13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 2,918 holding rows worth $4,809,250,000.
- Accession
- 0000950123-16-019796
- Filer
- CIK 1569391
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 2,918 entries on the cover page, a total value of $4,809,250,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,809,250,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKCG Americas LLC 028-15067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 28,212 | $118,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 16,913 | $117,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 28,925 | $117,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 37,775 | $116,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 18,457 | $115,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 13,571 | $115,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 264,713 | $114,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 17,773 | $114,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 16,377 | $112,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 19,425 | $112,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 15,988 | $111,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 23,493 | $111,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 89,877 | $111,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 22,581 | $111,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K364 | DAILY NAT GAS 3X | 11,507 | $111,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 13,488 | $110,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 21,739 | $110,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 55,118 | $110,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 66,716 | $108,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 30,173 | $108,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 27,174 | $107,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 45,821 | $106,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 29,262 | $106,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 23,879 | $106,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 14,005 | $106,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 59,109 | $106,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 20,244 | $106,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 26,782 | $105,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 23,912 | $104,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 18,632 | $104,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 12,572 | $104,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 175,764 | $104,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 13,009 | $104,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 20,450 | $103,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 18,690 | $102,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 14,989 | $102,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 10,121 | $102,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 11,477 | $101,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 20,468 | $101,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 19,112 | $101,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 14,080 | $100,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 12,625 | $100,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 12,892 | $100,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 14,997 | $100,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 11,640 | $99,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 11,185 | $97,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 29,321 | $97,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,696 | $96,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 205,188 | $96,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 23,347 | $96,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 14,378 | $95,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 23,361 | $93,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 110,696 | $93,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 42,471 | $93,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 29,736 | $93,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 10,054 | $92,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 42,336 | $92,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 14,918 | $91,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 12,631 | $91,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 21,874 | $90,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 15,476 | $90,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 12,217 | $90,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 40,032 | $90,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 10,910 | $89,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 17,349 | $88,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 107,189 | $88,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 10,562 | $87,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 39,160 | $87,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 94,935 | $87,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 30,336 | $86,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 13,343 | $85,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 56,991 | $85,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 18,702 | $85,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 50,107 | $84,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 23,641 | $84,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 26,180 | $84,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 18,357 | $84,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 10,653 | $83,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 12,819 | $83,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 12,170 | $82,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 11,254 | $82,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 10,149 | $82,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 25,333 | $81,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 12,465 | $81,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 70,741 | $81,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 15,585 | $81,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 19,200 | $81,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 16,305 | $80,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 27,173 | $80,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 35,739 | $80,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 17,509 | $79,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 20,733 | $78,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 12,593 | $78,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 14,056 | $77,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 12,386 | $76,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 16,195 | $76,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 10,914 | $75,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 13,483 | $74,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 11,570 | $73,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 11,469 | $73,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 21,212 | $72,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 10,704 | $72,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 16,268 | $72,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 44,556 | $72,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 13,164 | $72,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 28,660 | $71,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 11,615 | $71,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 36,767 | $71,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 15,764 | $71,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 12,987 | $70,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 127,081 | $70,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 27,573 | $70,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 35,908 | $70,000 | thousands by filing date | |
| GENERAL EMPLOYMENT ENTERPRIS | 369730304 | Cmn | 16,697 | $70,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,595 | $69,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 12,493 | $69,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 24,530 | $69,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 16,711 | $69,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 10,392 | $68,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 52,680 | $68,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 13,962 | $68,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 41,494 | $66,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 29,361 | $65,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 16,645 | $65,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 21,812 | $65,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 17,108 | $65,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 10,978 | $64,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 45,762 | $64,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 65,340 | $64,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 11,529 | $63,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 10,016 | $63,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 70,962 | $62,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 39,817 | $62,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 10,549 | $62,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 64,168 | $62,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 15,452 | $61,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 14,223 | $61,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 11,620 | $60,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 13,146 | $60,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 45,486 | $60,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 