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 457 | $22,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 173 | $21,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 117 | $21,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 307 | $21,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,276 | $21,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,269 | $21,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 264 | $21,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 1,191 | $21,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 780 | $21,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 198 | $20,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 566 | $20,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 554 | $20,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 451 | $20,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 222 | $20,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 714 | $20,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 64 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 722 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 460 | $20,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 381 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 940 | $20,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 556 | $19,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 686 | $19,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,469 | $19,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 307 | $19,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 290 | $19,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 978 | $19,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 604 | $19,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,666 | $19,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 3,677 | $19,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 230 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 185 | $18,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 337 | $18,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,132 | $18,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 158 | $18,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 566 | $18,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 743 | $18,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,443 | $18,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 462 | $18,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 1,161 | $18,000 | thousands by filing date | |
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| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,269 | $18,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 941 | $18,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,297 | $17,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 3,915 | $17,000 | thousands by filing date | |
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| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 1,573 | $17,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,000 | $17,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 383 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 200 | $16,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 300 | $16,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 400 | $16,000 | thousands by filing date | |
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| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 750 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 344 | $16,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 1,188 | $16,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 900 | $16,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 578 | $16,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 620 | $16,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 21,204 | $16,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 883 | $16,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 287 | $15,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 250 | $15,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 232 | $15,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 756 | $15,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 770 | $15,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 115 | $15,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 385 | $15,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 501 | $15,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 687 | $15,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 600 | $15,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 716 | $15,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 195 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 705 | $15,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,000 | $15,000 | thousands by filing date | |
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| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 574 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 263 | $14,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 1,003 | $14,000 | thousands by filing date | |
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| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,250 | $14,000 | thousands by filing date | |
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| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 1,739 | $14,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 101 | $13,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,250 | $13,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 664 | $13,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 808 | $13,000 | thousands by filing date | |
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| ISHARES TR | 464288356 | CALIF MUN BD ETF | 105 | $13,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 787 | $13,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 232 | $13,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 219 | $13,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 358 | $13,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 1,668 | $13,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 427 | $13,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 418 | $13,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 1,585 | $13,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 500 | $13,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 360 | $13,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 93 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 185 | $12,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 550 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 502 | $12,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 233 | $12,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 458 | $12,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 676 | $12,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 470 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 200 | $12,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 468 | $12,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 732 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 377 | $12,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 214 | $11,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 282 | $11,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,037 | $11,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 751 | $11,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 319 | $11,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 300 | $11,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,837 | $11,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 1,129 | $11,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 157 | $11,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,060 | $11,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 800 | $11,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,901 | $11,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 579 | $11,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 944 | $11,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 1,482 | $11,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 690 | $11,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 347 | $10,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 149 | $10,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,918 | $10,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 333 | $10,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 421 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 385 | $10,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 538 | $10,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 570 | $10,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 350 | $10,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 810 | $10,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 145 | $10,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 248 | $10,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 4,348 | $10,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,100 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 300 | $10,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 411 | $10,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 500 | $10,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 495 | $10,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 728 | $10,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 419 | $9,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 69 | $9,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 67 | $9,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 166 | $9,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 961 | $9,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 225 | $9,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 200 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 157 | $9,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 378 | $9,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,046 | $9,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 662 | $9,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 654 | $9,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 155 | $9,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 579 | $9,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 853 | $9,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,037 | $9,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 1,309 | $9,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 160 | $9,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 364 | $9,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 77 | $8,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 51 | $8,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 350 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 195 | $8,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 2,060 | $8,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 147 | $8,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 758 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 521 | $8,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 400 | $8,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 420 | $8,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 173 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 231 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 339 | $8,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 1,452 | $8,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 787 | $8,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 162 | $8,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 439 | $8,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 670 | $8,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 536 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 332 | $8,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 231 | $8,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 190 | $7,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 100 | $7,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 508 | $7,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 409 | $7,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 325 | $7,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 312 | $7,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 278 | $7,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 204 | $7,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 281 | $7,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 172 | $7,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 600 | $7,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 500 | $7,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 275 | $7,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 500 | $7,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 610 | $7,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 356 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 117 | $7,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 290 | $7,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 423 | $7,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 60 | $7,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 970 | $7,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 120 | $7,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 2,000 | $7,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 501 | $7,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 168 | $7,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 110 | $6,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 150 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 139 | $6,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 116 | $6,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 151 | $6,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 100 | $6,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 622 | $6,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 405 | $6,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 205 | $6,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 500 | $6,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 318 | $6,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 250 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 400 | $6,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 95 | $6,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 500 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 133 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 60 | $6,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 543 | $6,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 895 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 172 | $6,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 422 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-021225 | this filing | 2016-11-04 | acceptance time not in the bulk data set |