13F-HR filed by M&T Bank Corp
M&T Bank Corp filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 1,803 holding rows worth $15,065,641,000.
- Accession
- 0000950123-16-014428
- Filer
- CIK 36270
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 10,526 entries on the cover page, a total value of $15,065,641,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,065,641,000 with VALUE read as thousands by filing date, 13F file number 028-00267. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerManufacturers & Traders Trust Company 028-03980
- included managerWilmington Trust Investment Advisors, Inc 028-10909
- included managerWilmington Trust National Association 028-03740
- included managerWilmington Trust Company 028-03742
- included managerWilmington Funds Management Corp 028-06601
- included managerWilmington Trust Investment Management, LLC 028-12629
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 12,161 | $202,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 39,865 | $202,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 7,615 | $202,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 9,952 | $202,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 9,035 | $201,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 5,868 | $201,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 200,000 | $201,000 | thousands by filing date | principal |
| GLATFELTER | 377316104 | COM | 10,818 | $200,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 29,800 | $197,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 14,051 | $197,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 14,592 | $196,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 16,886 | $196,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 10,696 | $192,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 12,275 | $191,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 16,606 | $191,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 23,698 | $189,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 11,865 | $188,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 13,384 | $188,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 12,000 | $187,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 13,537 | $179,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 34,374 | $179,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 11,743 | $179,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 31,422 | $178,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 39,487 | $178,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 10,505 | $177,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 12,967 | $176,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,107 | $175,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 62,600 | $175,000 | thousands by filing date | put |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 16,929 | $171,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,169 | $171,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 10,933 | $171,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 17,917 | $169,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 34,057 | $167,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 30,972 | $166,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 22,175 | $164,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 12,085 | $164,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,000 | $163,000 | thousands by filing date | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 12,660 | $162,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 16,507 | $162,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 34,950 | $158,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 13,196 | $158,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 18,000 | $157,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 12,292 | $156,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 15,630 | $155,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 42,403 | $153,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 13,000 | $153,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 18,493 | $152,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 24,096 | $150,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 11,088 | $149,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 12,364 | $148,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 22,609 | $147,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 21,858 | $146,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 12,565 | $145,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 15,200 | $144,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 11,658 | $144,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 14,757 | $143,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 10,164 | $138,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 15,697 | $136,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 75,500 | $136,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 96,049 | $136,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 14,154 | $128,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,225 | $125,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 10,148 | $125,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,435 | $122,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 13,299 | $118,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 11,239 | $117,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,903 | $114,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 10,100 | $112,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 15,500 | $110,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 11,368 | $107,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 13,312 | $106,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 22,927 | $105,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 14,379 | $103,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 17,864 | $103,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 19,606 | $100,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 25,000 | $100,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 11,161 | $98,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 11,300 | $98,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,398 | $96,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 16,862 | $96,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 16,480 | $95,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 13,684 | $95,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 23,233 | $93,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 21,656 | $91,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 13,942 | $90,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 12,092 | $89,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 15,969 | $87,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 14,935 | $85,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,530 | $84,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 36,451 | $83,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 20,000 | $82,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 10,500 | $81,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 10,384 | $80,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 19,000 | $77,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 28,474 | $77,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 75,000 | $75,000 | thousands by filing date | principal |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 10,500 | $75,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 31,999 | $74,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 26,000 | $74,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 36,524 | $72,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 11,503 | $70,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 20,718 | $68,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 11,831 | $63,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 13,666 | $62,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 20,000 | $60,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 58,000 | $52,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 52,000 | $51,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 51,000 | $50,000 | thousands by filing date | principal |
| Broadcom Inc | Y0486S104 | Common | 1,500 | $49,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 16,500 | $48,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 42,000 | $47,000 | thousands by filing date | principal |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 43,000 | $45,000 | thousands by filing date | principal |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,190 | $44,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 43,000 | $44,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 45,000 | $44,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 47,000 | $44,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 36,000 | $42,000 | thousands by filing date | principal |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 49,000 | $42,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 43,000 | $41,000 | thousands by filing date | principal |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 13,211 | $41,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 41,000 | $41,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 5,800 | $40,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 11,405 | $39,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 38,000 | $39,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 30,000 | $39,000 | thousands by filing date | principal |
| Lineage, Inc. | 536020100 | COM | 29,355 | $38,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 13,333 | $38,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 23,190 | $37,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 41,000 | $37,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 43,000 | $37,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 37,000 | $37,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 29,000 | $37,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 27,000 | $36,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 36,000 | $36,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 35,000 | $36,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 35,000 | $36,000 | thousands by filing date | principal |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 40,000 | $36,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 24,000 | $33,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 26,000 | $33,000 | thousands by filing date | principal |
