13F-HR filed by Curi Capital, LLC
Curi Capital, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 438 holding rows worth $2,169,826,000.
- Accession
- 0000950123-16-014418
- Filer
- CIK 1332905
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 554 entries on the cover page, a total value of $2,169,826,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,169,826,000 with VALUE read as thousands by filing date, 13F file number 028-11714. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDelaware Capital Management Inc. 028-05920
- included managerHorizon Asset Management LLC 028-06986
- included managerBrandes Investment Partners, LP 028-05620
- included managerWHV Investments, Inc. 028-01204
- included managerConvergence Investment Partners, LLC 028-13404
- included managerLazard Asset Management LLC 028-10469
- included managerLateef Investment Mangement, L.P. 028-05358
- included managerSanta Barbara Asset Mangement, LLC 028-05621
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STATE STR CORP COM | 857477103 | Stock | 99,000 | $657,075,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 297,867 | $27,666,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,621,060 | $26,813,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,122,000 | $26,737,000 | thousands by filing date | put |
| ANSYS INC COM | 03662Q105 | COM | 259,114 | $23,968,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 172,243 | $23,115,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 528,000 | $22,133,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 2,790,991 | $21,965,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 345,549 | $20,809,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 292,783 | $20,761,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 304,873 | $20,140,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 169,120 | $20,029,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 97,500 | $19,877,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 252,134 | $19,553,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,189,827 | $19,075,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 24,441 | $19,015,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 250,484 | $18,170,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 718,603 | $18,123,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 325,187 | $17,459,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 112,739 | $16,968,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 319,070 | $15,979,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 9,724 | $15,977,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 246,061 | $15,785,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 20,225 | $15,349,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 124,385 | $14,965,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 126,637 | $14,875,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 586,351 | $14,758,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 185,056 | $14,610,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 147,876 | $14,337,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 660,117 | $14,074,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 10,707 | $13,651,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 92,184 | $13,339,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 173,095 | $13,162,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 139,727 | $12,659,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 79,087 | $12,186,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 122,812 | $12,007,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 112,324 | $11,823,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 164,843 | $11,498,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 99,000 | $11,149,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 479,860 | $11,027,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 114,890 | $10,648,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 869,479 | $10,590,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 101,160 | $10,541,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 132,993 | $10,400,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 236,917 | $10,109,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 95,551 | $9,985,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 179,491 | $9,953,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 207,604 | $9,662,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 106,595 | $9,589,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 139,058 | $9,566,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 298,915 | $9,508,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 80,699 | $9,452,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 157,680 | $9,421,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 64,196 | $9,282,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 41,063 | $9,242,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 92,230 | $9,157,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 360,706 | $9,155,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 404,237 | $9,132,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 678,590 | $9,066,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 136,795 | $9,008,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,160,430 | $9,005,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 75,140 | $8,999,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 147,245 | $8,807,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 248,065 | $8,677,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 195,736 | $8,624,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 175,668 | $8,392,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 141,905 | $8,333,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 73,917 | $8,062,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 500,474 | $7,837,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 126,119 | $7,554,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 198,000 | $7,485,000 | thousands by filing date | put |
| ASB BANCORP INC N C | 00213T109 | COM | 276,970 | $7,189,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 132,000 | $7,176,000 | thousands by filing date | put |
| KNOWLES CORP COM | 49926D109 | Stock | 536,482 | $7,151,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 170,524 | $7,055,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 34,397 | $7,012,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 214,813 | $6,932,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 334,519 | $6,322,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 66,000 | $6,290,000 | thousands by filing date | put |
| NRG YIELD INC | 62942X306 | COM | 438,881 | $6,105,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 265,271 | $5,942,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 394,421 | $5,908,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 89,241 | $5,464,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 1,567,210 | $5,328,000 | thousands by filing date | |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 313,654 | $5,219,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 353,886 | $5,213,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 255,487 | $5,031,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 292,996 | $5,017,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 207,005 | $5,012,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 219,950 | $4,993,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 246,125 | $4,984,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 276,172 | $4,966,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 515,000 | $4,959,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 297,590 | $4,910,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 98,918 | $4,892,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 132,010 | $4,880,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 935,037 | $4,834,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 813,199 | $4,765,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 66,000 | $4,758,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 202,628 | $4,750,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 1,522,365 | $4,740,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 116,908 | $4,677,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 400,000 | $4,400,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 66,000 | $4,358,000 | thousands by filing date | put |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 339,787 | $4,210,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 66,000 | $4,090,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 520,155 | $4,005,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 305,850 | $3,994,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 92,244 | $3,978,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 314,020 | $3,906,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 90,645 | $3,801,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 262,447 | $3,771,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 467,887 | $3,593,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 459,457 | $3,584,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 306,718 | $3,494,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 1,862,637 | $3,427,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 128,120 | $3,358,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 99,672 | $3,275,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 379,246 | $3,174,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 102,970 | $3,168,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,887,619 | $3,152,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 97,497 | $3,138,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 424,581 | $3,019,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 42,047 | $2,924,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 67,061 | $2,918,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 1,806,091 | $2,890,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 35,799 | $2,885,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 126,915 | $2,873,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 73,614 | $2,860,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 66,000 | $2,816,000 | thousands by filing date | put |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 188,530 | $2,813,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 509,096 | $2,810,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 159,294 | $2,781,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 35,146 | $2,780,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 200,916 | $2,716,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 330,267 | $2,672,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 26,030 | $2,635,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 252,993 | $2,624,000 | thousands by filing date | |
