13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-06, with 4,590 holding rows worth $85,599,810,000 by the sum of the rows.
- Accession
- 0000950123-16-016258
- Filer
- CIK 713676
- Filed
- 2016-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 4,306 entries on the cover page, a total value of $68,135,042,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $85,599,810,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $68,135,042,000, 20% less than the sum of the rows, $85,599,810,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 2,660 | $96,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 2,141 | $96,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 40,000 | $96,000 | thousands by filing date | |
| MERRILL LYNCH CAPITAL | 59024T203 | PRF | 3,750 | $96,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 2,000 | $96,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 5,404 | $95,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 7,543 | $95,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 3,753 | $95,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 9,249 | $95,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 3,294 | $94,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 2,072 | $94,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 3,597 | $94,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,273 | $94,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 2,904 | $94,000 | thousands by filing date | |
| CBL & ASSOC PPTYS INC PFD SERI | 124830803 | PFD | 3,950 | $94,000 | thousands by filing date | |
| ASHFORD HOSPITALITYTR INC PFD SER ACALLABLE | 044103208 | EQUITIES | 3,925 | $94,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,084 | $93,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,660 | $93,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,707 | $93,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 2,819 | $93,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,771 | $92,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 13,241 | $92,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 13,807 | $92,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 16,481 | $92,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 3,808 | $92,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 36,648 | $92,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 773 | $91,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 4,702 | $91,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 8,110 | $91,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 1,894 | $91,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 3,575 | $91,000 | thousands by filing date | |
| GOLD - GOL | 999996135 | Common Stock | 74 | $91,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 7,232 | $90,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 7,008 | $90,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,126 | $90,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 8,000 | $90,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 10,543 | $90,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 10,000 | $90,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 4,731 | $89,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 8,000 | $89,000 | thousands by filing date | |
| KONE OYJ FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 50048H101 | AMERICAN DEPOSITORY | 3,677 | $89,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 5,317 | $89,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 6,384 | $89,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 4,534 | $89,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 5,110 | $89,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 3,041 | $89,000 | thousands by filing date | |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 3,454 | $89,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 3,938 | $89,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 6,350 | $88,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 5,700 | $88,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,609 | $88,000 | thousands by filing date | |
| UNICHARM CORP SPONSORED ADR | 90460M204 | COM | 20,261 | $88,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 4,205 | $88,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 6,244 | $87,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 5,631 | $87,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 2,286 | $87,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 4,091 | $87,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 2,583 | $87,000 | thousands by filing date | |
| BRANDYWINE REALTY PFD 6.9 | 105368609 | Com | 3,300 | $87,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 4,352 | $87,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 3,228 | $86,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 9,087 | $86,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 2,748 | $86,000 | thousands by filing date | |
| ATLAS COPCO AB SP ADR A NEW | 049255706 | COM | 3,405 | $86,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 6,021 | $86,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 3,336 | $86,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 5,020 | $85,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 80,000 | $85,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 21,419 | $85,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 6,394 | $84,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 2,615 | $84,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 60,000 | $84,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 1,175 | $84,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 826 | $83,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,485 | $83,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,859 | $83,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 2,138 | $83,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 6,489 | $83,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 1,200 | $83,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 3,545 | $83,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 5,038 | $82,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,706 | $82,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 9,400 | $82,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 2,216 | $82,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,379 | $82,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,096 | $82,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 3,274 | $82,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 4,614 | $81,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,266 | $81,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 3,742 | $81,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 1,749 | $81,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 2,406 | $80,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 3,819 | $80,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 5,300 | $80,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 2,569 | $80,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 5,386 | $80,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 3,261 | $80,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 13,270 | $80,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 1,734 | $80,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 3,080 | $80,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 16,489 | $79,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 5,055 | $79,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 2,824 | $79,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 10,000 | $79,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 750 | $78,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 3,126 | $78,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 6,783 | $78,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 776 | $78,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,672 | $78,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,251 | $78,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 3,600 | $78,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 49,998 | $78,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 3,532 | $78,000 | thousands by filing date | |
| MITSUBISHI | 606783207 | USD | 4,194 | $78,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,727 | $78,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 648 | $78,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 8,960 | $78,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 4,000 | $78,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 4,175 | $77,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 2,726 | $77,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 2,979 | $77,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,581 | $77,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 2,198 | $77,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 2,551 | $77,000 | thousands by filing date | |
| SYMRISE AG UNSPONS ADR | 87155N109 | FOREIGN | 4,559 | $77,000 | thousands by filing date | |
| AMTRUST FINL PFDPFD SER B | 032359507 | PFD SER B | 3,075 | $77,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 585 | $77,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 611 | $77,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 745 | $76,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 811 | $76,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 2,964 | $76,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 2,847 | $76,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 4,956 | $76,000 | thousands by filing date | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 1,666 | $76,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 2,577 | $76,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 934 | $75,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 5,000 | $75,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 2,625 | $75,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 6,574 | $75,000 | thousands by filing date | |
| PARK24 CO LTD SPONSORED ADR | 701491102 | Stock | 2,664 | $75,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 5,150 | $74,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 1,774 | $74,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 621 | $73,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,000 | $73,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 5,276 | $73,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 6,475 | $73,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 1,392 | $73,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 3,498 | $73,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 5,000 | $73,000 | thousands by filing date | |
| FUCHS PETROLUB ADR | 35952Q106 | COM | 6,491 | $73,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 4,246 | $73,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 739 | $72,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 1,298 | $72,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2,408 | $72,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 1,454 | $72,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 6,800 | $71,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,597 | $71,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 3,667 | $71,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 5,625 | $71,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 4,200 | $71,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 5,454 | $71,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 3,551 | $71,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 8,204 | $71,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,124 | $70,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 9,500 | $70,000 | thousands by filing date | |
