13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 2,717 holding rows worth $3,546,945,000.
- Accession
- 0000950123-16-017189
- Filer
- CIK 1569391
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 2,716 entries on the cover page, a total value of $3,546,945,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,546,945,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKCG Americas LLC 028-15067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 10,001 | $41,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 17,129 | $41,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 18,259 | $41,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 28,766 | $41,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 10,088 | $40,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 10,802 | $40,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 35,826 | $40,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 31,643 | $40,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 13,510 | $39,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 15,595 | $39,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 73,694 | $39,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 13,382 | $39,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 23,851 | $38,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 14,636 | $38,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 14,973 | $38,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 12,827 | $37,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 35,548 | $36,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 15,855 | $36,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 14,163 | $36,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 36,049 | $36,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 15,928 | $35,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 56,701 | $35,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 10,515 | $35,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 10,911 | $34,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 35,291 | $34,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 32,615 | $34,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 10,328 | $34,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 12,553 | $34,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 26,353 | $34,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 35,302 | $34,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 166,545 | $33,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 10,166 | $33,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 15,788 | $33,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 28,676 | $33,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 25,148 | $32,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 20,273 | $32,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 13,781 | $32,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 10,923 | $31,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 22,143 | $31,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 11,304 | $31,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 14,818 | $31,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 11,039 | $31,000 | thousands by filing date | |
| FREESEAS INC | Y26496219 | Cmn | 2,016,145 | $31,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 14,589 | $31,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 16,392 | $30,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 16,354 | $30,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 25,342 | $30,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 21,431 | $30,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 20,549 | $30,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 26,342 | $29,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 87,944 | $29,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 12,426 | $29,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 11,985 | $28,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 53,934 | $28,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 13,490 | $28,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 16,790 | $28,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 28,386 | $28,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 35,428 | $28,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 19,408 | $27,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 36,414 | $27,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 29,840 | $27,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 97,536 | $27,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 47,634 | $26,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 107,071 | $26,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 100,784 | $26,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 12,531 | $26,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 12,322 | $26,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 76,577 | $26,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 12,285 | $26,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 15,527 | $25,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 33,752 | $25,000 | thousands by filing date | |
| VRINGO INC | 92911N302 | Cmn | 15,289 | $25,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 44,101 | $24,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 13,296 | $24,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255500 | COM PAR NEW | 13,371 | $24,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 13,363 | $24,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 14,136 | $23,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 42,348 | $23,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 11,223 | $23,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 12,079 | $23,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 36,334 | $23,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 14,829 | $22,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 47,259 | $22,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 17,277 | $22,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11,698 | $22,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 104,361 | $22,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 164,147 | $22,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 13,538 | $22,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 11,755 | $22,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 10,628 | $21,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 34,570 | $21,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,920 | $21,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 12,022 | $21,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 11,795 | $21,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 16,617 | $21,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 10,373 | $21,000 | thousands by filing date | |
