13F-HR filed by WHITEBOX ADVISORS LLC
WHITEBOX ADVISORS LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-10, with 167 holding rows worth $3,667,437,000.
- Accession
- 0000950123-16-013905
- Filer
- CIK 1257391
- Filed
- 2016-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 167 entries on the cover page, a total value of $3,667,437,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,667,437,000 with VALUE read as thousands by filing date, 13F file number 028-10715. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 3,540,000 | $721,771,000 | thousands by filing date | put |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 3,000,000 | $611,670,000 | thousands by filing date | call |
| ISHARES TR | 464287955 | PUT | 1,750,000 | $196,893,000 | thousands by filing date | put |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 8,178,905 | $192,531,000 | thousands by filing date | |
| ISHARES TR | 464287905 | CALL | 1,000,000 | $112,510,000 | thousands by filing date | call |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 51,956,000 | $101,671,000 | thousands by filing date | principal |
| CURRENCYSHARES EURO TRUST | 23130C958 | COM | 900,000 | $95,760,000 | thousands by filing date | put |
| YAHOO INC | 984332106 | COM | 2,542,252 | $84,555,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 39,547,000 | $84,383,000 | thousands by filing date | principal |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 21,904,000 | $68,327,000 | thousands by filing date | principal |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 4,839,321 | $66,734,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 3,387,021 | $58,731,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505954 | PUT | 3,000,000 | $50,490,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 250,507 | $44,718,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 1,000,000 | $42,350,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 5,674,070 | $39,548,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 1,527,856 | $39,235,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 211,320 | $39,219,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 45,940,000 | $38,446,000 | thousands by filing date | principal |
| CIGNA CORPORATION | 125509109 | COM | 248,563 | $36,372,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 9,246,000 | $34,551,000 | thousands by filing date | principal |
| BROADCOM CORP | 111320107 | CL A | 566,800 | $32,772,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 28,681,000 | $30,151,000 | thousands by filing date | principal |
| OFFICE DEPOT INC | 676220106 | COM | 5,339,250 | $30,113,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 27,000,000 | $29,042,000 | thousands by filing date | principal |
| HYCROFT MNG CORP | 448629AC9 | BOND | 28,825,760 | $28,826,000 | thousands by filing date | principal |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 3,164,718 | $25,634,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 28,180,000 | $24,023,000 | thousands by filing date | principal |
| ALLY FINL INC COM | 02005N100 | Stock | 1,134,935 | $21,155,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 227,921 | $19,706,000 | thousands by filing date | |
| AMRN 3.5 1/32 | 220480AB3 | Bond 30/360P2 U | 21,710,000 | $19,648,000 | thousands by filing date | principal |
| JAZZ TECHNOLOGIES INC NEW | 47214GAF4 | NOTE 8.000%12/3 | 11,779,000 | $18,324,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 24,000,000 | $18,180,000 | thousands by filing date | principal |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 1,210,855 | $16,904,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 65,000 | $15,081,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 10,757,000 | $13,998,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 22,907,000 | $12,971,000 | thousands by filing date | principal |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 13,500,000 | $12,968,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 4,850,000 | $12,419,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 10,000,000 | $12,150,000 | thousands by filing date | principal |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 435,852 | $12,121,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 14,716,000 | $11,782,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J108 | SHS | 36,860 | $11,519,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 10,986,000 | $11,302,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 54,000 | $11,010,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 21,120,000 | $10,982,000 | thousands by filing date | principal |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 16,750,000 | $10,793,000 | thousands by filing date | principal |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 12,045,000 | $10,720,000 | thousands by filing date | principal |
| Chubb Corporation | 171232101 | Equity | 80,000 | $10,611,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 8,000,000 | $10,150,000 | thousands by filing date | principal |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 2,148,000 | $9,998,000 | thousands by filing date | principal |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,006,187 | $9,921,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 6,248,000 | $9,798,000 | thousands by filing date | principal |
| ANADARKO PETROLEUM CORP | 032511957 | COM | 200,000 | $9,716,000 | thousands by filing date | put |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1,851,157 | $9,348,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C954 | PUT | 200,000 | $9,338,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 16,375,000 | $9,180,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y906 | CALL | 150,000 | $9,083,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC D | 16117M955 | CL A NEW | 48,400 | $8,862,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 619,658 | $8,731,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 11,429,000 | $8,593,000 | thousands by filing date | principal |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 666,866 | $8,262,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 4,850,000 | $8,078,000 | thousands by filing date | principal |
| SAFEGUARD SCIENTIFICS INC | 786449AK4 | BOND | 7,316,000 | $8,066,000 | thousands by filing date | principal |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 8,500,000 | $7,825,000 | thousands by filing date | principal |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 578,917 | $7,740,000 | thousands by filing date | |
| IMPERIAL HLDGS INC | 452834AE4 | NOTE 8.500% 2/1 | 8,500,000 | $7,129,000 | thousands by filing date | principal |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 11,464,800 | $6,569,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 10,500,000 | $6,097,000 | thousands by filing date | principal |
| UnitedHealth Group Inc | 91324P102 | COM | 50,921 | $5,990,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 57,526 | $5,812,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 56,192 | $5,615,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 454,106 | $5,427,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 5,820,000 | $5,333,000 | thousands by filing date | principal |
