13F-HR filed by AMERICAN INTERNATIONAL GROUP, INC.
AMERICAN INTERNATIONAL GROUP, INC. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 5,177 holding rows worth $25,577,499,000.
- Accession
- 0000950123-16-016832
- Filer
- CIK 5272
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 12,212 entries on the cover page, a total value of $25,577,499,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $25,577,499,000 with VALUE read as dollars, detected, 13F file number 028-00219. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUNAMERICA ASSET MANAGEMENT, LLC 028-02725
- included managerFSC SECURITIES CORPORATION 028-11910
- included managerSAGEPOINT FINANCIAL, INC. 028-12857
- included managerROYAL ALLIANCE ASSOCIATES, INC. 028-14431
- included managerWOODBURY FINANCIAL SERVICES, INC. 028-16297
- included managerAIG ASSET MANAGEMENT (U.S.), LLC 028-13934
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,192 | $41,000 | dollars, detected | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 650 | $41,000 | dollars, detected | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 657 | $41,000 | dollars, detected | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 1,636 | $41,000 | dollars, detected | |
| INTELSAT S A | L5140P101 | COM | 16,454 | $41,000 | dollars, detected | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 3,000 | $41,000 | dollars, detected | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 979 | $41,000 | dollars, detected | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 847 | $41,000 | dollars, detected | |
| SIENTRA INC | 82621J105 | COM | 5,981 | $41,000 | dollars, detected | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 4,790 | $41,000 | dollars, detected | |
| ECLIPSE RES CORP | 27890G100 | COM | 28,138 | $41,000 | dollars, detected | |
| APPFOLIO INC | 03783C100 | COM CL A | 3,285 | $40,000 | dollars, detected | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 3,018 | $40,000 | dollars, detected | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 2,892 | $40,000 | dollars, detected | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 10,000 | $40,000 | dollars, detected | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 600 | $40,000 | dollars, detected | |
| NW Biotherapeutics | 66737P600 | USD | 27,615 | $40,000 | dollars, detected | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 50,500 | $40,000 | dollars, detected | |
| AES TR III | 00808N202 | PFD CV 6.75% | 800 | $40,000 | dollars, detected | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 538 | $40,000 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 520 | $40,000 | dollars, detected | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 1,009 | $39,000 | dollars, detected | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 800 | $39,000 | dollars, detected | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 7,606 | $39,000 | dollars, detected | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 948 | $39,000 | dollars, detected | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,000 | $39,000 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 936 | $39,000 | dollars, detected | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 1,432 | $39,000 | dollars, detected | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 6,000 | $39,000 | dollars, detected | |
| MYOKARDIA INC | 62857M105 | COM | 3,658 | $39,000 | dollars, detected | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 63,808 | $39,000 | dollars, detected | |
| CVR Partners, LP | 126633106 | LTD | 4,712 | $39,000 | dollars, detected | |
| CUMULUS MEDIA INC | 231082108 | CL A | 83,935 | $39,000 | dollars, detected | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 22,068 | $39,000 | dollars, detected | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 897 | $39,000 | dollars, detected | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 16,150 | $38,000 | dollars, detected | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 3,721 | $38,000 | dollars, detected | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 2,714 | $38,000 | dollars, detected | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 2,723 | $38,000 | dollars, detected | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 2,814 | $38,000 | dollars, detected | |
| LinnCo, LLC | 535782106 | LTD | 105,631 | $38,000 | dollars, detected | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 688 | $38,000 | dollars, detected | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 7,536 | $38,000 | dollars, detected | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 304 | $38,000 | dollars, detected | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 6,096 | $38,000 | dollars, detected | |
| CHIASMA INC | 16706W102 | COM | 4,198 | $38,000 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 40 | $38,000 | dollars, detected | principal |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 2,790 | $37,000 | dollars, detected | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 588 | $37,000 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,080 | $37,000 | dollars, detected | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 1,910 | $37,000 | dollars, detected | |
| SPARK ENERGY INC | 846511103 | CL A COM | 2,011 | $37,000 | dollars, detected | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,757 | $37,000 | dollars, detected | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 9,165 | $37,000 | dollars, detected | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,600 | $37,000 | dollars, detected | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 47,397 | $37,000 | dollars, detected | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,040 | $37,000 | dollars, detected | |
| AFFIMED N V | N01045108 | COM | 9,845 | $37,000 | dollars, detected | |
| Castle Brands Inc | 148435100 | COM | 38,998 | $37,000 | dollars, detected | |
| PATRIOT NATL INC | 70338T102 | COM | 4,869 | $37,000 | dollars, detected | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 1,849 | $37,000 | dollars, detected | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 6,485 | $37,000 | dollars, detected | |
| FENIX PTS INC | 31446L100 | COM | 8,082 | $37,000 | dollars, detected | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 911 | $36,000 | dollars, detected | |
