13F-HR filed by Linden Advisors LP
Linden Advisors LP filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 76 holding rows worth $1,454,090,000.
- Accession
- 0000950123-15-012169
- Filer
- CIK 1279396
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 76 entries on the cover page, a total value of $1,454,090,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,454,090,000 with VALUE read as thousands by filing date, 13F file number 028-10783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| YAHOO INC | 984332AF3 | NOTE 12/0 | 202,630,000 | $196,995,000 | thousands by filing date | principal |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 289,513 | $94,899,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 52,850,000 | $92,152,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 46,415,000 | $60,063,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 54,137,000 | $51,739,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 52,569,000 | $50,050,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 250,000 | $47,907,000 | thousands by filing date | call |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 46,550,000 | $46,163,000 | thousands by filing date | principal |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 44,101,000 | $41,855,000 | thousands by filing date | principal |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 30,000,000 | $39,859,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 35,295,000 | $39,240,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 40,750,000 | $37,964,000 | thousands by filing date | principal |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 39,905,000 | $35,419,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 23,000,000 | $29,900,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 21,145,000 | $29,445,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 16,994,000 | $28,391,000 | thousands by filing date | principal |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAB5 | NOTE 2.500% 9/1 | 29,250,000 | $28,250,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 17,000,000 | $27,384,000 | thousands by filing date | principal |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 31,595,000 | $26,575,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 20,418,000 | $24,360,000 | thousands by filing date | principal |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 700,000 | $23,960,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 20,498,000 | $21,861,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 22,182,000 | $20,707,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 22,836,000 | $20,193,000 | thousands by filing date | principal |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 20,585,000 | $19,531,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 11,250,000 | $18,323,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 15,500,000 | $17,219,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 27,000,000 | $16,940,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 14,779,000 | $16,015,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 144,000 | $15,724,000 | thousands by filing date | call |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 10,500,000 | $15,288,000 | thousands by filing date | principal |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 12,132,000 | $14,599,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 7,500,000 | $12,530,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 9,500,000 | $12,400,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 9,000,000 | $12,177,000 | thousands by filing date | principal |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 15,000,000 | $11,432,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 5,000,000 | $10,193,000 | thousands by filing date | principal |
| FIREEYE INC | 31816Q101 | COM | 316,767 | $10,079,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 8,919,000 | $8,758,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 175,000 | $8,730,000 | thousands by filing date | call |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 5,000,000 | $8,260,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 6,500,000 | $7,351,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 5,000,000 | $6,592,000 | thousands by filing date | principal |
| 51JOB INC | 316827104 | SPONSORED ADS | 238,890 | $6,545,000 | thousands by filing date | |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 8,500,000 | $6,088,000 | thousands by filing date | principal |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 6,500,000 | $6,086,000 | thousands by filing date | principal |
| GOGO INC | 38046C109 | COM | 388,200 | $5,931,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 30,000 | $5,748,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 79,798 | $5,735,000 | thousands by filing date | |
| GORES HLDGS INC | 382866200 | UNIT 99/99/9999 | 500,000 | $5,070,000 | thousands by filing date | |
| GLOBAL PARTNER A | 37954X204 | UNIT | 500,000 | $5,050,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 5,500,000 | $4,825,000 | thousands by filing date | principal |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 4,500,000 | $4,485,000 | thousands by filing date | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 61,940 | $4,481,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 5,000,000 | $4,175,000 | thousands by filing date | principal |
| TLOG 8 06/15/19 | 88165UAB5 | Bond 30/360P2 U | 7,500,000 | $4,030,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 69,500 | $3,788,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 2,500,000 | $3,370,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 3,500,000 | $3,258,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 2,100,000 | $2,442,000 | thousands by filing date | principal |
| ISHARES INC | 464286509 | MSCI CDA ETF | 100,000 | $2,300,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 2,206,000 | $2,018,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 1,500,000 | $1,783,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 9,000 | $1,581,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 49,965 | $1,500,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 100,000 | $1,467,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 129,800 | $1,254,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 5,000 | $1,207,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 107,510 | $1,010,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 11,800 | $403,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 100,000 | $265,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 50,000 | $231,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 170,000 | $184,000 | thousands by filing date | principal |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 120,000 | $175,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 19,400 | $126,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 166,400 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-012169 | this filing | 2015-11-16 | acceptance time not in the bulk data set |