| CTC MEDIA INC | 12642X106 | COM | 18,184 | $33,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 30,000 | $33,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 20,000 | $33,000 | thousands by filing date | principal |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 31,000 | $32,000 | thousands by filing date | principal |
| BON-TON STORES INC | 09776J101 | COM | 15,475 | $32,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 30,000 | $32,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 29,000 | $32,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 34,000 | $32,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 26,000 | $31,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 24,000 | $31,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 32,000 | $30,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,500 | $29,000 | thousands by filing date | call |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 35,000 | $29,000 | thousands by filing date | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 43,100 | $28,000 | thousands by filing date | put |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 28,000 | $28,000 | thousands by filing date | principal |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 1,000 | $28,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 26,000 | $28,000 | thousands by filing date | principal |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 25,000 | $28,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 19,000 | $27,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 25,000 | $27,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 24,000 | $26,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 28,000 | $26,000 | thousands by filing date | principal |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 31,000 | $26,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 3,800 | $25,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 3,600 | $24,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 23,000 | $24,000 | thousands by filing date | principal |
| TESORO CORP | 881609101 | COM | 2,200 | $23,000 | thousands by filing date | call |
| STEMCELLS INC | 85857R204 | COM NEW | 55,130 | $23,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 6,400 | $22,000 | thousands by filing date | call |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 22,000 | $22,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 21,000 | $22,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 17,000 | $20,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 3,800 | $18,000 | thousands by filing date | call |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 14,000 | $18,000 | thousands by filing date | principal |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 83,235 | $17,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 15,000 | $16,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 18,000 | $16,000 | thousands by filing date | principal |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 16,000 | $16,000 | thousands by filing date | principal |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,000 | $15,000 | thousands by filing date | call |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 12,000 | $15,000 | thousands by filing date | principal |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 15,000 | $14,000 | thousands by filing date | principal |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 800 | $13,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 1,200 | $13,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 800 | $12,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 12,000 | $12,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 900 | $11,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 24,900 | $11,000 | thousands by filing date | call |
| ACE LTD | H0023R105 | SHS | 1,400 | $11,000 | thousands by filing date | call |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 12,000 | $11,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 11,000 | $11,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 19,000 | $11,000 | thousands by filing date | principal |
| TARGET CORP COM | 87612E106 | Stock | 2,000 | $9,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100 | $8,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 800 | $8,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 1,500 | $7,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 100 | $7,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,000 | $6,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 16,800 | $6,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,600 | $6,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 400 | $5,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 1,900 | $5,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 900 | $5,000 | thousands by filing date | call |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 1,000 | $5,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 165,000 | $4,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 500 | $4,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 2,500 | $3,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 1,200 | $3,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 1,700 | $3,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 20,600 | $3,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 500 | $3,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,400 | $3,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,000 | $3,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,000 | $2,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 500 | $2,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 4,600 | $2,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,800 | $2,000 | thousands by filing date | call |
| QORVO INC COM | 74736K101 | Stock | 300 | $2,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 700 | $2,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 500 | $2,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 500 | $2,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,300 | $2,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 1,100 | $2,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 2,200 | $1,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 900 | $1,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 300 | $1,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 2,300 | $1,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 1,300 | $1,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,900 | $1,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 5,000 | $1,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 300 | $1,000 | thousands by filing date | call |
| BECTON DICKINSON & CO | 075887109 | COM | 400 | $1,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,500 | $1,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 100 | $1,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 700 | $1,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 1,200 | $1,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 2,500 | $1,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 400 | $1,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 600 | $1,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 300 | $1,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 500 | $1,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 500 | $1,000 | thousands by filing date | call |
| CREE INC | 225447101 | COM | 1,000 | $1,000 | thousands by filing date | call |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,100 | $1,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| American Express Company | 025816109 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Analog Devices,Inc. | 032654105 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Boeing Company | 097023105 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Chevron Corporation | 166764100 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 3,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Citigroup Inc. | 172967424 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ConocoPhillips | 20825C104 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Eaton Corp. Plc | G29183103 | COM | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HCA Healthcare Inc | 40412C101 | COM | 1,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Home Depot, Inc | 437076102 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| International Business Machines Corporation | 459200101 | COM | 6,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Johnson & Johnson | 478160104 | COM | 1,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MasterCard, Inc | 57636Q104 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Mondelez International,Inc. Class A | 609207105 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PepsiCo,Inc. | 713448108 | COM | 20,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Philip Morris International Inc. | 718172109 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Procter & Gamble Co | 742718109 | COM | 5,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Schlumberger Limited | 806857108 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Starbucks Corporation | 855244109 | COM | 2,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Texas Instruments Incorporated | 882508104 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Union Pacific Corporation | 907818108 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Wells Fargo & Company | 949746101 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PAYCHEX INC | 704326107 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CORNING INC | 219350105 | COM | 1,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PHILLIPS 66 COM | 718546104 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CARLISLE COS INC COM | 142339100 | Stock | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PPL CORP COM | 69351T106 | Stock | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DEXCOM INC COM | 252131107 | Stock | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL MILLS INC COM | 370334104 | Stock | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PACCAR INC COM | 693718108 | Stock | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BAXTER INTL INC | 071813109 | COM | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RELIANCE INC | 759509102 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKROCK INC CL A COM | 09247X101 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DOMTAR CORP | 257559203 | COM NEW | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MYLAN NV | N59465109 | SHS EURO | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELGENE CORP | 151020104 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 4,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014428 | this filing | 2016-02-12 | acceptance time not in the bulk data set |