13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-04, with 4,027 holding rows worth $85,934,864,000 by the sum of the rows.
- Accession
- 0000950123-16-021176
- Filer
- CIK 713676
- Filed
- 2016-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 3,722 entries on the cover page, a total value of $69,577,904,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $85,934,864,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $69,577,904,000, 19% less than the sum of the rows, $85,934,864,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CenturyLink Quest 6.125%Nts Cl | 74913g600 | PFD | 400 | $10,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 1,655 | $10,000 | thousands by filing date | |
| Texas Capital Bancshares 6.5 percent Pfd | 882228406 | com | 400 | $10,000 | thousands by filing date | |
| AXIS Capital Holdings Ltd Pfd | G0692U117 | COM | 400 | $10,000 | thousands by filing date | |
| BANK AMER | 06051A326 | Preferred Stock | 1,000 | $10,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 175 | $9,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 188 | $9,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,091 | $9,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 331 | $9,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 200 | $9,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 400 | $9,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 754 | $9,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 118 | $9,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 225 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 385 | $9,000 | thousands by filing date | |
| SGS SA UNSPONSORED ADR | 818800104 | ADUS | 384 | $9,000 | thousands by filing date | |
| Sodexo | 833792104 | COM | 381 | $9,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,600 | $9,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 7,000 | $9,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 336 | $9,000 | thousands by filing date | |
| Bunzl PLC ADR | 120738406 | USD | 301 | $9,000 | thousands by filing date | |
| SMC CORP J | 78445W306 | USD | 627 | $9,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,300 | $9,000 | thousands by filing date | |
| United Parcel Service Inc | 911312205 | UPS | 80 | $9,000 | thousands by filing date | |
| CHS INC. 7.8 7.875 PFDPFD SER 1 | 12542R308 | PREFERRED STOCK | 300 | $9,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 600 | $9,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 3,000 | $9,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 185 | $9,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 105 | $9,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 500 | $9,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 106 | $9,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 345 | $9,000 | thousands by filing date | |
| FPL GROUP CAP TR I 5.875% 3/15 | 30257V207 | PFD | 350 | $9,000 | thousands by filing date | |
| Deutsche Bk Tst 6.55%Perp Cl 5 | 25153x208 | PFD | 400 | $9,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 1,263 | $9,000 | thousands by filing date | |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 480 | $9,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 92 | $8,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 84 | $8,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 320 | $8,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 450 | $8,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 300 | $8,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 300 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 106 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 221 | $8,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 683 | $8,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 400 | $8,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 500 | $8,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 300 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 198 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 294 | $8,000 | thousands by filing date | |
| SCHNEIDER ELEC SA ADR | 80687P106 | COM | 550 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 200 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 132 | $8,000 | thousands by filing date | |
| Koninklijke Ahold Nv | 500467501 | Equity | 349 | $8,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,161 | $8,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 10,000 | $8,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,393 | $8,000 | thousands by filing date | |
| SANTEN PHARMACEUTICAL UN ADR | 80287P100 | COM | 548 | $8,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 288 | $8,000 | thousands by filing date | |
| NASSAU COS NEW YORK 7.45 QUIBS 2032 | 71902E208 | Preferred Stock | 425 | $8,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 258 | $8,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,150 | $8,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 500 | $8,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 1,000 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 127 | $8,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,750 | $8,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 5,500 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 310 | $8,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 298 | $8,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 84 | $8,000 | thousands by filing date | |
| Protective Life 6.0% Call 8/17 | 743674707 | PFD | 325 | $8,000 | thousands by filing date | |
| NEXTERA ENERGY 5.00% SER J | 65339K886 | PUBLIC | 300 | $8,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 1,000 | $8,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 10 | $8,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 1,830 | $8,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 2,475 | $8,000 | thousands by filing date | |
| Compass Group Plc-ADS | 20449X302 | COM | 435 | $8,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 1,000 | $8,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 500 | $7,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 200 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 135 | $7,000 | thousands by filing date | |
| EMERA INC | 290876101 | COM | 200 | $7,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 250 | $7,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 363 | $7,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 494 | $7,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 150 | $7,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,000 | $7,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 250 | $7,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 173 | $7,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 700 | $7,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,503 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 237 | $7,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,500 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 170 | $7,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 395 | $7,000 | thousands by filing date | |
| PUBLICIS S A NEW SPONSORED ADR | 74463M106 | ADUS | 377 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 150 | $7,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 2,500 | $7,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 820 | $7,000 | thousands by filing date | |
| Continental AG | 210771200 | Equity | 159 | $7,000 | thousands by filing date | |
| ARKEMA SPO | 041232109 | USD | 71 | $7,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 944 | $7,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 300 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 225 | $7,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 285 | $7,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 500 | $7,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 1,217 | $7,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 563 | $7,000 | thousands by filing date | |
| DTE ENERGY CO $1.313 PFD | 233331701 | PREFERRED | 276 | $7,000 | thousands by filing date | |
| AKZO NOBEL N.V. SPON ADR | 010199305 | ADR | 327 | $7,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 400 | $7,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 272 | $7,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 154 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 455 | $7,000 | thousands by filing date | |
| Pernod Ricard SA ADR | 714264207 | COM | 275 | $7,000 | thousands by filing date | |
| BEZEQ THE ISRAELI-UNSPON ADR | 08861Q103 | COM | 716 | $7,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 15,790 | $7,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 79 | $6,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,000 | $6,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 272 | $6,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 165 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 288 | $6,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 389 | $6,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 550 | $6,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 800 | $6,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 848 | $6,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 400 | $6,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 876 | $6,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 176 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 109 | $6,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 50 | $6,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 100 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 126 | $6,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 178 | $6,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 300 | $6,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 230 | $6,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 234 | $6,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 260 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 123 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 150 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 163 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 300 | $6,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 4,196 | $6,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 300 | $6,000 | thousands by filing date | |
