13F-HR filed by Yorktown Management & Research Co Inc
Yorktown Management & Research Co Inc filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-31, with 289 holding rows worth $459,440,000.
- Accession
- 0000950123-16-020956
- Filer
- CIK 1313559
- Filed
- 2016-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 289 entries on the cover page, a total value of $459,440,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $459,440,000 with VALUE read as thousands by filing date, 13F file number 028-12529. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARES CAPITAL CORP | 04010L103 | COM | 1,690,000 | $26,195,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,010,000 | $20,725,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,112,900 | $17,339,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,960,000 | $16,719,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 547,500 | $16,124,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 187,000 | $9,385,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 450,000 | $8,793,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 211,300 | $8,581,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 469,500 | $8,503,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 550,000 | $8,377,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 375,600 | $8,177,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 500,000 | $7,875,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 563,500 | $7,782,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 570,000 | $7,729,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 510,000 | $7,716,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 540,000 | $7,430,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 770,000 | $7,292,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 139,600 | $7,256,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 689,200 | $7,237,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 422,000 | $6,912,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 400,000 | $6,876,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 63,550 | $6,860,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 360,000 | $6,685,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 382,466 | $6,261,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 170,000 | $5,836,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 662,000 | $5,793,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 355,000 | $5,591,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 365,000 | $5,267,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 320,000 | $5,117,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 420,000 | $4,939,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 311,104 | $4,828,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 250,000 | $4,763,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 435,000 | $4,707,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 520,000 | $4,410,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 290,485 | $4,389,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 240,000 | $4,097,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 290,000 | $3,976,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 230,000 | $3,834,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 170,000 | $3,828,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 900,000 | $3,744,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 1,000,000 | $3,650,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 220,000 | $3,390,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 232,600 | $3,303,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 67,000 | $3,278,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 355,000 | $3,270,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 180,000 | $3,128,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 400,248 | $3,054,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 265,000 | $2,923,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 435,000 | $2,845,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 202,509 | $2,738,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 160,000 | $2,712,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 222,451 | $2,625,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 233,915 | $2,587,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 185,000 | $2,564,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 26,800 | $2,525,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 390,000 | $2,512,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 207,000 | $2,455,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 150,000 | $2,355,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 160,000 | $2,301,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 50,000 | $1,975,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 124,150 | $1,844,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 205,019 | $1,753,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 181,614 | $1,518,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 70,239 | $1,502,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 87,091 | $1,467,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 50,000 | $1,458,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 18,000 | $1,450,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 108,537 | $1,437,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 80,000 | $1,379,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 75,122 | $1,329,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 75,000 | $1,224,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 87,900 | $1,202,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 90,000 | $1,202,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 90,000 | $1,167,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 210,000 | $1,061,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 60,000 | $930,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 57,180 | $894,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 77,377 | $788,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 72,900 | $780,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 60,000 | $757,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 60,000 | $756,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 40,000 | $648,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 14,500 | $627,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 142,347 | $616,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 33,900 | $543,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 5,700 | $521,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 6,000 | $448,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 40,000 | $436,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,000 | $434,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 9,000 | $422,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 500 | $419,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 20,100 | $418,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 9,000 | $406,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 12,000 | $405,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 14,800 | $395,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 4,000 | $394,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 8,300 | $388,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 4,500 | $384,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,400 | $382,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 5,300 | $379,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 6,500 | $378,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 7,300 | $378,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 7,000 | $375,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 400 | $372,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 5,300 | $372,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 35,000 | $371,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 10,000 | $369,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,500 | $369,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,700 | $368,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 8,000 | $366,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 12,800 | $366,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 6,500 | $366,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 14,300 | $365,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 12,000 | $365,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 3,000 | $364,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 10,000 | $355,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 60,000 | $353,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 5,100 | $351,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,700 | $350,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 2,700 | $348,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,400 | $346,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 5,500 | $344,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 26,000 | $344,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 3,500 | $343,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 24,000 | $342,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 4,000 | $339,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 12,000 | $336,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,000 | $335,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 8,500 | $333,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,000 | $330,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 3,600 | $330,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 4,500 | $329,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 200 | $328,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 6,800 | $328,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,000 | $324,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 3,000 | $324,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 420 | $323,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 21,000 | $323,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,500 | $321,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,350 | $321,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,400 | $317,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 4,100 | $317,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 9,000 | $317,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 9,200 | $316,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,500 | $315,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,500 | $314,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 46,000 | $314,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,600 | $312,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 6,700 | $312,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 13,000 | $310,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 25,000 | $310,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,500 | $309,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,300 | $309,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,000 | $308,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 13,300 | $307,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,500 | $307,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 10,000 | $306,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,500 | $305,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 6,300 | $305,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 17,000 | $304,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 17,700 | $303,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 4,000 | $302,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 5,079 | $302,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 16,918 | $302,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,000 | $299,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,800 | $298,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 8,500 | $298,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,600 | $294,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 16,000 | $293,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 20,000 | $292,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 6,500 | $291,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 4,500 | $291,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 6,000 | $290,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 6,500 | $290,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 5,000 | $289,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,500 | $288,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 6,500 | $288,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 7,000 | $288,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 12,000 | $287,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,400 | $287,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 17,927 | $285,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,500 | $283,000 | thousands by filing date | |
| MERCK &COINC | 589331107 | COM | 4,500 | $281,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 700 | $281,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,000 | $280,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 14,000 | $278,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 11,100 | $277,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 4,500 | $276,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 5,000 | $272,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,500 | $271,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,000 | $269,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,600 | $269,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,500 | $267,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 9,000 | $266,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 3,000 | $265,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,550 | $262,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 13,000 | $262,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 5,900 | $261,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,600 | $260,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,900 | $258,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,200 | $258,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 600 | $258,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 5,000 | $258,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,600 | $255,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,700 | $254,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,600 | $254,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 11,000 | $254,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,100 | $253,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,500 | $251,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 8,000 | $250,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 4,600 | $250,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 6,500 | $250,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 2,700 | $249,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 11,000 | $249,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 9,500 | $248,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 8,400 | $247,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 7,000 | $246,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,100 | $245,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 7,200 | $245,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,200 | $244,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 15,463 | $244,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,100 | $243,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 14,000 | $243,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 6,000 | $243,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 9,000 | $243,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,000 | $242,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,000 | $242,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 14,000 | $242,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 10,000 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,500 | $239,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,500 | $233,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,000 | $232,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,800 | $230,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,500 | $227,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 14,000 | $221,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 3,000 | $221,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,100 | $220,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,500 | $219,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 10,000 | $219,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 10,000 | $219,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,700 | $218,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,700 | $216,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3,000 | $216,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 2,450 | $215,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,000 | $214,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 5,800 | $213,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,000 | $213,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,700 | $212,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 10,000 | $212,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 8,200 | $212,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,300 | $211,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,800 | $210,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 500 | $210,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,500 | $210,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,400 | $210,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,800 | $209,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 4,100 | $209,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,500 | $209,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,200 | $209,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 5,000 | $208,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 4,200 | $208,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 3,100 | $208,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,500 | $208,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 57,000 | $208,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 5,000 | $206,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 13,000 | $205,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 4,800 | $204,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 7,400 | $204,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 13,000 | $204,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,500 | $203,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,500 | $203,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 6,200 | $203,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 3,925 | $203,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,300 | $202,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,200 | $202,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 250 | $201,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 6,000 | $201,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 8,700 | $200,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 11,600 | $199,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 10,000 | $195,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 19,400 | $188,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 15,000 | $173,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC | 84860F109 | COM | 13,000 | $173,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 21,000 | $172,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 13,000 | $160,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 12,400 | $112,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 22,000 | $111,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 16,000 | $108,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 14,600 | $105,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-020956 | this filing | 2016-10-31 | acceptance time not in the bulk data set |