13F-HR filed by MSI Financial Services Inc
MSI Financial Services Inc filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-13, with 4,101 holding rows worth $2,917,133,000.
- Accession
- 0000950123-16-020690
- Filer
- CIK 1422771
- Filed
- 2016-10-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 5,098 entries on the cover page, a total value of $2,917,133,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,917,133,000 with VALUE read as thousands by filing date, 13F file number 028-12684. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OTONOMY INC | 68906L105 | COM | 400 | $7,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 4,173 | $7,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 521 | $7,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 6,000 | $7,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 200 | $7,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 1,060 | $7,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 146 | $7,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 140 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 400 | $7,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 588 | $7,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 204 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 340 | $7,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 500 | $7,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 200 | $7,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 668 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 664 | $7,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 400 | $7,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 514 | $7,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 920 | $7,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 240 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 193 | $7,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 616 | $7,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G607 | RESTAURANT ETF | 300 | $7,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 801 | $6,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 157 | $6,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 256 | $6,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 105 | $6,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 66 | $6,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 32 | $6,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 405 | $6,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 106 | $6,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 198 | $6,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 151 | $6,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 220 | $6,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 66 | $6,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 175 | $6,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 91 | $6,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 107 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 250 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 120 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 70 | $6,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 400 | $6,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 382 | $6,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 265 | $6,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 592 | $6,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 332 | $6,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 60 | $6,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 693 | $6,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 500 | $6,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 184 | $6,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 37 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 60 | $6,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 146 | $6,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 475 | $6,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 35 | $6,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 113 | $6,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 341 | $6,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 107 | $6,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 160 | $6,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 37 | $6,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 124 | $6,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 402 | $6,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 551 | $6,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,206 | $6,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 500 | $6,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 232 | $6,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 100 | $6,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 300 | $6,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 200 | $6,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 383 | $6,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 416 | $6,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 120 | $6,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 579 | $6,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,900 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 144 | $6,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 202 | $6,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 500 | $6,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 168 | $6,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 4,000 | $6,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 650 | $6,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 3,489 | $6,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 314 | $6,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 375 | $6,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 160 | $6,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 415 | $6,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 4,000 | $6,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 252 | $6,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 271 | $6,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,000 | $6,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,176 | $6,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,289 | $6,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 204 | $6,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 406 | $6,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 6,585 | $6,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 229 | $6,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 411 | $6,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,200 | $6,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 312 | $6,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 505 | $6,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,000 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 275 | $6,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 470 | $6,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 330 | $6,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 229 | $6,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 400 | $6,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 5,000 | $6,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 5,000 | $6,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 73 | $6,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 450 | $6,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 175 | $5,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 84 | $5,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 150 | $5,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 108 | $5,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 250 | $5,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 631 | $5,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 10 | $5,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,587 | $5,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 400 | $5,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 86 | $5,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 68 | $5,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 67 | $5,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 78 | $5,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 171 | $5,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 53 | $5,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 58 | $5,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 500 | $5,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 183 | $5,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 507 | $5,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 290 | $5,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 93 | $5,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 152 | $5,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 81 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 97 | $5,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 200 | $5,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 186 | $5,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 48 | $5,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 215 | $5,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 204 | $5,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 215 | $5,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 368 | $5,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 189 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 100 | $5,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 400 | $5,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 153 | $5,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 41 | $5,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 286 | $5,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 468 | $5,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 4,194 | $5,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 159 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 76 | $5,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 75 | $5,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 142 | $5,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 121 | $5,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,000 | $5,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 69 | $5,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 3,085 | $5,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 187 | $5,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1,000 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 400 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 100 | $5,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 175 | $5,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 256 | $5,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 703 | $5,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 4,000 | $5,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 125 | $5,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 132 | $5,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 104 | $5,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 313 | $5,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 750 | $5,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 492 | $5,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 171 | $5,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 6,000 | $5,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 253 | $5,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,000 | $5,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 172 | $5,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 200 | $5,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 103 | $5,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 45 | $5,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 150 | $5,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 175 | $5,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 296 | $5,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 526 | $5,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 100 | $5,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,126 | $5,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 106 | $5,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 112 | $5,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 116 | $5,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 450 | $5,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 209 | $5,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 4,500 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 124 | $5,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 500 | $5,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 320 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 190 | $5,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 135 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 250 | $5,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 1,075 | $5,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 409 | $5,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 883 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 186 | $5,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 3,000 | $5,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 150 | $5,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 1,000 | $5,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 4,000 | $5,000 | thousands by filing date | |
| ELKHORN S&P HIGH QUALITY PREFERRED ETF | 287711501 | ETF | 203 | $5,000 | thousands by filing date | |
| ROYAL BANK OF CANADA EXCHANGE TRADED NOTES DUE JULY 19, 2034 LINKED TO THE | 78011D104 | ETF | 451 | $5,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 284 | $4,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 72 | $4,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 100 | $4,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 873 | $4,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 500 | $4,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 48 | $4,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 96 | $4,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 178 | $4,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 116 | $4,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 150 | $4,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 104 | $4,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 118 | $4,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 106 | $4,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 175 | $4,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 182 | $4,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 200 | $4,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 98 | $4,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 283 | $4,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 118 | $4,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 575 | $4,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 160 | $4,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 200 | $4,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 31 | $4,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 279 | $4,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 100 | $4,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 60 | $4,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 517 | $4,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 52 | $4,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 98 | $4,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 85 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 149 | $4,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 117 | $4,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 85 | $4,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 100 | $4,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 94 | $4,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 200 | $4,000 | thousands by filing date | |