| MORGAN STANL 6.375 PFDPFD SER I | 61761J406 | PREFERRED STOCK | 200 | $6,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 376 | $6,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 106 | $6,000 | thousands by filing date | |
| SAMSONITE GROUP S A | 79604U107 | AMERICAN DEPOSITARY RECEIPTS | 387 | $6,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 400 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 97 | $6,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 10,000 | $6,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 500 | $6,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 70 | $6,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 250 | $6,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 400 | $6,000 | thousands by filing date | |
| NORDEA BK AB SWED | 65557A206 | COM | 598 | $6,000 | thousands by filing date | |
| NEXTERA ENERGY CAPITAL 5.7% | 65339K605 | PREFERRED STOCK | 250 | $6,000 | thousands by filing date | |
| Zions Bancorp Ser G 6.300% 12/31/49 | 989701859 | Pfd Stk | 200 | $6,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 600 | $6,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 342 | $6,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 415 | $6,000 | thousands by filing date | |
| Allstate 6.625 | 020002879 | PFD | 206 | $6,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 400 | $6,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F650 | INDONESIA SMALL | 720 | $6,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 303 | $5,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 300 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 173 | $5,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 50 | $5,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 169 | $5,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 146 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 70 | $5,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 246 | $5,000 | thousands by filing date | |
| Fairfax Finl HLDGS LTD Sub VTG | 303901102 | COM | 9 | $5,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 791 | $5,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 725 | $5,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 62 | $5,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 440 | $5,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 62 | $5,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 1,500 | $5,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN VAR PFD SER P | 313586786 | Preferred | 1,700 | $5,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 950 | $5,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 101 | $5,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 100 | $5,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 316 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 122 | $5,000 | thousands by filing date | |
| GEA GROUP AG ADR | 361592108 | COM | 92 | $5,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320409 | PRF | 200 | $5,000 | thousands by filing date | |
| Corporate Office Prop 7.375% C | 22002t884 | PFD | 200 | $5,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICE | 032359408 | PRF | 200 | $5,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 318 | $5,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 1,250 | $5,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 400 | $4,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 103 | $4,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 42 | $4,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,500 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 177 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 80 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 83 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 99 | $4,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 2,000 | $4,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 400 | $4,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 40 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 258 | $4,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 107 | $4,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 198 | $4,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 200 | $4,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 160 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 200 | $4,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 1,564 | $4,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 31 | $4,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 219 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 69 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 215 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 100 | $4,000 | thousands by filing date | |
| BRAMBLES LTD SPONSORED ADR | 105105209 | COM | 216 | $4,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 200 | $4,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 570 | $4,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 70 | $4,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 850 | $4,000 | thousands by filing date | |
| SHOPRITE HOLDINGS-SPN ADR | 82510E209 | ADR | 276 | $4,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 394 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 196 | $4,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 840 | $4,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 927 | $4,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 2,000 | $4,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 6,000 | $4,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 1,400 | $4,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 225 | $4,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 2,000 | $4,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 700 | $4,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 372 | $4,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 300 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 125 | $4,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 130 | $4,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 82 | $4,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 82 | $4,000 | thousands by filing date | |
| ING GROEP N V | 456837509 | PRF | 165 | $4,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 62 | $4,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 146 | $4,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 500 | $4,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 250 | $4,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 400 | $4,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,615 | $3,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 60 | $3,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 200 | $3,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 311 | $3,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 236 | $3,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 186 | $3,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 44 | $3,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 50 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 220 | $3,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 490 | $3,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 178 | $3,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 500 | $3,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 250 | $3,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 152 | $3,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 131 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 133 | $3,000 | thousands by filing date | |
| BYD Co Ltd Shs H | Y1023R104 | COM | 400 | $3,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 342 | $3,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,975 | $3,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 209 | $3,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 739 | $3,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 600 | $3,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 305 | $3,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 260 | $3,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 183 | $3,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 785 | $3,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,650 | $3,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,000 | $3,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,500 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 55 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP $1.625 PFD | 38144G184 | PREFERRED | 100 | $3,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 219 | $3,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 100 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 75 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 150 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 70 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 140 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 57 | $3,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 150 | $3,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 158 | $3,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 827 | $3,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 339 | $3,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 354 | $3,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 80 | $2,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 16 | $2,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 1,000 | $2,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 56 | $2,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 35 | $2,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 63 | $2,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 68 | $2,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 1,000 | $2,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 100 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 40 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 51 | $2,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 81 | $2,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 58 | $2,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 42 | $2,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 125 | $2,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 200 | $2,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 116 | $2,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 284 | $2,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 