13F-HR filed by Nuveen Asset Management, LLC
Nuveen Asset Management, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 1,314 holding rows worth $16,297,545,000.
- Accession
- 0000950123-16-019671
- Filer
- CIK 1521019
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 1,314 entries on the cover page, a total value of $16,297,545,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,297,545,000 with VALUE read as thousands by filing date, 13F file number 028-14498. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNuveen Investments, Inc. 028-11405
- included managerNuveen Fund Advisors, LLC 028-11710
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SYNCHRONYFINL | 87165B103 | STOK | 43,317 | $1,095,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 64,960 | $1,094,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 40,446 | $1,094,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 10,000 | $1,090,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 48,048 | $1,083,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 14,356 | $1,076,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 11,843 | $1,074,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 48,565 | $1,074,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 28,125 | $1,073,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 45,802 | $1,053,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 53,939 | $1,052,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 35,552 | $1,051,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 55,953 | $1,049,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 40,369 | $1,039,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 92,643 | $1,037,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 36,121 | $1,029,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 20,527 | $1,028,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 20,426 | $1,021,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 75,043 | $1,016,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 13,621 | $1,011,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 41,272 | $999,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 38,273 | $999,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 17,676 | $995,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 58,889 | $993,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 18,915 | $987,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 47,253 | $986,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 23,957 | $985,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 43,967 | $978,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 70,147 | $976,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 15,817 | $976,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 28,900 | $972,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 27,072 | $971,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 20,063 | $966,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 61,893 | $965,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 16,432 | $960,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 17,135 | $954,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 25,265 | $954,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 133,607 | $953,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 20,010 | $952,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 19,012 | $952,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 27,757 | $949,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 37,162 | $949,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 18,000 | $944,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 10,000 | $937,000 | thousands by filing date | call |
| GATX CORP COM | 361448103 | Stock | 21,305 | $937,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 246,600 | $932,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 18,064 | $930,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 29,800 | $929,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 26,440 | $926,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 19,294 | $925,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 14,872 | $923,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 53,496 | $921,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 17,109 | $920,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 17,900 | $918,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 21,652 | $916,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 40,381 | $916,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 50,419 | $915,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 38,000 | $912,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 44,899 | $912,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 28,887 | $908,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 17,563 | $904,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 25,709 | $899,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 20,000 | $896,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 13,514 | $895,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 11,493 | $889,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 96,013 | $876,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 58,489 | $869,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 67,732 | $857,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 51,873 | $854,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 11,506 | $851,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 16,862 | $847,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 25,302 | $844,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 30,131 | $840,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 45,128 | $837,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 27,893 | $834,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 23,483 | $834,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 51,284 | $831,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 30,406 | $829,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 40,210 | $826,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 174,348 | $823,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 32,888 | $821,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 57,474 | $817,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 68,808 | $813,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 24,666 | $811,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 10,444 | $809,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 68,297 | $797,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 17,921 | $796,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 36,141 | $795,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 28,966 | $794,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 43,858 | $793,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 17,305 | $788,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 21,782 | $787,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 31,609 | $785,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 14,753 | $784,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 14,880 | $782,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 29,000 | $782,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 43,843 | $781,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 49,883 | $781,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 61,783 | $775,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 233,185 | $772,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 37,233 | $768,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 11,534 | $767,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 16,388 | $758,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 45,249 | $757,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 11,899 | $753,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 81,271 | $753,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 22,724 | $748,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 30,045 | $746,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 58,051 | $745,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 23,758 | $736,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 23,478 | $728,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 17,690 | $727,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 64,536 | $726,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 67,475 | $723,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 48,390 | $721,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 18,917 | $720,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 17,501 | $719,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 59,224 | $717,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 20,704 | $717,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 11,530 | $715,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 29,300 | $705,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 10,090 | $699,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 26,615 | $694,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 14,533 | $686,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 11,490 | $680,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 11,000 | $669,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 20,854 | $668,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 48,766 | $668,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 29,032 | $667,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 95,110 | $665,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 16,072 | $665,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 26,374 | $663,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 17,956 | $657,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 19,026 | $649,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 53,863 | $649,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 50,674 | $646,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 14,922 | $645,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 14,391 | $643,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 17,994 | $628,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 18,698 | $623,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,000 | $621,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 32,367 | $621,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 14,646 | $617,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 62,980 | $607,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 54,577 | $603,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 233,478 | $602,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 85,621 | $601,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 10,000 | $599,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 15,437 | $598,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 16,347 | $598,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 53,753 | $596,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 226,803 | $585,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 18,897 | $581,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 40,514 | $572,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 475 | $568,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 28,000 | $563,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 21,389 | $560,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 12,147 | $558,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 10,333 | $554,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 40,190 | $550,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 13,574 | $541,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 23,033 | $536,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 12,350 | $534,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 17,395 | $532,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 34,869 | $532,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 22,269 | $532,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 54,163 | $530,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 38,954 | $528,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 29,448 | $526,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 19,783 | $524,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 14,020 | $523,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 12,726 | $514,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 12,250 | $513,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 32,814 | $512,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 13,012 | $511,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 53,711 | $510,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 5,000 | $507,000 | thousands by filing date | call |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 15,000 | $507,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 17,681 | $507,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 46,388 | $506,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 33,958 | $503,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 10,964 | $498,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 34,321 | $497,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 21,351 | $495,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 21,599 | $486,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 27,204 | $485,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 28,632 | $480,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 14,000 | $479,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 19,008 | $467,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 19,722 | $462,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 31,679 | $459,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 7,000 | $457,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 10,558 | $455,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 32,524 | $449,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 28,345 | $448,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 85,384 | $446,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 52,082 | $445,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 18,129 | $442,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 15,392 | $439,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 13,079 | $437,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 20,000 | $433,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 4,000 | $432,000 | thousands by filing date | call |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 22,900 | $431,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 15,500 | $429,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 15,398 | $426,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 43,148 | $425,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 28,107 | $423,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 24,869 | $417,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 23,497 | $410,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 20,597 | $401,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 13,591 | $401,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 10,291 | $397,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 13,034 | $389,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 5,000 | $388,000 | thousands by filing date | call |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 22,491 | $387,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 11,509 | $385,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 14,411 | $384,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 18,893 | $377,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 34,351 | $372,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 20,866 | $362,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 28,142 | $362,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 11,638 | $360,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 15,562 | $358,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 14,823 | $357,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 13,000 | $356,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 41,333 | $356,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 5,000 | $354,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 14,612 | $348,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 25,337 | $338,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,603 | $337,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 11,216 | $334,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 10,917 | $334,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 15,707 | $333,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 5,000 | $333,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680103 | COM | 7,000 | $332,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 26,983 | $331,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,000 | $328,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 12,509 | $314,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 24,551 | $309,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 11,569 | $303,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 22,432 | $297,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 19,931 | $292,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 19,000 | $292,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 25,000 | $288,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 19,059 | $286,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 15,078 | $286,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 15,435 | $279,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 23,170 | $277,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 700 | $271,000 | thousands by filing date | call |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 27,966 | $258,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 12,000 | $233,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 4,000 | $225,000 | thousands by filing date | call |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 17,081 | $218,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 70,323 | $217,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 15,697 | $212,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 18,820 | $209,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 14,902 | $206,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 48,203 | $206,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 2,000,000 | $192,000 | thousands by filing date | principal |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 28,500 | $185,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 10,144 | $183,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 10,677 | $176,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 21,858 | $168,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 10,872 | $162,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 14,254 | $149,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 16,770 | $138,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 21,966 | $131,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 17,868 | $130,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 25,262 | $129,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 14,411 | $126,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,405 | $119,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 15,047 | $118,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 11,682 | $109,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,112 | $108,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 11,172 | $104,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 15,528 | $103,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 10,507 | $97,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 21,769 | $94,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 11,291 | $90,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 11,708 | $87,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 10,228 | $86,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 10,000 | $86,000 | thousands by filing date | put |
| SYNERGY RES CORP | 87164P103 | COM | 11,866 | $79,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 16,000 | $79,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 20,000 | $76,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 12,007 | $73,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 15,699 | $73,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 11,649 | $66,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 13,563 | $62,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 12,006 | $46,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 27,007 | $36,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 10,613 | $33,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 24,688 | $30,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 13,436 | $30,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 464,265 | $30,000 | thousands by filing date | principal |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 16,226 | $28,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 250,960 | $28,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 10,224 | $27,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 21,459 | $25,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 11,953 | $22,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 402,378 | $20,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 285,722 | $15,000 | thousands by filing date | principal |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 10,211 | $13,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 316,500 | $12,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 132,259 | $6,000 | thousands by filing date | principal |
| Galena Biopharma Inc | 363256108 | COM | 12,136 | $6,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 153,769 | $6,000 | thousands by filing date | principal |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 131,493 | $4,000 | thousands by filing date | principal |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 46,440 | $3,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 40,136 | $3,000 | thousands by filing date | principal |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 34,191 | $2,000 | thousands by filing date | principal |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 87,448 | $2,000 | thousands by filing date | principal |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 37,000 | $2,000 | thousands by filing date | principal |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 100,634 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-019671 | this filing | 2016-08-12 | acceptance time not in the bulk data set |