| PARAGON SHIPPING INC | Y6728Q145 | CL A NEW | 36,223 | $21,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 13,142 | $20,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 13,552 | $20,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 84,021 | $19,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 34,707 | $19,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 20,411 | $19,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 48,737 | $19,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 10,513 | $18,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 14,436 | $18,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 30,364 | $18,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 13,392 | $18,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 93,818 | $18,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 25,560 | $18,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 28,340 | $18,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 102,972 | $18,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 15,927 | $17,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 29,111 | $17,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 10,951 | $17,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 12,272 | $17,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 12,483 | $17,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 14,747 | $17,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 20,775 | $17,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 10,119 | $16,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 53,635 | $16,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 14,100 | $16,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 24,640 | $16,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,437 | $15,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 10,810 | $15,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 18,961 | $15,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 22,643 | $15,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 18,021 | $15,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T309 | COM NEW | 89,220 | $15,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 15,103 | $14,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 23,468 | $14,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 10,043 | $13,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 14,196 | $13,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 10,789 | $13,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 10,180 | $13,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 35,914 | $13,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 10,146 | $12,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 16,065 | $12,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 12,817 | $12,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 21,081 | $12,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 33,090 | $12,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 12,495 | $12,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 1,918,247 | $12,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 20,991 | $12,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 22,825 | $12,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A507 | Cmn | 126,357 | $12,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 24,767 | $12,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 33,351 | $11,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 19,330 | $11,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 134,084 | $11,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 19,949 | $11,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 49,042 | $11,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 16,819 | $11,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 39,002 | $11,000 | thousands by filing date | |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 31,308 | $11,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 25,684 | $10,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 15,222 | $10,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 36,665 | $10,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 35,802 | $10,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 20,694 | $10,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 49,751 | $10,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 14,100 | $10,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 11,941 | $10,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 24,249 | $8,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 10,315 | $8,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 18,533 | $8,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 13,890 | $8,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 13,213 | $7,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 13,868 | $7,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 11,085 | $7,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 10,795 | $7,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 61,411 | $7,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M129 | *W EXP 08/01/201 | 214,371 | $7,000 | thousands by filing date | |
| ATRINSIC INC | 04964C208 | COM NEW | 7,271,543 | $7,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 16,592 | $6,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 45,219 | $6,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 10,783 | $6,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 31,460 | $6,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 59,806 | $6,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 31,060 | $6,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 13,410 | $5,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 11,853 | $5,000 | thousands by filing date | |
| CERES INC | 156773400 | COM NEW | 24,905 | $5,000 | thousands by filing date | |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 31,293 | $5,000 | thousands by filing date | |
| CAPNIA INC | 14066L113 | *W EXP 11/12/201 | 16,955 | $5,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 16,542 | $5,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 16,313 | $4,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 19,644 | $4,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 10,059 | $4,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 17,656 | $4,000 | thousands by filing date | |
| ARMCO METALS HLDGS XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/20 | 042182204 | COM | 11,067 | $4,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 15,299 | $4,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 17,350 | $4,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 14,421 | $3,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 10,416 | $3,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 10,304 | $3,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X105 | Cmn | 10,359 | $3,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 16,208 | $2,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 44,503 | $2,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 12,514 | $2,000 | thousands by filing date | |
| Dearborn Bancorp Inc | 24242R108 | COM | 80,990 | $1,000 | thousands by filing date | |
| Beacon Power Corp New | 073677205 | COM | 61,679 | $1,000 | thousands by filing date | |
| Advanced Battery Technologies Inc | 00752H102 | COM | 27,278 | $1,000 | thousands by filing date | |
| AMERICAN DEFENSE SYSTEMS INC | 025351107 | COM | 465,573 | $1,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD | G8477B113 | *W EXP 12/18/201 | 11,695 | $1,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 10,221 | $1,000 | thousands by filing date | |
| KEYUAN PETROCHEMICALS INC | 493722102 | COM | 57,735 | $1,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J138 | *W EXP 03/29/202 | 29,462 | $1,000 | thousands by filing date | |
| FIRST PL FINL CORP COM | 33610t109 | COM | 101,617 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Comwlth Bankshares | 202736104 | COM | 261,274 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERGREEN ENERGY INC | 30024B203 | COMMON STOCK | 215,667 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESIDENTIAL RLTY NEW CL B | 741004204 | COM | 10,356 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MF GLOBAL HOLDINGS LTD | 55277J108 | COMMON | 122,486 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INFRASTRUCTURE INVT CORP | 16944H107 | COM | 279,836 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENER1 INC NEW | 29267A203 | COM | 683,708 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WACCAMAW BANKSHARES INC - COMMON STOCK | 929741106 | COM | 652,041 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zanett Inc | 98906R208 | COM NEW | 36,478 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BMB MUNAI INC | 09656A105 | COM | 179,248 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-017189 | this filing | 2016-05-13 | acceptance time not in the bulk data set |