| TRANSUNION COM | 89400J107 | Stock | 1,298 | $36,000 | dollars, detected | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,364 | $36,000 | dollars, detected | |
| RYERSON HLDG CORP | 783754104 | COM | 6,412 | $36,000 | dollars, detected | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 2,374 | $36,000 | dollars, detected | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 4,418 | $36,000 | dollars, detected | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 5,498 | $36,000 | dollars, detected | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 2,820 | $36,000 | dollars, detected | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 14,385 | $36,000 | dollars, detected | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 2,087 | $36,000 | dollars, detected | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 20,074 | $36,000 | dollars, detected | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 600 | $36,000 | dollars, detected | |
| Market Vectors Small Cap India | 57061r551 | COM | 947 | $36,000 | dollars, detected | |
| RICE ENERGY INC | 762760106 | COM | 2,577 | $36,000 | dollars, detected | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 1,500 | $36,000 | dollars, detected | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 345 | $35,000 | dollars, detected | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,116 | $35,000 | dollars, detected | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 2,500 | $35,000 | dollars, detected | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 2,519 | $35,000 | dollars, detected | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 3,000 | $35,000 | dollars, detected | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 2,289 | $35,000 | dollars, detected | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 1,844 | $35,000 | dollars, detected | |
| KEY ENERGY SVCS INC | 492914106 | COM | 93,030 | $35,000 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 2,121 | $35,000 | dollars, detected | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 22,774 | $35,000 | dollars, detected | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 622 | $35,000 | dollars, detected | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 4,515 | $35,000 | dollars, detected | |
| EVINE LIVE INC | 300487105 | CL A | 30,122 | $35,000 | dollars, detected | |
| FLEX PHARMA INC | 33938A105 | COM | 3,184 | $35,000 | dollars, detected | |
| GLOBAL X FDS | 37950E176 | GURU INTL IDX | 2,727 | $35,000 | dollars, detected | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,500 | $34,000 | dollars, detected | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 2,576 | $34,000 | dollars, detected | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 28,520 | $34,000 | dollars, detected | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 468 | $34,000 | dollars, detected | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,526 | $34,000 | dollars, detected | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 2,067 | $34,000 | dollars, detected | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 544 | $34,000 | dollars, detected | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,075 | $34,000 | dollars, detected | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,313 | $34,000 | dollars, detected | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 2,070 | $34,000 | dollars, detected | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 6,447 | $34,000 | dollars, detected | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 7,223 | $34,000 | dollars, detected | |
| ISHARES U S ETF TR | 46431W309 | ENH INTL SMCAP | 1,450 | $34,000 | dollars, detected | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 3,189 | $34,000 | dollars, detected | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,167 | $33,000 | dollars, detected | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 3,082 | $33,000 | dollars, detected | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 1,425 | $33,000 | dollars, detected | |
| TRAVELZOO | 89421Q205 | CMN | 4,076 | $33,000 | dollars, detected | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 4,671 | $33,000 | dollars, detected | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 3,136 | $33,000 | dollars, detected | |
| SEASPAN CORP | Y75638109 | SHS | 1,800 | $33,000 | dollars, detected | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 1,288 | $33,000 | dollars, detected | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,322 | $33,000 | dollars, detected | |
| PARAMOUNT RES LTD CL A | 699320958 | COM | 6,255 | $33,000 | dollars, detected | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 1,080 | $33,000 | dollars, detected | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 12,302 | $33,000 | dollars, detected | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 22,805 | $33,000 | dollars, detected | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 595 | $32,000 | dollars, detected | |
| BLUE BIRD CORP | 095306106 | COM | 2,978 | $32,000 | dollars, detected | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 383 | $32,000 | dollars, detected | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 2,392 | $32,000 | dollars, detected | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1,275 | $32,000 | dollars, detected | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,646 | $32,000 | dollars, detected | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,289 | $32,000 | dollars, detected | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 25,802 | $32,000 | dollars, detected | |
| RENTECH INC | 760112201 | COMMON STOCK | 14,439 | $32,000 | dollars, detected | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 892 | $32,000 | dollars, detected | |
| IMATION CORP | 45245A107 | COM | 20,575 | $32,000 | dollars, detected | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 5,573 | $32,000 | dollars, detected | |
| REX ENERGY CORPORATION | 761565100 | COM | 41,772 | $32,000 | dollars, detected | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 726 | $32,000 | dollars, detected | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 18,000 | $32,000 | dollars, detected | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 7,610 | $32,000 | dollars, detected | |
| NANTKWEST INC | 63016Q102 | COM | 3,872 | $32,000 | dollars, detected | |
