13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 3,475 holding rows worth $5,880,128,000.
- Accession
- 0000950123-16-014563
- Filer
- CIK 1569391
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 3,481 entries on the cover page, a total value of $5,880,128,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,880,128,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKCG Americas LLC 028-15067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 11,381 | $104,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 13,610 | $102,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 12,408 | $102,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 17,143 | $101,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 14,702 | $101,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 28,803 | $101,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 62,931 | $101,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 32,841 | $101,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 10,981 | $100,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 54,512 | $99,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 30,994 | $99,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 18,915 | $99,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549953 | Cmn | 12,900 | $99,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 39,789 | $98,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 25,160 | $98,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 11,706 | $98,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 81,116 | $98,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 16,702 | $98,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 21,501 | $98,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 33,329 | $97,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 32,758 | $97,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 16,664 | $95,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D381 | Cmn | 38,822 | $95,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 14,690 | $94,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 24,398 | $94,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 15,475 | $94,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 13,274 | $94,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 76,725 | $94,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 10,987 | $94,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 13,912 | $93,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 82,455 | $93,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 75,801 | $92,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 11,022 | $92,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 17,372 | $92,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,930 | $91,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 22,090 | $91,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 13,109 | $91,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 16,503 | $91,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 65,919 | $90,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 11,401 | $90,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 89,346 | $90,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142100 | COM | 61,900 | $90,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 19,059 | $89,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 38,320 | $89,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 85,803 | $88,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 34,418 | $88,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 28,259 | $87,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 49,978 | $87,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 15,554 | $87,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X409 | COM NEW ADDED | 54,300 | $87,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 13,410 | $86,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 21,774 | $85,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 31,562 | $85,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 14,092 | $84,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 11,354 | $84,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 14,266 | $84,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549903 | Cmn | 10,900 | $84,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 25,469 | $83,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 107,293 | $83,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 49,472 | $83,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A908 | COM | 17,700 | $83,000 | thousands by filing date | call |
| YUME INC | 98872B104 | COM | 23,676 | $83,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 12,609 | $82,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 16,285 | $82,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 18,044 | $82,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 100,074 | $81,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 16,605 | $81,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 20,040 | $81,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 43,493 | $81,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 96,832 | $81,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 20,727 | $81,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 68,901 | $81,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 15,298 | $81,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 21,835 | $80,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 39,491 | $80,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 11,192 | $79,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 76,562 | $79,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037909 | COM | 23,700 | $79,000 | thousands by filing date | call |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 118,388 | $79,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 108,112 | $78,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 68,884 | $78,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 27,590 | $77,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 14,995 | $76,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 17,782 | $76,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 28,401 | $76,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 23,136 | $76,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 23,402 | $76,000 | thousands by filing date | |
| MBIA INC | 55262C950 | COM | 11,500 | $75,000 | thousands by filing date | put |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 17,582 | $75,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 19,199 | $75,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 44,711 | $74,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 99,795 | $73,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 21,002 | $73,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 12,130 | $73,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 19,653 | $73,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,159 | $72,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 12,562 | $72,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 17,795 | $72,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 16,700 | $72,000 | thousands by filing date | call |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 10,393 | $72,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 11,705 | $72,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 74,718 | $72,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 29,284 | $72,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 16,594 | $71,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 76,790 | $71,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 23,575 | $71,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 12,697 | $70,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 11,166 | $70,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 10,089 | $69,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 27,560 | $68,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 25,588 | $68,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 10,824 | $68,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 112,665 | $68,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 14,517 | $68,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 12,702 | $67,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 16,673 | $67,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 49,630 | $67,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 92,220 | $67,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 19,204 | $67,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 17,039 | $66,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 187,207 | $66,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 62,343 | $66,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 31,665 | $66,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 22,319 | $66,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 13,539 | $65,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 29,880 | $65,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 20,198 | $65,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 22,909 | $64,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 37,500 | $64,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 19,417 | $63,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 14,142 | $63,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 36,103 | $63,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 25,017 | $63,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 20,968 | $62,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 51,333 | $62,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 58,693 | $62,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 17,740 | $61,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 37,364 | $61,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 21,976 | $61,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 11,030 | $61,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 118,050 | $59,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 21,178 | $58,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 10,080 | $58,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 23,493 | $58,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 13,908 | $57,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 12,097 | $57,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 64,962 | $57,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 21,548 | $57,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 57,045 | $57,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 20,200 | $56,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 14,198 | $56,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 17,946 | $56,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 55,455 | $56,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 14,048 | $55,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 24,831 | $55,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 12,304 | $55,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 10,149 | $54,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 18,878 | $54,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 57,612 | $54,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 16,572 | $54,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 455,878 | $54,000 | thousands by filing date | |
| Capnia, Inc. | 14066L105 | Common | 29,376 | $54,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 33,299 | $53,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 11,429 | $53,000 | thousands by filing date | |
| Alcatel-Lucent | 013904905 | Sponsored ADR | 13,800 | $53,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 12,622 | $52,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 11,492 | $52,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 11,341 | $52,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 143,107 | $52,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 17,826 | $52,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 37,769 | $52,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 15,057 | $51,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 46,725 | $51,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 18,941 | $51,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 252,733 | $51,000 | thousands by filing date | |
| SEADRILL LTD | G7945E955 | COM | 14,900 | $51,000 | thousands by filing date | put |
| OCLARO INC | 67555N206 | COM | 14,350 | $50,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 43,748 | $50,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 15,505 | $50,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 14,028 | $49,000 | thousands by filing date | |
| VALE S A | 91912E955 | SPONSORED ADS | 14,900 | $49,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 47,983 | $49,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 36,372 | $49,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 19,680 | $49,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 10,046 | $49,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 340,833 | $49,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 174,171 | $48,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 97,516 | $48,000 | thousands by filing date | |
| ZYNGA INC - CL A | 98986T958 | COM | 17,800 | $48,000 | thousands by filing date | put |
| MITEK SYS INC | 606710200 | COM NEW | 11,515 | $47,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 10,475 | $47,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 29,143 | $47,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 31,423 | $46,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 21,264 | $46,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 40,515 | $46,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 12,878 | $46,000 | thousands by filing date | |
| Alon Blue Square Israel Ltd | 02051Q205 | CMN | 10,664 | $46,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 10,077 | $45,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 35,531 | $45,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 19,399 | $45,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 10,582 | $45,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 24,497 | $44,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 20,951 | $44,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 232,852 | $44,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 10,823 | $43,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 18,605 | $43,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 39,398 | $42,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 84,432 | $42,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 34,845 | $42,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 37,046 | $42,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B903 | OPTION | 10,300 | $42,000 | thousands by filing date | call |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 21,713 | $41,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 12,393 | $41,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 29,485 | $41,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 47,183 | $40,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 10,420 | $40,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903957 | PUT | 13,600 | $39,000 | thousands by filing date | put |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 10,754 | $39,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 26,000 | $39,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853202 | Cmn | 29,294 | $39,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 217,891 | $38,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 22,914 | $38,000 | thousands by filing date | |
| ZYNGA INC - CL A | 98986T908 | COM | 14,300 | $38,000 | thousands by filing date | call |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 13,590 | $38,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 11,278 | $38,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 17,261 | $38,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 13,432 | $37,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 14,701 | $37,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 138,640 | $37,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y950 | COM | 19,800 | $37,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 13,632 | $36,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 46,948 | $36,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 46,722 | $36,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 62,946 | $36,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 17,636 | $36,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 11,951 | $36,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 90,099 | $35,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 52,241 | $35,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 23,808 | $35,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 15,899 | $35,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 19,750 | $35,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 36,914 | $35,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 63,500 | $34,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 127,305 | $34,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 90,651 | $34,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 35,445 | $34,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T308 | COMMON | 16,640 | $34,000 | thousands by filing date | |