| TURKIYE GARANTI BANK | 900148701 | COM | 24,067 | $70,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 18,461 | $70,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 2,400 | $70,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 2,537 | $69,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 577 | $69,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 3,628 | $69,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 2,825 | $69,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 3,181 | $69,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 1,091 | $69,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 2,000 | $69,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 974 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 812 | $68,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,476 | $68,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 2,270 | $68,000 | thousands by filing date | |
| ALFA LAVAL AB SWEDEN ADR | 015393101 | COM | 4,158 | $68,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,012 | $68,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 14,168 | $68,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,887 | $67,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 868 | $67,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,945 | $67,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,794 | $67,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 5,129 | $67,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 8,116 | $67,000 | thousands by filing date | |
| MONOTARO CO LTD UNSPONS ADR | 61022V107 | FOREIGN | 2,236 | $67,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 9,600 | $67,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 4,600 | $67,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,800 | $67,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 684 | $66,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 4,084 | $66,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 2,138 | $66,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 952 | $66,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 1,693 | $66,000 | thousands by filing date | |
| SONOVA HOLDING AG UNSPONSORED ADR | 83569C102 | USD | 2,566 | $66,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 2,000 | $66,000 | thousands by filing date | |
| JGC CORP-UNSPONSORED ADR | 466140100 | COM | 2,212 | $66,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 652 | $65,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,710 | $65,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 4,816 | $65,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,247 | $65,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 2,294 | $65,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 8,100 | $65,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 3,761 | $65,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,522 | $64,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,531 | $64,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 966 | $64,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 8,634 | $64,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 1,250 | $64,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 2,768 | $64,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 67,597 | $64,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 5,514 | $64,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 3,090 | $63,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 1,546 | $63,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 4,388 | $63,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 11,275 | $63,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,749 | $63,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 5,133 | $63,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 7,855 | $62,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 13,500 | $62,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 1,209 | $62,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 7,526 | $62,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 3,476 | $62,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 3,952 | $62,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 7,000 | $62,000 | thousands by filing date | |
| BANK OF AMERICA | 060505831 | PFD | 2,400 | $62,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 2,825 | $61,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 2,260 | $61,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 4,197 | $61,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 1,858 | $61,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 4,122 | $61,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 2,763 | $61,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 52,989 | $61,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 4,833 | $61,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 3,000 | $60,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 24,000 | $60,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 6,094 | $60,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 2,000 | $60,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 2,201 | $59,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,635 | $59,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,520 | $59,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 5,400 | $59,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 2,163 | $59,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,671 | $59,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,578 | $59,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 1,580 | $59,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 3,672 | $59,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 1,061 | $59,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 7,383 | $58,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 3,908 | $58,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 2,279 | $58,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 4,670 | $58,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 5,000 | $58,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 1,139 | $58,000 | thousands by filing date | |
| LINDE AG-SPONSORED ADR | 535223200 | COM | 3,960 | $58,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,389 | $57,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,052 | $57,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 886 | $57,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 7,327 | $57,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 1,727 | $57,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 500 | $57,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 2,113 | $57,000 | thousands by filing date | |
| WELLS FARGO & COMPANY 5.125% P | 949746721 | PREFERR | 2,230 | $57,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 1,127 | $56,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 3,102 | $56,000 | thousands by filing date | |
| MTN GROUP LTD ADR | 62474M108 | COM | 6,059 | $56,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,709 | $56,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,026 | $56,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 1,678 | $56,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 2,240 | $56,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 2,806 | $56,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 2,648 | $55,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 2,920 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 1,400 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,720 | $55,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 2,200 | $55,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 3,338 | $55,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 2,200 | $55,000 | thousands by filing date | |
| SOUTHERN C | 842587206 | Preferred Stock | 2,000 | $55,000 | thousands by filing date | |
| GOLD - BUL | 998997191 | Common Stock | 45 | $55,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,316 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,062 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 1,362 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 957 | $54,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 3,031 | $54,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 2,052 | $54,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 2,039 | $54,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 9,052 | $54,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,070 | $54,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 845 | $54,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 2,398 | $54,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP | 025932401 | STOCK | 2,045 | $54,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,777 | $53,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 3,649 | $53,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 6,189 | $53,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 2,523 | $53,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 13,348 | $53,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 2,822 | $53,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 35,000 | $53,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 3,092 | $53,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1,262 | $53,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 2,000 | $53,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 993 | $52,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,460 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,736 | $52,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 6,000 | $52,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,933 | $52,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 3,230 | $52,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 857 | $52,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 1,874 | $52,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 8,000 | $52,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST | 649604709 | PFD | 2,600 | $52,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,820 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 1,195 | $51,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 6,000 | $51,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 3,000 | $51,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 424 | $51,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 2,138 | $51,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,104 | $51,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 837 | $51,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 1,702 | $51,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 18,000 | $51,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,500 | $50,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 1,104 | $50,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 951 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 287 | $50,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 559 | $50,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 3,101 | $50,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,946 | $50,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 755 | $50,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 3,138 | $50,000 | thousands by filing date | |