18,774 | $60,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 205,582 | $60,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 32,840 | $60,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 11,575 | $60,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 15,251 | $60,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 131,050 | $59,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 11,591 | $58,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 10,848 | $58,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 55,050 | $58,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 45,263 | $58,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 20,440 | $58,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 27,732 | $58,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 21,337 | $57,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 25,351 | $57,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 41,424 | $57,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 13,479 | $56,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 34,070 | $56,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 36,462 | $56,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 12,926 | $55,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 22,380 | $55,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 12,040 | $55,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 193,281 | $55,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 14,697 | $55,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 32,907 | $55,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X409 | COM NEW ADDED | 36,761 | $55,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 23,945 | $54,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 26,298 | $54,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 12,336 | $53,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 32,344 | $53,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 17,867 | $53,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 11,256 | $53,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 22,408 | $52,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 80,264 | $52,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 311,252 | $52,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 42,245 | $52,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 14,026 | $52,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 20,866 | $50,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 15,877 | $50,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 25,033 | $50,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 33,885 | $50,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 31,613 | $50,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 64,835 | $50,000 | thousands by filing date | |
| DATARAM CORP | 238108302 | COM | 80,466 | $49,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 82,148 | $49,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 19,270 | $48,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 42,944 | $48,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 14,511 | $48,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 21,911 | $48,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 30,123 | $48,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 88,831 | $47,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 19,551 | $47,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 136,911 | $47,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 14,057 | $46,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 21,961 | $45,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 180,876 | $45,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 24,996 | $45,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 33,716 | $44,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 54,515 | $44,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 17,100 | $44,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 12,463 | $44,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 45,779 | $44,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 358,445 | $44,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 14,361 | $44,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 66,723 | $44,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 21,467 | $43,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 49,366 | $43,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 12,965 | $43,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 32,783 | $43,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 45,226 | $43,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 33,450 | $42,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 14,287 | $42,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 26,799 | $42,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 21,085 | $42,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 18,451 | $41,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 23,628 | $41,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 10,390 | $40,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 78,409 | $40,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 21,135 | $40,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 23,084 | $39,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 20,279 | $39,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 18,026 | $39,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 56,199 | $39,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 19,335 | $38,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 20,449 | $38,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 15,204 | $38,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 26,059 | $38,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 14,109 | $38,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 36,011 | $38,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 17,013 | $37,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 18,903 | $37,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 15,545 | $36,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 32,702 | $35,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 41,055 | $35,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 34,968 | $34,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 52,067 | $34,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 434,231 | $34,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 53,503 | $34,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 31,935 | $34,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 15,253 | $33,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 11,245 | $32,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 26,345 | $32,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 10,665 | $32,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 21,457 | $32,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A606 | COM NEW | 29,152 | $32,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 22,586 | $31,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 21,777 | $31,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 18,282 | $31,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 31,422 | $31,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 14,637 | $31,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 18,885 | $31,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 10,511 | $30,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 67,098 | $30,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 19,636 | $30,000 | thousands by filing date | |
| StemCells, Inc. | 85857R303 | COM | 75,095 | $30,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 51,889 | $29,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 11,986 | $29,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 25,005 | $29,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 16,338 | $29,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 21,286 | $28,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 11,717 | $28,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 25,642 | $28,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 67,758 | $27,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F102 | SHS | 26,280 | $27,000 | thousands by filing date | |
| MACROCURE LTD | M67872107 | SHS | 19,192 | $27,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 11,774 | $26,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 10,739 | $26,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 15,274 | $26,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 34,876 | $26,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 28,150 | $26,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 14,317 | $26,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 11,206 | $25,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 21,586 | $25,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 11,319 | $25,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 15,788 | $25,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 20,291 | $24,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 64,786 | $24,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 39,905 | $24,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 29,379 | $24,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 19,999 | $24,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255500 | COM PAR NEW | 14,539 | $24,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 13,871 | $23,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 28,335 | $23,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 35,138 | $23,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 18,018 | $23,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 101,711 | $23,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 14,638 | $23,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 39,514 | $23,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 25,114 | $23,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 24,682 | $23,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 15,123 | $23,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 19,664 | $22,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 48,810 | $22,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 12,083 | $22,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 12,646 | $21,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 16,988 | $21,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 68,782 | $21,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 30,028 | $21,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853202 | Cmn | 20,161 | $21,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 11,750 | $20,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 10,016 | $20,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 14,696 | $19,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 32,690 | $19,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 32,089 | $19,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 176,106 | $19,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 10,657 | $19,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 29,171 | $19,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 10,686 | $18,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 32,283 | $18,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 57,519 | $18,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 41,938 | $18,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 41,102 | $18,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 46,192 | $18,000 | thousands by filing date | |
| CERES INC | 156773400 | COM NEW | 45,949 | $18,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 39,469 | $18,000 | thousands by filing date | |
| COPSYNC INC | 217712207 | COM NEW | 14,037 | $18,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T309 | COM NEW | 118,277 | $18,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 29,666 | $17,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 16,738 | $17,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 10,016 | $17,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 16,281 | $17,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 70,207 | $16,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 10,130 | $16,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 3,551,647 | $16,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 12,978 | $15,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 18,968 | $15,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 51,919 | $15,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 53,209 | $15,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 18,171 | $14,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 17,258 | $14,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 11,974 | $14,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 34,736 | $14,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 11,163 | $13,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 38,437 | $13,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 21,781 | $13,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 31,613 | $13,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 12,217 | $12,000 | thousands by filing date | |
| Capnia, Inc. | 14066L105 | Common | 10,207 | $12,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 11,174 | $11,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 42,659 | $11,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 45,898 | $11,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 58,507 | $11,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 13,159 | $11,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 10,553 | $11,000 | thousands by filing date | |
| MATEON THERAPEUTICS INC COM | 57667K109 | Stock | 15,144 | $11,000 | thousands by filing date | |
| FUNCTIONX INC NEW COM NEW | 36077T108 | Stock | 37,355 | $11,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 26,140 | $11,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 50,730 | $11,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 19,692 | $10,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 25,314 | $10,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP | 31809H118 | *W EXP 02/19/202 | 12,299 | $10,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 36,982 | $10,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 18,817 | $10,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 15,483 | $9,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,865 | $9,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 36,780 | $9,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 21,065 | $9,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 17,633 | $9,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 15,468 | $8,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 10,167 | $8,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 78,451 | $8,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002104 | COM | 21,916 | $8,000 | thousands by filing date | |
| ATRINSIC INC | 04964C208 | COM NEW | 8,317,918 | $8,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 10,340 | $7,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 10,633 | $7,000 | thousands by filing date | |
| EnerJex Resources Inc | 292758406 | COM | 24,097 | $7,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 11,871 | $7,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 19,893 | $7,000 | thousands by filing date | |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 27,688 | $7,000 | thousands by filing date | |
| INSPIREMD INC | 45779A507 | Cmn | 22,403 | $7,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M129 | *W EXP 08/01/201 | 532,335 | $7,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 17,265 | $6,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 16,115 | $6,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 12,316 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 11,525 | $6,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 14,762 | $6,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 10,500 | $6,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 31,407 | $6,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 13,048 | $6,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 14,987 | $6,000 | thousands by filing date | |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 22,246 | $6,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 16,728 | $5,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 10,359 | $5,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 15,692 | $5,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 20,160 | $5,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 18,933 | $5,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J112 | RIGHT 03/30/2016 | 12,936 | $5,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 15,075 | $4,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 14,356 | $4,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 22,609 | $4,000 | thousands by filing date | |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 13,042 | $4,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 26,883 | $3,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 21,684 | $3,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 64,859 | $3,000 | thousands by filing date | |
| DXI ENERGY INC COM | 23286A104 | Stock | 21,462 | $3,000 | thousands by filing date | |
| CAPNIA INC | 14066L113 | *W EXP 11/12/201 | 11,790 | $3,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 12,403 | $3,000 | thousands by filing date | |
| AMERICAN DEFENSE SYSTEMS INC | 025351107 | COM | 592,010 | $2,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L132 | RIGHT 06/25/2016 | 19,799 | $2,000 | thousands by filing date | |
| Dearborn Bancorp Inc | 24242R108 | COM | 86,990 | $1,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 18,991 | $1,000 | thousands by filing date | |
| Beacon Power Corp New | 073677205 | COM | 66,220 | $1,000 | thousands by filing date | |
| Advanced Battery Technologies Inc | 00752H102 | COM | 27,278 | $1,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 12,964 | $1,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T129 | *W EXP 04/13/201 | 36,792 | $1,000 | thousands by filing date | |
| BMB MUNAI INC | 09656A105 | COM | 174,556 | $1,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J138 | *W EXP 03/29/202 | 10,992 | $1,000 | thousands by filing date | |
| FIRST PL FINL CORP COM | 33610t109 | COM | 101,617 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Comwlth Bankshares | 202736104 | COM | 261,274 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESIDENTIAL RLTY NEW CL B | 741004204 | COM | 10,356 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MF GLOBAL HOLDINGS LTD | 55277J108 | COMMON | 122,371 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INFRASTRUCTURE INVT CORP | 16944H107 | COM | 279,836 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENER1 INC NEW | 29267A203 | COM | 683,708 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 30,131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WACCAMAW BANKSHARES INC - COMMON STOCK | 929741106 | COM | 652,041 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zanett Inc | 98906R208 | COM NEW | 36,478 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEYUAN PETROCHEMICALS INC | 493722102 | COM | 58,120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARNERO GROUP ACQUISITION CO | G5866L116 | *W EXP 06/24/201 | 10,171 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIT TECHNOLOGIES LTD | M8215Q128 | *W EXP 12/01/201 | 11,997 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-019796 | this filing | 2016-08-12 | acceptance time not in the bulk data set |