13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-05, with 4,606 holding rows worth $85,342,619,000 by the sum of the rows.
- Accession
- 0000950123-16-018876
- Filer
- CIK 713676
- Filed
- 2016-08-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 4,318 entries on the cover page, a total value of $68,366,258,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $85,342,619,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $68,366,258,000, 20% less than the sum of the rows, $85,342,619,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 2,361 | $35,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 462 | $35,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 1,832 | $35,000 | thousands by filing date | |
| ING GROEP N V | 456837400 | PRF | 1,353 | $35,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 12,000 | $35,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 1,596 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 632 | $34,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,400 | $34,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,490 | $34,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 847 | $34,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 3,800 | $34,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 4,030 | $34,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 2,980 | $34,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,270 | $34,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,011 | $34,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 2,605 | $34,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 23,400 | $34,000 | thousands by filing date | |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 1,300 | $34,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,375 | $34,000 | thousands by filing date | |
| AON Cap 8.205% 1/27 Non-Call B | 22532r101 | PFD | 1,036 | $34,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 300 | $34,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 8,000 | $34,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 1,326 | $34,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 400 | $33,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 238 | $33,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 2,225 | $33,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 3,253 | $33,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,909 | $33,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 5,314 | $33,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 1,094 | $33,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 3,532 | $33,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 11,006 | $33,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,900 | $33,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 4,724 | $33,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 670 | $33,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 2,266 | $33,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 1,610 | $33,000 | thousands by filing date | |
| CBL & ASSOC PPTYS INC PFD SERI | 124830803 | PFD | 1,350 | $33,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 326 | $32,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 1,142 | $32,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 223 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 415 | $32,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 900 | $32,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,737 | $32,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 1,032 | $32,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 9,007 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 1,899 | $32,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 4,258 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 706 | $32,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 800 | $32,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 4,000 | $32,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 214 | $32,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 2,400 | $32,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 1,457 | $32,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 2,000 | $32,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 800 | $32,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 2,318 | $32,000 | thousands by filing date | |
| WILLIAM HILL ADR | 96925P104 | COM | 2,293 | $32,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K299 | LTN AM BL 3X NEW | 424 | $32,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 479 | $31,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 328 | $31,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,351 | $31,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 6,510 | $31,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 6,323 | $31,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,448 | $31,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,281 | $31,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,982 | $31,000 | thousands by filing date | |
| MORGAN STANLEY CAPITAL TRUST 6.45% $1.6125 PFD | 61753R200 | PREFERRED | 1,219 | $31,000 | thousands by filing date | |
| NATIONAL RETAIL PROPERTIES | 637417601 | PFD | 1,200 | $31,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 239 | $30,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 4,208 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 650 | $30,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,472 | $30,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,200 | $30,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 4,879 | $30,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 1,394 | $30,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 1,598 | $30,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 2,058 | $30,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 1,130 | $30,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 2,000 | $30,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 441 | $30,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 734 | $30,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 200 | $30,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 506 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 808 | $30,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 3,000 | $30,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 2,500 | $30,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 843 | $29,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 285 | $29,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 2,184 | $29,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 841 | $29,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 1,433 | $29,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 2,200 | $29,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,875 | $29,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 853 | $29,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 9,791 | $29,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,011 | $29,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1,861 | $29,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 734 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 733 | $29,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 576 | $29,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 155 | $28,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 279 | $28,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 1,317 | $28,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,986 | $28,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 892 | $28,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,971 | $28,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 987 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 550 | $28,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,800 | $28,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 600 | $28,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 2,164 | $28,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 25,000 | $28,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 7,305 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 600 | $28,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 1,037 | $28,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 3,000 | $28,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 250 | $28,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,428 | $27,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 507 | $27,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,200 | $27,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,271 | $27,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 1,906 | $27,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 1,069 | $27,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,018 | $27,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 5,000 | $27,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 3,140 | $27,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 1,000 | $27,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 1,035 | $27,000 | thousands by filing date | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 1,000 | $27,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 245 | $26,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 1,263 | $26,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 961 | $26,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 208 | $26,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 3,470 | $26,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 1,021 | $26,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 393 | $26,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 4,500 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 592 | $26,000 | thousands by filing date | |