| KONINKLIJKE AHOLD NV-SP ADR | 500467105 | ADR | 124,033 | $2,624,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 119,472 | $2,577,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 80,561 | $2,572,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 118,572 | $2,559,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 139,254 | $2,554,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 78,301 | $2,543,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 567,168 | $2,507,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 125,030 | $2,482,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 103,425 | $2,440,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 19,573 | $2,433,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 69,650 | $2,367,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 123,290 | $2,352,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 307,592 | $2,341,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 219,448 | $2,291,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 111,010 | $2,289,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 25,959 | $2,233,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 125,616 | $2,227,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 188,031 | $2,213,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 54,707 | $2,207,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 53,555 | $2,205,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 776,858 | $2,191,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 92,400 | $2,161,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 84,370 | $2,151,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 197,391 | $2,148,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 49,762 | $2,122,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 396,593 | $2,122,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 117,265 | $2,111,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 140,633 | $2,107,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 247,960 | $2,105,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 25,103 | $2,091,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 12,917 | $2,090,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 210,200 | $2,081,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 148,126 | $2,075,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 537,334 | $2,058,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 86,735 | $2,051,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 685,833 | $2,037,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 88,769 | $2,019,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 88,537 | $2,011,000 | thousands by filing date | |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 106,582 | $1,996,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 104,413 | $1,957,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 76,300 | $1,943,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 26,691 | $1,924,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 38,819 | $1,910,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 102,420 | $1,888,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 31,530 | $1,866,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 150,945 | $1,858,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 81,625 | $1,856,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 23,138 | $1,821,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 392,858 | $1,807,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 66,000 | $1,802,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 56,595 | $1,769,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 11,053 | $1,766,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 147,734 | $1,757,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 71,604 | $1,746,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 22,621 | $1,739,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 138,416 | $1,714,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 141,848 | $1,697,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 191,578 | $1,695,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 59,524 | $1,667,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 77,992 | $1,640,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 48,774 | $1,639,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 92,571 | $1,626,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 126,916 | $1,619,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 43,892 | $1,612,000 | thousands by filing date | |
| KAO CORP SPONSORED ADR | 485537302 | COM | 30,831 | $1,603,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 39,170 | $1,594,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 52,578 | $1,585,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 76,699 | $1,573,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 117,834 | $1,555,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 13,255 | $1,535,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 50,130 | $1,494,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 184,921 | $1,481,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 132,000 | $1,460,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 95,000 | $1,417,000 | thousands by filing date | put |
| SUN BANCORP INC | 86663B201 | COM NEW | 68,434 | $1,412,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 80,608 | $1,399,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 250,746 | $1,394,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 124,809 | $1,380,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 188,260 | $1,378,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 180,168 | $1,376,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 60,838 | $1,357,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 95,490 | $1,356,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 55,592 | $1,350,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 239,452 | $1,329,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 38,695 | $1,307,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 120,168 | $1,295,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 33,367 | $1,271,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 886,164 | $1,267,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 22,277 | $1,255,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 26,336 | $1,231,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 34,440 | $1,185,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 53,272 | $1,166,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 27,700 | $1,154,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 33,000 | $1,145,000 | thousands by filing date | put |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 50,153 | $1,129,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 87,295 | $1,120,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 23,090 | $1,101,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 60,210 | $1,096,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 10,115 | $1,070,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 378,000 | $1,062,000 | thousands by filing date | put |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 51,173 | $1,049,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 58,346 | $1,035,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 36,780 | $1,025,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 72,459 | $1,020,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 28,698 | $971,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 20,455 | $937,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 75,000 | $923,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 68,570 | $915,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 127,587 | $914,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 184,412 | $897,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,593 | $893,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 27,469 | $887,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 217,485 | $872,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 482,902 | $864,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 54,199 | $855,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 58,504 | $846,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 39,960 | $846,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 105,540 | $827,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 51,553 | $816,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 72,571 | $808,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 49,712 | $785,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 17,225 | $774,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 71,721 | $769,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 15,836 | $746,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 169,341 | $738,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 57,632 | $735,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 64,554 | $733,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 130,200 | $721,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,355 | $707,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,347 | $706,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 72,560 | $678,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,983 | $674,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 54,548 | $673,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,355 | $672,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 37,873 | $665,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 93,680 | $656,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,149 | $645,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 45,484 | $633,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 14,976 | $626,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 32,400 | $626,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,307 | $611,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 44,733 | $598,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 23,600 | $597,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 51,128 | $579,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 