13F-HR filed by Yorktown Management & Research Co Inc
Yorktown Management & Research Co Inc filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 305 holding rows worth $439,946,000.
- Accession
- 0000950123-16-019635
- Filer
- CIK 1313559
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 305 entries on the cover page, a total value of $439,946,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $439,946,000 with VALUE read as thousands by filing date, 13F file number 028-12529. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,424,400 | $12,193,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 630,000 | $12,002,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 410,000 | $11,345,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 550,000 | $10,901,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 660,000 | $9,372,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 450,000 | $9,324,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 211,300 | $9,130,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 220,000 | $8,776,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 630,000 | $8,625,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 670,000 | $8,321,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 595,000 | $8,235,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 400,000 | $7,996,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 470,000 | $7,807,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 700,000 | $7,749,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 476,500 | $7,734,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 137,400 | $7,672,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 390,000 | $7,047,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 480,000 | $6,931,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 440,000 | $6,723,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 515,000 | $6,644,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 200,000 | $6,570,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 700,000 | $6,335,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 400,000 | $6,096,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 350,000 | $5,996,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 662,000 | $5,766,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 300,000 | $5,757,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 375,000 | $5,726,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 360,000 | $5,684,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 360,000 | $5,684,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 510,000 | $5,676,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 350,000 | $5,572,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 380,000 | $5,092,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 365,000 | $5,004,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 311,104 | $4,744,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 420,000 | $4,628,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 435,000 | $4,541,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 900,000 | $4,446,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 290,485 | $4,360,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 270,000 | $4,339,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 520,000 | $4,202,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 310,000 | $4,163,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 240,000 | $3,972,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 290,000 | $3,898,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 230,000 | $3,816,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 1,000,000 | $3,530,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 220,000 | $3,304,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 297,739 | $3,079,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 355,000 | $3,035,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 290,000 | $2,975,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 200,000 | $2,842,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 435,000 | $2,627,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 202,509 | $2,627,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 25,000 | $2,536,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 160,000 | $2,528,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 222,451 | $2,507,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 185,000 | $2,433,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 390,000 | $2,344,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 285,000 | $2,323,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 207,000 | $2,267,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 160,000 | $2,187,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 150,000 | $2,159,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 154,150 | $2,120,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 125,000 | $2,033,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 37,000 | $1,804,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 175,000 | $1,792,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 420,000 | $1,756,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 21,500 | $1,738,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 200,000 | $1,674,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 50,000 | $1,545,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 117,900 | $1,515,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 70,239 | $1,443,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 181,614 | $1,435,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 100,000 | $1,382,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 87,091 | $1,369,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 80,000 | $1,324,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 75,122 | $1,280,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 75,000 | $1,178,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 90,000 | $1,172,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 90,000 | $1,078,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 118,000 | $1,036,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 210,000 | $1,029,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 73,200 | $1,025,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 63,500 | $989,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 73,523 | $955,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 73,537 | $897,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 60,000 | $866,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 57,180 | $857,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 72,900 | $755,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 60,000 | $737,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 85,000 | $728,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 55,000 | $682,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 28,517 | $680,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 55,000 | $676,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 160,000 | $630,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 60,000 | $605,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 14,500 | $604,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 28,904 | $553,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 40,000 | $550,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 33,900 | $511,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 9,300 | $445,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 6,000 | $432,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 9,050 | $422,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 4,700 | $399,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 4,500 | $397,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,000 | $383,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 12,800 | $383,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 30,000 | $383,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 27,000 | $382,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 400 | $381,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,550 | $381,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 6,500 | $378,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,300 | $377,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 6,500 | $377,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 12,200 | $377,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 6,800 | $377,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 12,200 | $376,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 4,000 | $371,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,400 | $371,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 6,500 | $368,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,400 | $366,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,000 | $365,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 12,000 | $362,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 8,300 | $359,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 14,800 | $359,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 500 | $358,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,000 | $357,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 200 | $356,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 5,100 | $354,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 7,000 | $349,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 14,300 | $347,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,700 | $344,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 7,000 | $343,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 4,500 | $341,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 9,000 | $341,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,600 | $339,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 4,000 | $338,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,000 | $335,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 420 | $333,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,700 | $330,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,350 | $329,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,500 | $327,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 5,000 | $324,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,000 | $323,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,500 | $322,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 12,000 | $322,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 8,000 | $321,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 7,000 | $321,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,500 | $321,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 2,700 | $319,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 5,300 | $318,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 30,000 | $318,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 10,000 | $317,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 5,500 | $317,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 12,000 | $315,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 5,079 | $315,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 5,300 | $315,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,500 | $315,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,100 | $313,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 46,000 | $311,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 6,700 | $311,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 10,000 | $310,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 8,500 | $309,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 4,500 | $309,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 3,000 | $305,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,500 | $305,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 24,000 | $305,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 13,000 | $303,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 3,600 | $300,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 12,000 | $300,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 6,500 | $299,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 9,000 | $298,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 3,000 | $297,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,800 | $296,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 17,700 | $296,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,000 | $295,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 16,918 | $295,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 26,000 | $295,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 16,000 | $293,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 3,000 | $292,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,700 | $291,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,800 | $290,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 5,000 | $289,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,400 | $289,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 4,100 | $287,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,600 | $285,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,500 | $283,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 13,300 | $283,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 6,000 | $278,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,400 | $276,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 6,300 | $276,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 5,000 | $275,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,400 | $274,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 14,000 | $274,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,600 | $273,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 11,100 | $272,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,000 | $271,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,300 | $271,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,600 | $271,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,900 | $270,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,000 | $270,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 7,000 | $270,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 4,500 | $270,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 5,000 | $269,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,500 | $269,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 25,000 | $269,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,550 | $267,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,500 | $265,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 4,000 | $265,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 10,000 | $262,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 14,000 | $262,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 32,000 | $261,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 14,000 | $260,000 | thousands by filing date | |
| MERCK &COINC | 589331107 | COM | 4,500 | $259,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 6,500 | $259,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 22,513 | $258,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,400 | $255,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,200 | $254,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,200 | $254,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,100 | $254,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,600 | $253,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 22,400 | $253,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,000 | $252,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 4,500 | $252,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 14,000 | $250,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 2,700 | $250,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 11,000 | $250,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 600 | $249,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 21,000 | $249,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 5,900 | $246,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 9,000 | $246,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 6,500 | $244,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 700 | $244,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,700 | $242,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 19,400 | $240,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 11,000 | $240,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,500 | $239,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,100 | $239,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 8,000 | $239,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 4,600 | $239,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,000 | $236,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,000 | $235,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 8,400 | $235,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,500 | $234,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,800 | $233,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 8,500 | $232,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,500 | $230,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,500 | $230,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,500 | $229,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 9,500 | $229,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 7,200 | $226,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,500 | $226,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 10,000 | $225,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 13,000 | $224,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,000 | $223,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,000 | $221,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 5,000 | $221,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,000 | $219,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 10,000 | $219,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,500 | $217,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,000 | $217,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,000 | $217,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 30,000 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,200 | $214,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 9,000 | $213,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,000 | $212,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 7,400 | $212,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 3,046 | $212,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 6,000 | $211,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 12,500 | $211,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,900 | $208,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,500 | $208,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,100 | $207,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 3,000 | $207,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,860 | $206,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,000 | $204,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,000 | $203,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,800 | $203,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,100 | $203,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 2,000 | $203,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 8,000 | $203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 4,500 | $201,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 7,000 | $200,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 13,000 | $193,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 10,000 | $190,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 11,600 | $184,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 21,000 | $180,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 24,500 | $166,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC | 84860F109 | COM | 13,000 | $166,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 15,000 | $160,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 10,000 | $135,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 13,000 | $134,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 21,000 | $122,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 16,000 | $115,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 12,000 | $110,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 11,314 | $107,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 12,800 | $105,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 14,600 | $101,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 22,000 | $97,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 15,500 | $92,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 16,000 | $92,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 11,500 | $88,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 20,426 | $82,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 19,876 | $78,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 50,000 | $77,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,000 | $59,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-019635 | this filing | 2016-08-12 | acceptance time not in the bulk data set |