600 | $2,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 100 | $2,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 200 | $2,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 80 | $2,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 79 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 114 | $2,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 30 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 125 | $2,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 59 | $2,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 201 | $2,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 385 | $2,000 | thousands by filing date | |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 242 | $2,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 200 | $2,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 96 | $2,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 65 | $2,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 22 | $2,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 125 | $2,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 100 | $2,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 200 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 35 | $2,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 200 | $2,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 74 | $2,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 500 | $2,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 90 | $2,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 362 | $2,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 9,894 | $2,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 200 | $2,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 192 | $2,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 1,400 | $2,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 152 | $2,000 | thousands by filing date | |
| BRIDGESTONE CORP ADR | 108441205 | USD | 124 | $2,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 33 | $2,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 3,708 | $2,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,022 | $2,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 66 | $2,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 102 | $2,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 500 | $2,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 500 | $2,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 125 | $2,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 93 | $2,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 456 | $2,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 500 | $2,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 54 | $2,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 210 | $2,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 100 | $2,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 1,020 | $2,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 220 | $2,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 200 | $2,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 78 | $2,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 23 | $2,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 350 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 86 | $2,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 850 | $2,000 | thousands by filing date | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 156 | $2,000 | thousands by filing date | |
| US BANCORP 5.15% PFD SERIES H | 902973791 | PREFERR | 59 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 80 | $2,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 400 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 81 | $2,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 1,000 | $2,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 200 | $2,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 300 | $2,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 324 | $2,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 250 | $2,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 1,000 | $2,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 3,505 | $2,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 12 | $1,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 9 | $1,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 13 | $1,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 25 | $1,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 100 | $1,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 198 | $1,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 15 | $1,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 43 | $1,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 28 | $1,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 46 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 150 | $1,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 61 | $1,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 20 | $1,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 10 | $1,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 67 | $1,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 76 | $1,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 50 | $1,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 100 | $1,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 83 | $1,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 58 | $1,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 25 | $1,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 50 | $1,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 27 | $1,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 14 | $1,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 200 | $1,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 87 | $1,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 31 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 56 | $1,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 84 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 56 | $1,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 50 | $1,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 220 | $1,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 52 | $1,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 150 | $1,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 100 | $1,000 | thousands by filing date | |
| PCCW ADR | 70454G207 | Common Stock | 144 | $1,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 100 | $1,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 25 | $1,000 | thousands by filing date | |
| MEDIZONE INTL INC | 585013105 | COMMON STOCK | 17,000 | $1,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 272 | $1,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 405 | $1,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,093 | $1,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 1,735 | $1,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 25 | $1,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 60 | $1,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 120 | $1,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,075 | $1,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 220 | $1,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 500 | $1,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 16 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 123 | $1,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 56 | $1,000 | thousands by filing date | |
| SABMillerPLCADS | 78572M105 | COMMON | 14 | $1,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 80 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 26 | $1,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 160 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 100 | $1,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 100 | $1,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 230 | $1,000 | thousands by filing date | |
| Telesites SAB de CV | P90355135 | COM | 947 | $1,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 69 | $1,000 | thousands by filing date | |
| HOLCIM LTD SPONSORED ADR | 50586V108 | ADR | 57 | $1,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 1,000 | $1,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 500 | $1,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 28 | $1,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924127 | *W EXP 01/17/201 | 290 | $1,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCBEST CORP COM | 03937C105 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERIT MED SYS INC COM | 589889104 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HACKETT GROUP INC | 404609109 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Astronics Class B Convertible | 046433207 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP | 56400P201 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AH BELO CORP | 001282102 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YARA INTERNATIONAL ADR | 984851204 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEN BIOTECH INC F | 15130L104 | FOREIGN CANADIAN | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lehman Brothers Holdings Capital Trust III | 52519Y209 | Equity | 657 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LinnCo, LLC | 535782106 | LTD | 1,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 25,264 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA CORP DEL | 98419J107 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOW GROUP INC | 110394103 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLYCORP INC DEL | 608753109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASCADE BANCORP | 147154207 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIC FDRY INC | 83545R207 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| US BANCORP DEL DEP $1.625 PFD Ser F | 902973833 | PREFERRED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS TOTAL | 92829A103 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHMITT INDS INC ORE | 806870200 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGRESS ENERGY INC-CVO | 743263AA3 | COM | 415 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI DIVIDEND & | 36242H500 | PRF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AT HOME GROUP INC | 04650Y100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-021176 | this filing | 2016-11-04 | acceptance time not in the bulk data set |