| INTERPUBLIC GROUP COS | 460690100 | COM | 224,150 | $5,218,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 89,295 | $5,117,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 4,000,000 | $5,030,000 | thousands by filing date | principal |
| TRINA SOLAR LTD | 89628EAE4 | DEBT 4.000%10/1 | 5,000,000 | $4,828,000 | thousands by filing date | principal |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 150,000 | $4,785,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 137,295 | $4,669,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 51,365 | $4,556,000 | thousands by filing date | |
| TLOG 8 06/15/19 | 88165UAB5 | Bond 30/360P2 U | 10,804,000 | $4,328,000 | thousands by filing date | principal |
| WHIRLPOOL CORP COM | 963320106 | Stock | 29,274 | $4,299,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 46,051 | $4,268,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 2,500,000 | $4,203,000 | thousands by filing date | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 73,561 | $4,008,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 263,805 | $3,976,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 51,392 | $3,953,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 39,902 | $3,833,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 104,632 | $3,743,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 349,618 | $3,716,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 33,874 | $3,480,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 38,634 | $3,449,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 127,440 | $3,307,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 2,500,000 | $3,266,000 | thousands by filing date | principal |
| MCKESSON CORP COM | 58155Q103 | Stock | 15,744 | $3,105,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 51,031 | $2,942,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 67,988 | $2,887,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 329,652 | $2,835,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 35,046 | $2,741,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 32,296 | $2,610,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 8,492 | $2,602,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 16,023 | $2,601,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 70,100 | $2,546,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 41,586 | $2,496,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 40,077 | $2,476,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 41,567 | $2,462,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 46,448 | $2,453,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 52,466 | $2,419,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 75,209 | $2,394,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 2,000,000 | $2,356,000 | thousands by filing date | principal |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 18,805 | $2,325,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 28,638 | $2,261,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,871 | $2,234,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 23,809 | $2,219,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 31,720 | $2,211,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 49,647 | $2,130,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 17,221 | $2,077,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 194,014 | $2,066,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 184,212 | $2,041,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 46,745 | $2,026,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 219,724 | $1,989,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 32,700 | $1,982,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 27,507 | $1,977,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 63,493 | $1,920,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 27,579 | $1,897,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 116,502 | $1,865,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 147,202 | $1,859,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 38,573 | $1,845,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,160,449 | $1,818,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 19,149 | $1,804,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 5,390,000 | $1,799,000 | thousands by filing date | principal |
| TOWER INTL INC | 891826109 | COM | 62,826 | $1,795,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 84,034 | $1,713,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 23,304 | $1,702,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 112,079 | $1,687,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 52,244 | $1,677,000 | thousands by filing date | |
| CAS 7 12/15/17 | 148411AF8 | Bond 30/360P2 U | 4,058,000 | $1,509,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,164 | $1,484,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 81,776 | $1,456,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 213,068 | $1,445,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 113,998 | $1,384,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 106,149 | $1,331,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 61,797 | $1,269,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 78,572 | $1,250,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 225,319 | $1,228,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 15,800 | $1,201,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 39,591 | $1,196,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 72,600 | $1,191,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 51,267 | $1,182,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 118,395 | $1,167,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 60,945 | $1,151,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 66,337 | $1,147,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 47,810 | $1,113,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 71,104 | $1,102,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 75,094 | $1,038,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 75,415 | $1,014,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 100,071 | $988,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 29,344 | $840,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10,662 | $768,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 1,000,000 | $664,000 | thousands by filing date | principal |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 125,000 | $563,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 179,401 | $556,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 74,756 | $497,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 38,460 | $345,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 534,174 | $326,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 94,700 | $125,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-013905 | this filing | 2016-02-10 | acceptance time not in the bulk data set |