| SVENSKA HANDELSB A UNSP ADR | 86959C103 | COM | 7,831 | $50,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 993 | $50,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 1,269 | $50,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 817 | $49,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 4,113 | $49,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,075 | $49,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,150 | $49,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,131 | $49,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 3,640 | $49,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,473 | $49,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 1,167 | $48,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,005 | $48,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,576 | $48,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,000 | $48,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1,981 | $48,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 2,009 | $48,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 11,412 | $48,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,066 | $48,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 845 | $48,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 1,800 | $48,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 400 | $48,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 3,000 | $48,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 4,300 | $47,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 2,258 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,322 | $47,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 7,059 | $47,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 2,676 | $47,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,020 | $47,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 5,600 | $47,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 1,329 | $47,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 17,079 | $46,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 5,000 | $46,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 2,656 | $46,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 2,350 | $46,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 8,306 | $46,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 2,000 | $46,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 8,800 | $46,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 3,002 | $46,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,344 | $46,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 10,232 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 1,050 | $46,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 4,077 | $46,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 591 | $45,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,182 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 768 | $45,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 3,492 | $45,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 7,016 | $45,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 600 | $45,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 4,307 | $45,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 3,090 | $45,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 683 | $44,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,246 | $44,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 778 | $44,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,000 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,534 | $44,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 4,600 | $44,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 2,796 | $44,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 3,064 | $44,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 360 | $44,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,676 | $44,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 2,026 | $44,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,005 | $43,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 5,314 | $43,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 2,213 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 1,180 | $43,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 3,944 | $43,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 2,003 | $43,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 9,000 | $43,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 1,680 | $43,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 5,833 | $42,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,056 | $42,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 4,000 | $42,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 3,400 | $42,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 4,000 | $42,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 12,640 | $42,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 3,579 | $42,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 5,249 | $42,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 2,457 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 980 | $42,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,121 | $42,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 2,166 | $42,000 | thousands by filing date | |
| COLOPLAST AS UNSPONSORD ADR | 19624Y101 | Stock | 5,575 | $42,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,007 | $41,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 379 | $41,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,200 | $41,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 815 | $41,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 13,913 | $41,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 2,030 | $41,000 | thousands by filing date | |
| MORGAN STANLEY CAPITAL TRUST 6.45% $1.6125 PFD | 61753R200 | PREFERRED | 1,619 | $41,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 400 | $41,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 12,000 | $41,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 2,393 | $40,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 2,413 | $40,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 707 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 405 | $40,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 2,185 | $40,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 3,403 | $40,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 2,163 | $40,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 700 | $40,000 | thousands by filing date | |
| Deutsche Post AG | 25157Y202 | Equity | 1,451 | $40,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,997 | $40,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 25,600 | $40,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,319 | $40,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 4,000 | $40,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2,938 | $40,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 6,245 | $40,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 2,315 | $40,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 1,018 | $39,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 1,687 | $39,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 7,976 | $39,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 987 | $39,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 9,305 | $39,000 | thousands by filing date | |
| ANNALY CAP MGMT INC PFDSER D % | 035710805 | PFD | 1,600 | $39,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,357 | $38,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 5,059 | $38,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,472 | $38,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 3,119 | $38,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 6,902 | $38,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 4,148 | $38,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 6,000 | $38,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,200 | $38,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 486 | $38,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 3,000 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 1,659 | $38,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 1,888 | $38,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,843 | $37,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 6,671 | $37,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 3,256 | $37,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,139 | $37,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 4,787 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 479 | $37,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1,215 | $37,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,012 | $37,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,427 | $37,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,178 | $37,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 763 | $36,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 928 | $36,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,200 | $36,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 12 | $36,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 2,650 | $36,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 5,400 | $36,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 8,060 | $36,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 3,800 | $36,000 | thousands by filing date | |
| ADIDAS AG ADR | 00687A107 | ADUS | 607 | $36,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,689 | $36,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,285 | $36,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 15,060 | $36,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 2,450 | $36,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 1,866 | $36,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 2,690 | $36,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2,348 | $36,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 1,400 | $36,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 8,545 | $35,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 669 | $35,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 919 | $35,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,139 | $35,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 2,707 | $35,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 3,879 | $35,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 873 | $35,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 2,350 | $35,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 3,811 | $35,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 500 | $35,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 2,011 | $34,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,000 | $34,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 3,709 | $34,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,109 | $34,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-016258 | this filing | 2016-05-06 | acceptance time not in the bulk data set |