13F-HR filed by Nuveen Asset Management, LLC
Nuveen Asset Management, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 1,555 holding rows worth $17,634,978,000.
- Accession
- 0000950123-15-011959
- Filer
- CIK 1521019
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,555 entries on the cover page, a total value of $17,634,978,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,634,973,000 with VALUE read as thousands by filing date, 13F file number 028-14498. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNuveen Investments, Inc. 028-11405
- included managerNuveen Fund Advisors, LLC 028-11710
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 12,317 | $115,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 17,518 | $114,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 13,514 | $111,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 16,662 | $93,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 12,902 | $87,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 17,596 | $87,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 11,697 | $85,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 11,093 | $78,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 12,946 | $76,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 17,648 | $76,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 11,331 | $72,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 12,383 | $72,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 12,455 | $63,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 10,045 | $61,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 17,687 | $57,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 35,215 | $55,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 27,393 | $54,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 16,215 | $51,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 10,434 | $48,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 20,871 | $48,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 14,692 | $41,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 24,796 | $36,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 17,902 | $34,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 11,692 | $32,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 13,151 | $32,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 606,244 | $30,000 | thousands by filing date | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,056 | $28,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 11,338 | $28,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 11,127 | $25,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 12,959 | $24,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 20,545 | $24,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 522,647 | $23,000 | thousands by filing date | principal |
| Galena Biopharma Inc | 363256108 | COM | 11,572 | $18,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 11,611 | $17,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 303,645 | $16,000 | thousands by filing date | principal |
| HALCON RES CORP | 40537Q209 | COM NEW | 27,162 | $14,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 13,687 | $14,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 410,121 | $13,000 | thousands by filing date | principal |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 17,816 | $13,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 15,921 | $11,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 271,411 | $10,000 | thousands by filing date | principal |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 12,249 | $9,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 12,699 | $9,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 32,025 | $9,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 10,548 | $7,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 92,893 | $7,000 | thousands by filing date | principal |
| KEY ENERGY SVCS INC | 492914106 | COM | 10,187 | $5,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 15,415 | $5,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 10,021 | $4,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 83,973 | $2,000 | thousands by filing date | principal |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 22,311 | $1,000 | thousands by filing date | principal |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 57,470 | $1,000 | thousands by filing date | principal |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 100,634 | $1,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 26,028 | $1,000 | thousands by filing date | principal |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 50,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011959 | this filing | 2015-11-13 | acceptance time not in the bulk data set |