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| Mexico Fund Inc/The | 592835102 | COM | 238 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 133 | $4,000 | thousands by filing date | |
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| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 113 | $4,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 335 | $4,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 336 | $4,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 131 | $4,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 4,000 | $4,000 | thousands by filing date | |
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| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,745 | $4,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 590 | $4,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 108 | $4,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 10 | $4,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 175 | $4,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 34 | $4,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 4,000 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 86 | $4,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 3,100 | $4,000 | thousands by filing date | |
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| INTELSAT S A | L5140P101 | COM | 1,450 | $4,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 149 | $4,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 174 | $4,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 60 | $4,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,000 | $4,000 | thousands by filing date | |
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| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 500 | $4,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 300 | $4,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 236 | $4,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 241 | $4,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 58 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 86 | $4,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 301 | $4,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 300 | $4,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 219 | $4,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 169 | $4,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 60 | $4,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 1,047 | $4,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 2,500 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 200 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 165 | $4,000 | thousands by filing date | |
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| LIBERTY TAX INC | 53128T102 | CL A | 329 | $4,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 1,000 | $4,000 | thousands by filing date | |
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| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 4,000 | $4,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 3,000 | $4,000 | thousands by filing date | |
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| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 4,000 | $4,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 3,000 | $4,000 | thousands by filing date | |
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| COMERICAINC | 200340107 | COM | 64 | $3,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 75 | $3,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,540 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 238 | $3,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 25 | $3,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 350 | $3,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 253 | $3,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 100 | $3,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 35 | $3,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 46 | $3,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 538 | $3,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 74 | $3,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 193 | $3,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 35 | $3,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 51 | $3,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 41 | $3,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 168 | $3,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 50 | $3,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 46 | $3,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 100 | $3,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 46 | $3,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 184 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 54 | $3,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 56 | $3,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 86 | $3,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 131 | $3,000 | thousands by filing date | |
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| ANIKA THERAPEUTICS INC | 035255108 | COM | 63 | $3,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 47 | $3,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 46 | $3,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 145 | $3,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 5 | $3,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 52 | $3,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 37 | $3,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 14 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 200 | $3,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 58 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 50 | $3,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 200 | $3,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 50 | $3,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 310 | $3,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 119 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 158 | $3,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 65 | $3,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 75 | $3,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,800 | $3,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 111 | $3,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 46 | $3,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 38 | $3,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 47 | $3,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 27 | $3,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 199 | $3,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 277 | $3,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 50 | $3,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 230 | $3,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 452 | $3,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 48 | $3,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 928 | $3,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 59 | $3,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 455 | $3,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 715 | $3,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 142 | $3,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 90 | $3,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 377 | $3,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 76 | $3,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 3,000 | $3,000 | thousands by filing date | |
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| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 115 | $3,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 1,013 | $3,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 133 | $3,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 49 | $3,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 324 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 59 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 89 | $3,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 417 | $3,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 375 | $3,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 138 | $3,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 68 | $3,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 101 | $3,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 300 | $3,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | |
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| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 327 | $3,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 366 | $3,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 220 | $3,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 200 | $3,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 111 | $3,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 400 | $3,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 161 | $3,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 460 | $3,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 224 | $3,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 113 | $3,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 188 | $3,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 176 | $3,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 26 | $3,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 270 | $3,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,200 | $3,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 105 | $3,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 808 | $3,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 84 | $3,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 131 | $3,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 1,000 | $3,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,050 | $3,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 200 | $3,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 68 | $3,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 500 | $3,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 1,000 | $3,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 1,179 | $3,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000 | $3,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 223 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 156 | $3,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 2,000 | $3,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 6,000 | $3,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 1,700 | $3,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 1,000 | $3,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 200 | $3,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 342 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 87 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 73 | $3,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 100 | $3,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 100 | $3,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 456 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 289 | $3,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 111 | $3,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 40 | $3,000 | thousands by filing date | |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 50 | $3,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 74 | $3,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 2,000 | $3,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 1,231 | $3,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 289 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 100 | $3,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 360 | $3,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 163 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 113 | $3,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 600 | $3,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 164 | $3,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 111 | $3,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 750 | $3,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 401 | $3,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 100 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 102 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 39 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 133 | $3,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 139 | $3,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 125 | $3,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 455 | $3,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 100 | $3,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 75 | $2,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 71 | $2,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 102 | $2,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 60 | $2,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 55 | $2,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 38 | $2,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 150 | $2,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 202 | $2,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 124 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 26 | $2,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 67 | $2,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 34 | $2,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 129 | $2,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 25 | $2,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 100 | $2,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 78 | $2,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 47 | $2,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 177 | $2,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 17 | $2,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 50 | $2,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 30 | $2,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 150 | $2,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 430 | $2,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 50 | $2,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 50 | $2,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 43 | $2,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 67 | $2,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 95 | $2,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 57 | $2,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 34 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 88 | $2,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 45 | $2,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 44 | $2,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 100 | $2,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 60 | $2,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 254 | $2,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 196 | $2,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 40 | $2,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 60 | $2,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 55 | $2,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 37 | $2,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 300 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 76 | $2,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 26 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 145 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-020690 | this filing | 2016-10-13 | acceptance time not in the bulk data set |