| CNA FINL CORP | 126117100 | COM | 951 | $31,000 | dollars, detected | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,040 | $31,000 | dollars, detected | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,131 | $31,000 | dollars, detected | |
| PREMIER INC | 74051N102 | CL A | 934 | $31,000 | dollars, detected | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 2,000 | $31,000 | dollars, detected | |
| ISHARES TR | 464288125 | 3YRTB ETF | 380 | $31,000 | dollars, detected | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 2,800 | $31,000 | dollars, detected | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 7,300 | $31,000 | dollars, detected | |
| ALIMERA SCIENCES INC | 016259103 | COM | 17,812 | $31,000 | dollars, detected | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 5,553 | $31,000 | dollars, detected | |
| XACTLY CORP | 98386L101 | COM | 4,461 | $31,000 | dollars, detected | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,085 | $30,000 | dollars, detected | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 4,260 | $30,000 | dollars, detected | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 1,920 | $30,000 | dollars, detected | |
| RPC INC | 749660106 | COMMON STOCK | 2,116 | $30,000 | dollars, detected | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 836 | $30,000 | dollars, detected | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,650 | $30,000 | dollars, detected | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 743 | $30,000 | dollars, detected | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 23,066 | $30,000 | dollars, detected | |
| VERASTEM INC | 92337C104 | COM | 18,921 | $30,000 | dollars, detected | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 1,456 | $30,000 | dollars, detected | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 2,706 | $30,000 | dollars, detected | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 322 | $29,000 | dollars, detected | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 6,377 | $29,000 | dollars, detected | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,990 | $29,000 | dollars, detected | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 2,104 | $29,000 | dollars, detected | |
| THL CREDIT INC | 872438106 | COM | 2,712 | $29,000 | dollars, detected | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,110 | $29,000 | dollars, detected | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 3,362 | $29,000 | dollars, detected | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,129 | $29,000 | dollars, detected | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 980 | $29,000 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 1,351 | $29,000 | dollars, detected | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 255 | $29,000 | dollars, detected | |
| CHINA FD INC | 169373107 | COM | 2,000 | $29,000 | dollars, detected | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 2,000 | $29,000 | dollars, detected | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 27,262 | $29,000 | dollars, detected | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 17,508 | $29,000 | dollars, detected | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 3,183 | $29,000 | dollars, detected | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 796 | $29,000 | dollars, detected | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 2,562 | $29,000 | dollars, detected | |
| ASHFORD INC | 044104107 | COM | 628 | $29,000 | dollars, detected | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 6,229 | $29,000 | dollars, detected | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 555 | $28,000 | dollars, detected | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 242 | $28,000 | dollars, detected | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 454 | $28,000 | dollars, detected | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,287 | $28,000 | dollars, detected | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 2,635 | $28,000 | dollars, detected | |
| Rithm Property Trust Inc | 38983D300 | REIT | 2,541 | $28,000 | dollars, detected | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,021 | $28,000 | dollars, detected | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,630 | $28,000 | dollars, detected | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 318 | $28,000 | dollars, detected | |
| ATHERSYS INC | 04744L106 | COM | 12,547 | $28,000 | dollars, detected | |
| ISHARES B-CA | 46432F404 | COM | 642 | $28,000 | dollars, detected | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 1,020 | $28,000 | dollars, detected | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 53,216 | $28,000 | dollars, detected | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 40,017 | $28,000 | dollars, detected | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 897 | $27,000 | dollars, detected | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 527 | $27,000 | dollars, detected | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 2,375 | $27,000 | dollars, detected | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 1,265 | $27,000 | dollars, detected | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,875 | $27,000 | dollars, detected | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 659 | $27,000 | dollars, detected | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 750 | $27,000 | dollars, detected | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 23 | $27,000 | dollars, detected | principal |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 11,921 | $27,000 | dollars, detected | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,865 | $27,000 | dollars, detected | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 27 | $27,000 | dollars, detected | principal |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 5,423 | $27,000 | dollars, detected | |