| CODE REBEL CORP | 19200J106 | COM | 12,677 | $34,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 24,577 | $33,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 14,639 | $33,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 23,629 | $33,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547958 | COM | 14,900 | $33,000 | thousands by filing date | put |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 15,213 | $33,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 14,832 | $32,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 17,533 | $32,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 18,946 | $32,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 25,137 | $32,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 10,324 | $32,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 22,238 | $31,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 15,892 | $31,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 38,625 | $31,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 21,694 | $31,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 10,305 | $31,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 14,927 | $31,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 38,511 | $31,000 | thousands by filing date | |
| MYOS CORP | 554051201 | Cmn | 16,712 | $31,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 11,612 | $30,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 19,847 | $30,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 27,366 | $30,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 14,348 | $30,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 18,060 | $29,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 32,606 | $29,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 20,021 | $29,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 45,235 | $29,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 41,012 | $29,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 12,295 | $29,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 14,882 | $28,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 12,654 | $28,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 14,387 | $28,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 12,259 | $28,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 25,971 | $28,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 15,859 | $28,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 12,983 | $27,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 15,451 | $27,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 25,739 | $27,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 25,647 | $27,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 10,388 | $26,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 29,478 | $26,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,208 | $26,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 52,972 | $26,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 19,580 | $26,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 21,409 | $26,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 42,164 | $26,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 68,186 | $26,000 | thousands by filing date | |
| VAPOR CORP DEL | 922099304 | Cmn | 47,782 | $26,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 10,544 | $25,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 22,942 | $25,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 20,358 | $25,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 14,330 | $25,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 31,853 | $25,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547908 | COM | 11,100 | $25,000 | thousands by filing date | call |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 117,368 | $25,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 50,606 | $25,000 | thousands by filing date | |
| CERES INC | 156773400 | COM NEW | 76,383 | $25,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 37,318 | $24,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 47,694 | $24,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 12,450 | $24,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 20,198 | $24,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 24,208 | $24,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 13,434 | $24,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 47,246 | $24,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 32,239 | $24,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 17,699 | $23,000 | thousands by filing date | |
| Great Basin Scientif | 39013L403 | COM | 24,781 | $23,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 11,287 | $22,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 13,934 | $22,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 11,994 | $22,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 41,954 | $22,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 12,109 | $22,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 113,411 | $22,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 16,856 | $22,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 35,403 | $22,000 | thousands by filing date | |
| MACROCURE LTD | M67872107 | SHS | 17,360 | $22,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 123,191 | $21,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 14,651 | $21,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 11,851 | $21,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 14,917 | $21,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 19,964 | $20,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 30,835 | $20,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 48,098 | $20,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 29,160 | $20,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 65,953 | $20,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 24,910 | $19,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 51,257 | $19,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 12,544 | $19,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 54,158 | $19,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 26,159 | $19,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 11,706 | $18,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 11,826 | $18,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 16,239 | $18,000 | thousands by filing date | |
| CVSL INC | 12665T206 | Cmn | 18,387 | $18,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V129 | *W EXP 07/15/202 | 105,367 | $18,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 10,717 | $17,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 12,546 | $17,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 12,466 | $17,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 13,567 | $17,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 15,985 | $17,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 13,504 | $16,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 25,400 | $16,000 | thousands by filing date | |
| INSPIREMD INC | 45779A507 | Cmn | 17,960 | $16,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097957 | Cmn | 14,800 | $16,000 | thousands by filing date | put |
| SIEBERT FINL CORP | 826176109 | COM | 11,425 | $15,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 52,143 | $15,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 13,132 | $15,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 21,912 | $15,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 85,604 | $15,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 26,082 | $15,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 43,300 | $15,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 15,391 | $14,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 14,616 | $14,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 10,405 | $14,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 14,593 | $14,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 20,684 | $14,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 18,852 | $14,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 14,488 | $14,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 28,027 | $13,000 | thousands by filing date | |
