13F-HR filed by WHITEBOX ADVISORS LLC
WHITEBOX ADVISORS LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-27, with 90 holding rows worth $3,780,192,000.
- Accession
- 0000950123-16-018558
- Filer
- CIK 1257391
- Filed
- 2016-07-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 90 entries on the cover page, a total value of $3,780,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,780,192,000 with VALUE read as thousands by filing date, 13F file number 028-10715. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 7,017,900 | $1,470,461,000 | thousands by filing date | put |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 3,550,000 | $743,832,000 | thousands by filing date | call |
| ISHARES TR | 464287955 | PUT | 1,100,000 | $126,467,000 | thousands by filing date | put |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 7,846,023 | $120,358,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 2,855,162 | $107,240,000 | thousands by filing date | |
| POWERSHARES QQQ NASDAQ 100 | 73935A954 | COM | 850,000 | $91,409,000 | thousands by filing date | put |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 36,483,000 | $61,679,000 | thousands by filing date | principal |
| ISHARES TR | 464287905 | CALL | 500,000 | $57,485,000 | thousands by filing date | call |
| E M C CORP MASS | 268648102 | COM | 1,914,856 | $52,027,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AU6 | DBCV 1.250% 6/0 | 56,200,000 | $50,159,000 | thousands by filing date | principal |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 50,000,000 | $49,344,000 | thousands by filing date | principal |
| HUTCHINSON TECHNOLOGY INC | 448407AL0 | NOTE 8.500%10/3 | 37,500,000 | $41,831,000 | thousands by filing date | principal |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 4,833,470 | $41,375,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 25,344,000 | $40,788,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 36,250,000 | $38,244,000 | thousands by filing date | principal |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 2,140,385 | $33,797,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 30,776,000 | $30,141,000 | thousands by filing date | principal |
| YAHOO! INC | 984332956 | COM | 750,000 | $28,170,000 | thousands by filing date | put |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 27,730,000 | $26,274,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 26,125,000 | $25,945,000 | thousands by filing date | principal |
| ISHARES TR | 464287954 | PUT | 750,000 | $25,665,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 30,450,000 | $23,542,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 62,567,000 | $23,463,000 | thousands by filing date | principal |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 33,740,000 | $22,479,000 | thousands by filing date | principal |
| AMRN 3.5 1/32 | 220480AB3 | Bond 30/360P2 U | 18,370,000 | $18,657,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387AV4 | NOTE 5.750% 3/1 | 19,495,000 | $18,423,000 | thousands by filing date | principal |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 929,325 | $16,979,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A958 | PUT | 500,000 | $16,770,000 | thousands by filing date | put |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 10,500,000 | $15,560,000 | thousands by filing date | principal |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 766,827 | $15,337,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 890,450 | $15,200,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 190,075 | $14,826,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 16,000,000 | $14,360,000 | thousands by filing date | principal |
| INTEROIL CORP | 460951106 | COM | 297,567 | $13,391,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 22,907,000 | $13,229,000 | thousands by filing date | principal |
| JAZZ US HLDGS INC | 47216EAA8 | NOTE 8.000%12/3 | 8,779,000 | $12,554,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 4,850,000 | $12,207,000 | thousands by filing date | principal |
| OFFICE DEPOT INC | 676220106 | COM | 3,683,893 | $12,194,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 50,849 | $11,751,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 4,850,000 | $11,301,000 | thousands by filing date | principal |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 13,008,000 | $10,406,000 | thousands by filing date | principal |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 617,357 | $9,773,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 682,545 | $9,344,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 471,427 | $9,344,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 696,165 | $9,329,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 8,000,000 | $8,925,000 | thousands by filing date | principal |
| CONOCOPHILLIPS | 20825C954 | PUT | 200,000 | $8,720,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 12,212,000 | $8,625,000 | thousands by filing date | principal |
| GAMING & LEISURE P | 36467J958 | COM | 220,000 | $7,586,000 | thousands by filing date | put |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 8,245,000 | $7,503,000 | thousands by filing date | principal |
| SAFEGUARD SCIENTIFICS INC | 786449AK4 | BOND | 7,316,000 | $7,247,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 250,000 | $7,078,000 | thousands by filing date | call |
| ISHARES TR | 464287904 | CALL | 200,000 | $6,844,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 35,007 | $6,297,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 544,146 | $6,127,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050AD6 | NOTE 8.000 5/0 | 5,700,000 | $5,753,000 | thousands by filing date | principal |
| CLIFFS NATURAL RESOURCES INC | 18683K901 | COM | 1,000,000 | $5,670,000 | thousands by filing date | call |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 6,000,000 | $5,498,000 | thousands by filing date | principal |
| IMPERIAL HLDGS INC | 452834AE4 | NOTE 8.500% 2/1 | 6,300,000 | $5,379,000 | thousands by filing date | principal |
| TESLA INC | 88160R951 | PUT | 25,000 | $5,307,000 | thousands by filing date | put |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1,542,257 | $4,904,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953951 | PUT | 200,000 | $4,526,000 | thousands by filing date | put |
| TRINA SOLAR LTD | 89628EAE4 | DEBT 4.000%10/1 | 5,000,000 | $4,263,000 | thousands by filing date | principal |
| DENBURY RES INC | 247916208 | COM NEW | 1,176,120 | $4,222,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 368,750 | $3,890,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,160,449 | $3,879,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 750,000 | $3,855,000 | thousands by filing date | call |
| JINKOSOLAR HLDG CO LTD | G51385AA3 | DEBT 4.000 2/0 | 3,600,000 | $3,332,000 | thousands by filing date | principal |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 4,500,000 | $3,206,000 | thousands by filing date | principal |
| Media General Ord Shs | 58441K100 | COM | 179,300 | $3,082,000 | thousands by filing date | |
| MYLAN N V | N59465909 | CALL | 70,000 | $3,027,000 | thousands by filing date | call |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 5,000,000 | $2,866,000 | thousands by filing date | principal |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 161,680 | $2,352,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 3,910,000 | $2,229,000 | thousands by filing date | principal |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 123,546 | $2,034,000 | thousands by filing date | |
| BOYD GAMING CORP | 103304951 | COM | 110,000 | $2,024,000 | thousands by filing date | put |
| ABBOTT LABORATORIES | 002824950 | PUT | 50,000 | $1,966,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 38,636 | $1,638,000 | thousands by filing date | |
| TLOG 8 06/15/19 | 88165UAB5 | Bond 30/360P2 U | 10,804,000 | $1,634,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 120,200 | $1,595,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 141,014 | $1,493,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 356,849 | $610,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 170,801 | $430,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 47,701 | $356,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 18,709 | $270,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 15,493 | $270,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 28,146 | $236,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 122,736 | $201,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 20,146 | $68,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 11,900 | $65,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-018558 | this filing | 2016-07-27 | acceptance time not in the bulk data set |