| NUVECTRA CORP | 67075N108 | COM | 4,981 | $27,000 | dollars, detected | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,960 | $26,000 | dollars, detected | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 2,333 | $26,000 | dollars, detected | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 2,066 | $26,000 | dollars, detected | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,550 | $26,000 | dollars, detected | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,572 | $26,000 | dollars, detected | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 791 | $26,000 | dollars, detected | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 970 | $26,000 | dollars, detected | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 976 | $26,000 | dollars, detected | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 2,000 | $26,000 | dollars, detected | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 3,644 | $26,000 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 1,306 | $26,000 | dollars, detected | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 3,358 | $26,000 | dollars, detected | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 350 | $26,000 | dollars, detected | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 713 | $26,000 | dollars, detected | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 500 | $26,000 | dollars, detected | |
| Allegiance Bancshares | 01748H107 | COM | 1,433 | $26,000 | dollars, detected | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 3,150 | $26,000 | dollars, detected | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 3,646 | $26,000 | dollars, detected | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 460 | $25,000 | dollars, detected | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 750 | $25,000 | dollars, detected | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 4,998 | $25,000 | dollars, detected | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,115 | $25,000 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 1,231 | $25,000 | dollars, detected | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 490 | $25,000 | dollars, detected | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,450 | $25,000 | dollars, detected | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,800 | $25,000 | dollars, detected | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,001 | $25,000 | dollars, detected | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 3,900 | $25,000 | dollars, detected | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 2,000 | $25,000 | dollars, detected | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 8,000 | $25,000 | dollars, detected | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 10,115 | $25,000 | dollars, detected | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 9,210 | $25,000 | dollars, detected | |
| APPROACH RESOURCES INC | 03834A103 | COM | 21,412 | $25,000 | dollars, detected | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,416 | $25,000 | dollars, detected | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 687 | $25,000 | dollars, detected | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 2,400 | $25,000 | dollars, detected | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 1,590 | $25,000 | dollars, detected | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 1,315 | $25,000 | dollars, detected | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 15,000 | $25,000 | dollars, detected | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 1,813 | $25,000 | dollars, detected | |
| APIGEE CORP COM | 03765N108 | Stock | 2,994 | $25,000 | dollars, detected | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 500 | $25,000 | dollars, detected | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 605 | $25,000 | dollars, detected | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 3,200 | $25,000 | dollars, detected | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 280 | $24,000 | dollars, detected | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,500 | $24,000 | dollars, detected | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 496 | $24,000 | dollars, detected | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 946 | $24,000 | dollars, detected | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,516 | $24,000 | dollars, detected | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,484 | $24,000 | dollars, detected | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,054 | $24,000 | dollars, detected | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 325 | $24,000 | dollars, detected | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 4,064 | $24,000 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 10,879 | $24,000 | dollars, detected | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,317 | $24,000 | dollars, detected | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 1,065 | $24,000 | dollars, detected | |
| Lineage, Inc. | 536020100 | COM | 68,322 | $24,000 | dollars, detected | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,000 | $24,000 | dollars, detected | |
| VWR CORP | 91843L103 | COM | 888 | $24,000 | dollars, detected | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 4,910 | $24,000 | dollars, detected | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 1,000 | $24,000 | dollars, detected | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 830 | $24,000 | dollars, detected | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 413 | $24,000 | dollars, detected | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 494 | $24,000 | dollars, detected | |
| VRINGO INC | 92911N302 | Cmn | 14,483 | $24,000 | dollars, detected | |
| BLOCK INC CL A | 852234103 | Stock | 1,522 | $23,000 | dollars, detected | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 300 | $23,000 | dollars, detected | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 244 | $23,000 | dollars, detected | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,000 | $23,000 | dollars, detected | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 1,486 | $23,000 | dollars, detected | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 7,100 | $23,000 | dollars, detected | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 131 | $23,000 | dollars, detected | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 758 | $23,000 | dollars, detected | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 2,000 | $23,000 | dollars, detected | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 938 | $23,000 | dollars, detected | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 13,155 | $23,000 | dollars, detected | |