99,591 | $575,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 12,994 | $570,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 48,890 | $568,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 9,160 | $550,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 39,962 | $549,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 32,683 | $543,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 46,950 | $532,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 23,709 | $528,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 34,766 | $516,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,920 | $515,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 107,000 | $514,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 39,020 | $510,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 39,128 | $506,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 32,573 | $504,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,866 | $500,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 39,219 | $498,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 4,445 | $497,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 15,286 | $494,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 31,960 | $493,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 100,158 | $479,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 25,820 | $477,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 36,018 | $476,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 31,351 | $476,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,560 | $471,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 15,176 | $468,000 | thousands by filing date | |
| NEXTERA ENERGY | 65339K803 | PFD | 18,633 | $465,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 31,823 | $462,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 31,540 | $450,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,977 | $438,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 58,459 | $437,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,122 | $433,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,492 | $428,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 48,631 | $424,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 27,151 | $410,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 44,359 | $406,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,254 | $402,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 54,146 | $400,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 53,012 | $398,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 4,612 | $395,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,979 | $394,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 26,103 | $391,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,887 | $380,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,621 | $380,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 35,948 | $378,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,891 | $373,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 11,616 | $366,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,580 | $358,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 26,693 | $357,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 23,734 | $354,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 45,060 | $353,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 26,505 | $353,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 24,743 | $342,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 25,559 | $341,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 132,290 | $337,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 8,129 | $335,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 21,329 | $331,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 8,800 | $331,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 18,304 | $329,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 6,097 | $327,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 29,103 | $320,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 33,571 | $317,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 40,149 | $311,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,659 | $308,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 22,996 | $305,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 24,517 | $304,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 19,817 | $301,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,537 | $294,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,463 | $292,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 22,284 | $289,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 48,963 | $284,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 518 | $281,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 21,859 | $277,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 408 | $276,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 20,032 | $273,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 18,513 | $272,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 20,301 | $271,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 10,359 | $266,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 17,600 | $264,000 | thousands by filing date | put |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 35,239 | $263,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,972 | $262,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 20,391 | $262,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 16,781 | $262,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 5,625 | $262,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 35,000 | $261,000 | thousands by filing date | put |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 19,027 | $260,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 23,762 | $257,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 17,876 | $253,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 19,778 | $253,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,141 | $251,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 33,710 | $248,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 14,938 | $248,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 805 | $247,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 7,896 | $246,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 16,133 | $246,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 18,807 | $246,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 16,940 | $243,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 12,606 | $240,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,306 | $239,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 17,344 | $238,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,437 | $237,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,912 | $235,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 14,288 | $233,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,309 | $230,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,631 | $227,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,528 | $226,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,290 | $224,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 15,859 | $224,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,951 | $221,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,060 | $220,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 24,886 | $218,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,554 | $217,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 17,315 | $216,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 1,975 | $208,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 5,341 | $207,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 26,755 | $205,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,081 | $204,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,612 | $202,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 11,797 | $201,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,775 | $200,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 14,745 | $198,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 13,738 | $194,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 18,782 | $189,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 26,779 | $184,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 16,897 | $182,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,362 | $177,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 13,563 | $176,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 22,690 | $175,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 13,036 | $171,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 12,195 | $164,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 15,383 | $164,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 25,567 | $160,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 10,648 | $159,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 14,742 | $157,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 13,485 | $157,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 11,561 | $156,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 11,281 | $152,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 10,158 | $148,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 13,537 | $146,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 10,434 | $145,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 10,519 | $145,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 10,255 | $141,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 10,423 | $139,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 10,489 | $138,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 12,877 | $136,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 10,565 | $128,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 12,000 | $120,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 10,410 | $119,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 20,916 | $111,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 13,049 | $97,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 13,371 | $94,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 12,555 | $86,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 11,606 | $72,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,560 | $67,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 10,184 | $63,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 11,452 | $32,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,413 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014418 | this filing | 2016-02-12 | acceptance time not in the bulk data set |