| ARMCO METALS HLDGS XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/20 | 042182204 | COM | 31,226 | $13,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F203 | COM NEW | 17,446 | $13,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 17,140 | $12,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 16,569 | $12,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 24,353 | $12,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 42,190 | $12,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 63,909 | $12,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 10,080 | $12,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 12,058 | $12,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 1,305,131 | $12,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N203 | Cmn | 18,468 | $12,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 21,051 | $11,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 11,049 | $11,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 10,304 | $11,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 11,069 | $11,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 11,864 | $11,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 49,372 | $11,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 31,221 | $11,000 | thousands by filing date | |
| QKL STORES INC | 74732Y303 | COM PAR $0.001 | 15,720 | $11,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 71,119 | $11,000 | thousands by filing date | |
| PERSEON CORP | 715270203 | Cmn | 46,556 | $11,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 29,268 | $10,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 10,313 | $10,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 54,339 | $10,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 33,333 | $9,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 12,881 | $9,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 78,064 | $9,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 90,295 | $9,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 10,266 | $9,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 12,687 | $9,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 29,237 | $9,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 26,044 | $9,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 136,302 | $9,000 | thousands by filing date | |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 16,448 | $9,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 12,211 | $8,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 18,952 | $8,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 10,504 | $8,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 22,966 | $8,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605116 | Cmn | 12,569 | $8,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 27,818 | $7,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 20,172 | $7,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 39,886 | $7,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 28,775 | $7,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 34,340 | $7,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 28,251 | $7,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 14,449 | $7,000 | thousands by filing date | |
| OPTIMUMBANK HOLDINGS INC | 68401P304 | COM PAR $0.01 | 18,379 | $7,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 18,491 | $7,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 11,696 | $7,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 22,934 | $6,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 72,196 | $6,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 38,870 | $6,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 14,272 | $6,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 13,571 | $6,000 | thousands by filing date | |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 37,981 | $6,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 12,837 | $6,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 14,315 | $6,000 | thousands by filing date | |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 14,343 | $6,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 15,074 | $5,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 11,412 | $5,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 19,021 | $5,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 30,297 | $5,000 | thousands by filing date | |
| DXI ENERGY INC COM | 23286A104 | Stock | 33,664 | $5,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 10,111 | $5,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A507 | Cmn | 21,720 | $5,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 10,883 | $4,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 14,509 | $4,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 17,819 | $4,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 37,644 | $4,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD | G8477B113 | *W EXP 12/18/201 | 38,555 | $4,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 19,847 | $4,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 18,927 | $4,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 10,912 | $3,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 17,322 | $3,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 10,753 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 52,237 | $3,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 19,775 | $3,000 | thousands by filing date | |
| MF GLOBAL HOLDINGS LTD | 55277J108 | COMMON | 122,791 | $3,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 14,572 | $3,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 21,065 | $2,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 12,090 | $2,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 13,180 | $2,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 20,383 | $2,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 12,551 | $2,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 14,957 | $2,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 23,372 | $2,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 18,673 | $1,000 | thousands by filing date | |
| Beacon Power Corp New | 073677205 | COM | 56,364 | $1,000 | thousands by filing date | |
| Advanced Battery Technologies Inc | 00752H102 | COM | 27,278 | $1,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 37,725 | $1,000 | thousands by filing date | |
| AMERICAN DEFENSE SYSTEMS INC | 025351107 | COM | 506,908 | $1,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 10,147 | $1,000 | thousands by filing date | |
| KEYUAN PETROCHEMICALS INC | 493722102 | COM | 70,585 | $1,000 | thousands by filing date | |
| ATRINSIC INC | 04964C208 | COM NEW | 7,006,612 | $1,000 | thousands by filing date | |
| FIRST PL FINL CORP COM | 33610t109 | COM | 101,617 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Comwlth Bankshares | 202736104 | COM | 261,274 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERGREEN ENERGY INC | 30024B203 | COMMON STOCK | 85,486 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dearborn Bancorp Inc | 24242R108 | COM | 10,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METHES ENERGIES INTL LTD | 591517115 | *W EXP 10/12/201 | 26,038 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METHES ENERGIES INTL LTD | 591517123 | *W EXP 10/12/201 | 31,106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INFRASTRUCTURE INVT CORP | 16944H107 | COM | 279,836 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENER1 INC NEW | 29267A203 | COM | 664,208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WACCAMAW BANKSHARES INC - COMMON STOCK | 929741106 | COM | 652,041 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zanett Inc | 98906R208 | COM NEW | 36,478 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 12,031 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREESEAS INC | Y26496193 | Cmn | 20,303 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KALOBIOS PHARMACEUTICALS INC | 48344T209 | COM | 11,006 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAGONWAVE INC | 26144M129 | *W EXP 08/01/201 | 44,167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIVATE MEDIA GROUP INC | 74266R302 | COMNEW | 38,187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014563 | this filing | 2016-02-12 | acceptance time not in the bulk data set |