| AUTOBYTEL INC | 05275N205 | COM | 1,300 | $23,000 | dollars, detected | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 23 | $23,000 | dollars, detected | principal |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 693 | $23,000 | dollars, detected | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 2,237 | $23,000 | dollars, detected | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 262 | $23,000 | dollars, detected | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,449 | $22,000 | dollars, detected | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 183 | $22,000 | dollars, detected | |
| XBIOTECH INC | 98400H102 | COM | 2,361 | $22,000 | dollars, detected | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,059 | $22,000 | dollars, detected | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 4,000 | $22,000 | dollars, detected | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,190 | $22,000 | dollars, detected | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 1,500 | $22,000 | dollars, detected | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 15,879 | $22,000 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 2,417 | $22,000 | dollars, detected | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,295 | $22,000 | dollars, detected | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 170 | $22,000 | dollars, detected | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 1,295 | $22,000 | dollars, detected | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 1,027 | $22,000 | dollars, detected | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C609 | NAVELR A100 ETF | 460 | $22,000 | dollars, detected | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 490 | $21,000 | dollars, detected | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 390 | $21,000 | dollars, detected | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,007 | $21,000 | dollars, detected | |
| THOMSON REUTERS CORP | 884903105 | COM | 512 | $21,000 | dollars, detected | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 900 | $21,000 | dollars, detected | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 463 | $21,000 | dollars, detected | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 711 | $21,000 | dollars, detected | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 865 | $21,000 | dollars, detected | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,025 | $21,000 | dollars, detected | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 504 | $21,000 | dollars, detected | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 2,962 | $21,000 | dollars, detected | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,917 | $21,000 | dollars, detected | |
| GSV CAPITAL CORP | 36191J101 | COM | 3,631 | $21,000 | dollars, detected | |
| LOBLAW COMPANIES LTD | 539481952 | COM | 378 | $21,000 | dollars, detected | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 2,639 | $21,000 | dollars, detected | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 3,958 | $21,000 | dollars, detected | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,849 | $20,000 | dollars, detected | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 390 | $20,000 | dollars, detected | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1,150 | $20,000 | dollars, detected | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 1,143 | $20,000 | dollars, detected | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 900 | $20,000 | dollars, detected | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 366 | $20,000 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y956 | Option | 160 | $20,000 | dollars, detected | put |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,639 | $20,000 | dollars, detected | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,104 | $20,000 | dollars, detected | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 20 | $20,000 | dollars, detected | principal |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 500 | $20,000 | dollars, detected | |
| DYNASIL CORP AMER | 268102100 | COM | 12,000 | $20,000 | dollars, detected | |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 25,000 | $20,000 | dollars, detected | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 1,500 | $20,000 | dollars, detected | |
| CORIUM INTL INC | 21887L107 | COM | 5,089 | $20,000 | dollars, detected | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 285 | $19,000 | dollars, detected | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 200 | $19,000 | dollars, detected | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 379 | $19,000 | dollars, detected | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,583 | $19,000 | dollars, detected | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 1,529 | $19,000 | dollars, detected | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,737 | $19,000 | dollars, detected | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 2,700 | $19,000 | dollars, detected | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 643 | $19,000 | dollars, detected | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 2,000 | $19,000 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 430 | $19,000 | dollars, detected | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 750 | $19,000 | dollars, detected | |
| WEYERHAEUSER CO | 962166904 | COM NEW | 60 | $19,000 | dollars, detected | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 2,003 | $19,000 | dollars, detected | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 294 | $19,000 | dollars, detected | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 325 | $19,000 | dollars, detected | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 1,000 | $19,000 | dollars, detected | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 3,461 | $19,000 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 680 | $19,000 | dollars, detected | |
| INVUITY INC | 46187J205 | COM NEW | 2,623 | $19,000 | dollars, detected | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 3,510 | $19,000 | dollars, detected | |