| Pitney Bowes Inc. Notes Sr | 724479506 | PFD | 950 | $26,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 707 | $26,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 2,448 | $26,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 400 | $26,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 74,000 | $26,000 | thousands by filing date | |
| US Bancorp | 902973817 | PFD | 1,000 | $26,000 | thousands by filing date | |
| GOLDMAN SACHS 5.95% PFD SER I | 38145G209 | PRD | 1,000 | $26,000 | thousands by filing date | |
| AEGON NV PERPETUAL | 007924400 | PRF | 1,000 | $26,000 | thousands by filing date | |
| Allied Capital ARCC6.875% 4/20 | 01903q207 | PFD | 1,003 | $26,000 | thousands by filing date | |
| BB&T CORPORATION | 054937602 | PFD | 1,000 | $26,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 1,000 | $26,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 2,741 | $26,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 12,000 | $26,000 | thousands by filing date | |
| IMPAC MTG | 45254P409 | Preferred Stock | 6,000 | $26,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 249 | $25,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,000 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 1,000 | $25,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 3,254 | $25,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,481 | $25,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,226 | $25,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 284 | $25,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 500 | $25,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,066 | $25,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 4,343 | $25,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2,435 | $25,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 500 | $25,000 | thousands by filing date | |
| CORTS TR P | 22080R206 | Preferred Stock | 750 | $25,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 1,682 | $25,000 | thousands by filing date | |
| BALITMORE | 059165696 | Preferred Stock | 250 | $25,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,229 | $24,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,416 | $24,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 3,646 | $24,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 3,838 | $24,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,900 | $24,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 6,000 | $24,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 4,476 | $24,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 3,000 | $24,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,433 | $24,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,331 | $24,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,000 | $24,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 250 | $24,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,000 | $24,000 | thousands by filing date | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 222 | $24,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 1,440 | $24,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 1,365 | $24,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 1,500 | $24,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 624 | $24,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 1,337 | $24,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,126 | $24,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 900 | $24,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 944 | $24,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 2,425 | $24,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,815 | $23,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 4,464 | $23,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 490 | $23,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,098 | $23,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1,071 | $23,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 871 | $23,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,501 | $23,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 2,000 | $23,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 586 | $23,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 283 | $23,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 673 | $23,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,300 | $23,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,694 | $23,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 2,499 | $23,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 930 | $23,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 4,511 | $23,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 6,000 | $23,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 851 | $23,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 1,499 | $23,000 | thousands by filing date | |
| BAC CAPITAL TRUST VIII | 05518T209 | PRF | 900 | $23,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 2,500 | $23,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 2,717 | $23,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 718 | $22,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 619 | $22,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 772 | $22,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,000 | $22,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 138 | $22,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 1,756 | $22,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 2,278 | $22,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 3,285 | $22,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,613 | $22,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,000 | $22,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,608 | $22,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 533 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 451 | $22,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 781 | $22,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 993 | $22,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,000 | $22,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,140 | $22,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,000 | $22,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 3,000 | $22,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 4,360 | $22,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,810 | $22,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 450 | $22,000 | thousands by filing date | |
| BBA AVIATION PLC ADR | 05530H100 | Stock | 1,460 | $22,000 | thousands by filing date | |
| DUQUESNE LIGHT CO | 266228501 | PREFERR | 500 | $22,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 427 | $21,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 135 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 258 | $21,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 1,162 | $21,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,169 | $21,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 335 | $21,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 621 | $21,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 4,600 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 2,033 | $21,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 1,000 | $21,000 | thousands by filing date | |
| Investors REIT 7.95% Pfd Series B | 461730301 | com | 800 | $21,000 | thousands by filing date | |
| NEXTERA ENERGY | 65339K803 | PFD | 800 | $21,000 | thousands by filing date | |
| JP Morgan Chase 6.15 | 48127V827 | Pfd Stk | 800 | $21,000 | thousands by filing date | |
| Welltower Inc PFD | 95040Q302 | Equity | 800 | $21,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 496 | $20,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 787 | $20,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 814 | $20,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 800 | $20,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 3,298 | $20,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 731 | $20,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,453 | $20,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,000 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 203 | $20,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,332 | $20,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,340 | $20,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 2,404 | $20,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 800 | $20,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,344 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 600 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 850 | $20,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 1,810 | $20,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,363 | $20,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,850 | $20,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 661 | $20,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,633 | $20,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 1,220 | $20,000 | thousands by filing date | |
| SCHWAB CHARLES CORP DEP SHS PFD C | 808513402 | Preferred | 740 | $20,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 1,653 | $20,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,476 | $20,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 905 | $20,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 834 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 2,100 | $20,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,000 | $20,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 156 | $20,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 12,152 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 940 | $20,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 838 | $20,000 | thousands by filing date | |
| PUBLIC STO | 74460W842 | Preferred Stock | 700 | $20,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 347 | $19,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 434 | $19,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 569 | $19,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 320 | $19,000 | thousands by filing date | |
| CIE GENERALE DES ETABLISSEMENTS MICHELIN SCA UNSPONS ADR | 59410T106 | FOREIGN | 1,014 | $19,000 | thousands by filing date | |
| SSE PLC SPONSORED ADR | 78467K107 | ADR | 899 | $19,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 545 | $19,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,259 | $19,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,100 | $19,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 904 | $19,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 1,462 | $19,000 | thousands by filing date | |
| DB Cont Capital Trust III 7.6% Preferred | 25154A108 | Pfd Stk | 750 | $19,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 999 | $19,000 | thousands by filing date | |
| FPL GROUP CAP TR I 5.875% 3/15 | 30257V207 | PFD | 700 | $19,000 | thousands by filing date | |
| ASHFORD 8.45% D AHT-P | 044103406 | PREFERR | 775 | $19,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 12,432 | $19,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 505 | $19,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,005 | $18,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 345 | $18,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 318 | $18,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,069 | $18,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,424 | $18,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2,601 | $18,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 736 | $18,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 2,856 | $18,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 300 | $18,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 651 | $18,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 482 | $18,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 736 | $18,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 1,333 | $18,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 18,200 | $18,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 541 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 745 | $18,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,728 | $18,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 190 | $18,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 978 | $18,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 721 | $18,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 13,659 | $18,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 3,725 | $18,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 957 | $18,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 5,222 | $18,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 31,000 | $18,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,102 | $18,000 | thousands by filing date | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 702 | $18,000 | thousands by filing date | |
| CenturyLink SnNotes 7.0% 2050 | 74913G402 | PFD | 700 | $18,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 696 | $18,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 2,000 | $18,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 217 | $17,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,163 | $17,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 2,810 | $17,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 4,000 | $17,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,612 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 311 | $17,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,879 | $17,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 356 | $17,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 154 | $17,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 958 | $17,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 732 | $17,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,057 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 770 | $17,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,250 | $17,000 | thousands by filing date | |
| MUNICH RE GROUP UNSPONSORED ADR | 626188106 | Common stock | 990 | $17,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 1,480 | $17,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 20,000 | $17,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 993 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 337 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,495 | $17,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 650 | $17,000 | thousands by filing date | |
| FIRSTMERIT CORP 5.875% SER A ( | 337915300 | PFD | 650 | $17,000 | thousands by filing date | |
| SLM CORP N | 78442P403 | Preferred Stock | 700 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 333 | $16,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,962 | $16,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,423 | $16,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 10,000 | $16,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 273 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 650 | $16,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,172 | $16,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 649 | $16,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,109 | $16,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 405 | $16,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 966 | $16,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 315 | $16,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 1,352 | $16,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 530 | $16,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 625 | $16,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 3,140 | $16,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 5,277 | $16,000 | thousands by filing date | |