| Tortoise North Amer Pipleline | 611776204 | COM | 1,000 | $19,000 | dollars, detected | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 498 | $18,000 | dollars, detected | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,118 | $18,000 | dollars, detected | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 1,150 | $18,000 | dollars, detected | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,125 | $18,000 | dollars, detected | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 22,195 | $18,000 | dollars, detected | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 1,300 | $18,000 | dollars, detected | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 416 | $18,000 | dollars, detected | |
| GABELLI UTIL TR | 36240A101 | COM | 3,007 | $18,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,522 | $18,000 | dollars, detected | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 451 | $18,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 416 | $18,000 | dollars, detected | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 3,410 | $18,000 | dollars, detected | |
| GULF IS FABRICATION INC | 402307102 | COM | 2,258 | $18,000 | dollars, detected | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 1,155 | $18,000 | dollars, detected | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 1,700 | $18,000 | dollars, detected | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,000 | $18,000 | dollars, detected | |
| M B T FINANCIAL CORP | 578877102 | Stock | 2,240 | $18,000 | dollars, detected | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 3,477 | $18,000 | dollars, detected | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 865 | $18,000 | dollars, detected | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 595 | $17,000 | dollars, detected | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,595 | $17,000 | dollars, detected | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,994 | $17,000 | dollars, detected | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,125 | $17,000 | dollars, detected | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 300 | $17,000 | dollars, detected | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,616 | $17,000 | dollars, detected | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,249 | $17,000 | dollars, detected | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 962 | $17,000 | dollars, detected | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 253 | $17,000 | dollars, detected | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,434 | $17,000 | dollars, detected | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 38,213 | $17,000 | dollars, detected | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,541 | $17,000 | dollars, detected | |
| Dws Strategic Muni Incm | 25159F102 | COM | 1,252 | $17,000 | dollars, detected | |
| BLACK KNIGHT INC | 09214X100 | COM | 540 | $17,000 | dollars, detected | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 693 | $17,000 | dollars, detected | |
| FINANCIAL SERVICES SELECT SECTOR SPDR FUND | 81369Y878 | ETF | 600 | $17,000 | dollars, detected | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 612 | $16,000 | dollars, detected | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,200 | $16,000 | dollars, detected | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 3,609 | $16,000 | dollars, detected | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,875 | $16,000 | dollars, detected | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,118 | $16,000 | dollars, detected | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,007 | $16,000 | dollars, detected | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 157 | $16,000 | dollars, detected | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,100 | $16,000 | dollars, detected | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,089 | $16,000 | dollars, detected | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,000 | $16,000 | dollars, detected | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 1,100 | $16,000 | dollars, detected | |
| RELX NV | 75955B102 | SPONSORED ADR | 885 | $16,000 | dollars, detected | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 397 | $16,000 | dollars, detected | |
| ETF | 26923A106 | EXCHANGE TRADED | 303 | $16,000 | dollars, detected | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,679 | $16,000 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 591 | $16,000 | dollars, detected | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 509 | $16,000 | dollars, detected | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 365 | $16,000 | dollars, detected | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,700 | $16,000 | dollars, detected | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 1,867 | $16,000 | dollars, detected | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 633 | $16,000 | dollars, detected | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 2,000 | $16,000 | dollars, detected | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 320 | $16,000 | dollars, detected | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 22,669 | $16,000 | dollars, detected | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 645 | $16,000 | dollars, detected | |
| OHA INVT CORP | 67091U102 | COM | 4,600 | $16,000 | dollars, detected | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 2,000 | $16,000 | dollars, detected | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 660 | $15,000 | dollars, detected | |
| TELUS CORPORATION COM | 87971M103 | Stock | 469 | $15,000 | dollars, detected | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 500 | $15,000 | dollars, detected | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,280 | $15,000 | dollars, detected | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 508 | $15,000 | dollars, detected | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 650 | $15,000 | dollars, detected | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 412 | $15,000 | dollars, detected | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 6,051 | $15,000 | dollars, detected | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 800 | $15,000 | dollars, detected | |
| MV OIL TR | 553859109 | TR UNITS | 3,431 | $15,000 | dollars, detected | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 368 | $15,000 | dollars, detected | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 1,839 | $15,000 | dollars, detected | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 551 | $15,000 | dollars, detected | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,167 | $15,000 | dollars, detected | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 61,223 | $15,000 | dollars, detected | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 27,685 | $15,000 | dollars, detected | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 250 | $15,000 | dollars, detected | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 500 | $15,000 | dollars, detected | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 2,500 | $15,000 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 326 | $15,000 | dollars, detected | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 598 | $15,000 | dollars, detected | |
| MACKINAC FINL CORP | 554571109 | COM | 1,430 | $15,000 | dollars, detected | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 600 | $15,000 | dollars, detected | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 434 | $15,000 | dollars, detected | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 759 | $15,000 | dollars, detected | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 1,777 | $15,000 | dollars, detected | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 8,122 | $15,000 | dollars, detected | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 224 | $14,000 | dollars, detected | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 350 | $14,000 | dollars, detected | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 212 | $14,000 | dollars, detected | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,451 | $14,000 | dollars, detected | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,000 | $14,000 | dollars, detected | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 400 | $14,000 | dollars, detected | |
| GARRISON CAP INC | 366554103 | COM | 1,315 | $14,000 | dollars, detected | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,027 | $14,000 | dollars, detected | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,000 | $14,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 280 | $14,000 | dollars, detected | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,530 | $14,000 | dollars, detected | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 213 | $14,000 | dollars, detected | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 383 | $14,000 | dollars, detected | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 331 | $14,000 | dollars, detected | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 1,000 | $14,000 | dollars, detected | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,413 | $14,000 | dollars, detected | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 288 | $14,000 | dollars, detected | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,185 | $14,000 | dollars, detected | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 1,011 | $14,000 | dollars, detected | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 565 | $14,000 | dollars, detected | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 545 | $14,000 | dollars, detected | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 64,900 | $14,000 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 420 | $14,000 | dollars, detected | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 535 | $14,000 | dollars, detected | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,663 | $14,000 | dollars, detected | |
| ATYR PHARMA INC | 002120103 | COM | 3,537 | $14,000 | dollars, detected | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 242 | $13,000 | dollars, detected | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 3,200 | $13,000 | dollars, detected | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 504 | $13,000 | dollars, detected | |
| LANTHEUS HLDGS INC | 516544103 | COM | 7,053 | $13,000 | dollars, detected | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 109 | $13,000 | dollars, detected | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,098 | $13,000 | dollars, detected | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 960 | $13,000 | dollars, detected | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,100 | $13,000 | dollars, detected | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 950 | $13,000 | dollars, detected | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,298 | $13,000 | dollars, detected | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 208 | $13,000 | dollars, detected | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 3,000 | $13,000 | dollars, detected | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 505 | $13,000 | dollars, detected | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 543 | $13,000 | dollars, detected | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 550 | $13,000 | dollars, detected | |
| ISHARES | 464286830 | EXCHANGE TRADED | 1,478 | $13,000 | dollars, detected | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 2,050 | $13,000 | dollars, detected | |
| RENREN INC | 759892102 | SPONSORED ADR | 4,000 | $13,000 | dollars, detected | |
| VALHI INC NEW | 918905100 | COM | 11,184 | $13,000 | dollars, detected | |
| DIGIRAD CORP | 253827109 | COM | 2,599 | $13,000 | dollars, detected | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 500 | $13,000 | dollars, detected | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 650 | $13,000 | dollars, detected | |
| WABASH NATL CORP | 929566AH0 | CNV | 10 | $13,000 | dollars, detected | principal |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 400 | $13,000 | dollars, detected | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 438 | $13,000 | dollars, detected | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 9,200 | $13,000 | dollars, detected | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 13,183 | $13,000 | dollars, detected | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 4,761 | $13,000 | dollars, detected | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 2,627 | $13,000 | dollars, detected | |
| AURIS MED HLDG AG | H03579101 | COM | 3,551 | $13,000 | dollars, detected | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 399 | $12,000 | dollars, detected | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 4,300 | $12,000 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-016832 | this filing | 2016-05-12 | acceptance time not in the bulk data set |