| SL GREEN REALTY CORP PFD I 6.5 | 78440X507 | PFD | 600 | $16,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,100 | $16,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 614 | $16,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 1,935 | $16,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 1,000 | $16,000 | thousands by filing date | |
| ASSURED GUARANTY MUNI | 04623A304 | PRF | 600 | $16,000 | thousands by filing date | |
| Cullen Frost Bankers Inc Pfd-A | 229899208 | PFD | 600 | $16,000 | thousands by filing date | |
| SONIC HEALTHCARE LTD ADR ADR | 83546A104 | COM | 1,000 | $16,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T324 | VEL SH 3X LG NAT | 348 | $16,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 113 | $15,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 486 | $15,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 208 | $15,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 823 | $15,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,479 | $15,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,337 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 975 | $15,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,352 | $15,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 617 | $15,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 783 | $15,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 267 | $15,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 1,610 | $15,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 213 | $15,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1,366 | $15,000 | thousands by filing date | |
| POPULAR CAP TR IGTD MONTHLY INCOMETR | 73317W203 | EQUITIES | 650 | $15,000 | thousands by filing date | |
| AMER FINANCIAL GP INC HLDG CO | 025932500 | PRF | 590 | $15,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 650 | $15,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,108 | $14,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 4,095 | $14,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 400 | $14,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 478 | $14,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 777 | $14,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 360 | $14,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 723 | $14,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 914 | $14,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 690 | $14,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 800 | $14,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 575 | $14,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 339 | $14,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,000 | $14,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 9,100 | $14,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 3,202 | $14,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 521 | $14,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 3,070 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 191 | $14,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 704 | $14,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,204 | $14,000 | thousands by filing date | |
| WELLS FARGO | 949746655 | PFD | 525 | $14,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 4,014 | $14,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 40,000 | $14,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 1,068 | $14,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 2,000 | $14,000 | thousands by filing date | |
| GREAT PLAI | 391164209 | Preferred Stock | 133 | $14,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 583 | $13,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 85 | $13,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 478 | $13,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 513 | $13,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 528 | $13,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,115 | $13,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 730 | $13,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,157 | $13,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 824 | $13,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,714 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 346 | $13,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,400 | $13,000 | thousands by filing date | |
| CLP HOLDINGS LTD SPONS ADR | 18946Q101 | COM | 1,243 | $13,000 | thousands by filing date | |
| SMITHS GROUP ADR | 83238P203 | COM | 858 | $13,000 | thousands by filing date | |
| ORKLA ASA SPON ADR | 686331109 | COM | 1,485 | $13,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 620 | $13,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 264 | $13,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 3,501 | $13,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 588 | $13,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 637 | $13,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 4,168 | $13,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 185 | $13,000 | thousands by filing date | |
| ING GROEP N V | 456837202 | PRF | 500 | $13,000 | thousands by filing date | |
| ASSOCIATED BANC-CORPWIS DEPOSITARY | 045488202 | EQUITIES | 520 | $13,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 394 | $13,000 | thousands by filing date | |
| Rait Finl Tr Pfd Ser A Cum Div | 749227203 | PFD | 650 | $13,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 744 | $13,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 15,790 | $13,000 | thousands by filing date | |
| AMERICAN FINL GROUP INC 6 25 1 563 PFD | 025932609 | PREFERRED | 470 | $13,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 700 | $13,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 400 | $12,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 135 | $12,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 4,893 | $12,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 602 | $12,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 519 | $12,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 323 | $12,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,963 | $12,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 848 | $12,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 381 | $12,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 568 | $12,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 482 | $12,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 800 | $12,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,275 | $12,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 495 | $12,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 749 | $12,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 960 | $12,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 130 | $12,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 619 | $12,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 284 | $12,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 306 | $12,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 299 | $12,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 520 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 341 | $12,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 435 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 455 | $12,000 | thousands by filing date | |
| ENGIE SA ADR | 29286D105 | ADR | 759 | $12,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 694 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 480 | $12,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 968 | $12,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 7,000 | $12,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,134 | $12,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,280 | $12,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 2,057 | $12,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,649 | $12,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 468 | $12,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 600 | $12,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 1,037 | $12,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 700 | $12,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 604 | $12,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 417 | $12,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 250 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 322 | $12,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 602 | $12,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 1,500 | $12,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,000 | $12,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 465 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-018876 | this filing | 2016-08-05 | acceptance time not in the bulk data set |