13F-HR filed by M&T Bank Corp
M&T Bank Corp filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 1,860 holding rows worth $14,676,385,000.
- Accession
- 0000950123-15-011885
- Filer
- CIK 36270
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 10,036 entries on the cover page, a total value of $14,676,385,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,676,385,000 with VALUE read as thousands by filing date, 13F file number 028-00267. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerManufacturers & Traders Trust Company 028-03980
- included managerWilmington Trust Investment Advisors, Inc 028-10909
- included managerWilmington Trust National Association 028-03740
- included managerWilmington Trust Company 028-03742
- included managerWilmington Funds Management Corp 028-06601
- included managerWilmington Trust Investment Management, LLC 028-12629
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KIRBY CORP | 497266106 | COM | 3,414 | $212,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 26,175 | $212,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 18,675 | $212,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 16,836 | $212,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 4,500 | $212,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 2,951 | $211,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,835 | $211,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,310 | $210,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,560 | $209,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,406 | $209,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 8,443 | $209,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 5,571 | $209,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 5,526 | $209,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 14,649 | $208,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 3,608 | $208,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 11,383 | $208,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 7,254 | $207,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,413 | $207,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 8,200 | $206,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,383 | $206,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 4,001 | $206,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 7,916 | $206,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 4,574 | $206,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 18,243 | $205,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 5,718 | $205,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 9,952 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,384 | $204,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 24,211 | $204,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 5,072 | $204,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 8,669 | $204,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 3,317 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,108 | $203,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 6,794 | $203,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 200,000 | $203,000 | thousands by filing date | principal |
| NEOVASC INC COM STK | 64065J106 | COM | 41,015 | $203,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,179 | $202,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 54,700 | $202,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 3,970 | $202,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 43,854 | $202,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 6,691 | $201,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 6,092 | $200,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 19,245 | $198,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 19,240 | $198,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 16,238 | $197,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 3,757 | $195,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 10,028 | $194,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 11,221 | $194,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 12,000 | $194,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 11,681 | $193,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,637 | $192,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 11,472 | $190,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 34,580 | $189,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 34,434 | $189,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 10,845 | $188,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 13,658 | $188,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 10,775 | $188,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 21,789 | $187,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 3,405 | $186,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,600 | $185,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 15,612 | $185,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 11,738 | $185,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 18,096 | $182,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 11,611 | $181,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 27,666 | $180,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 18,028 | $178,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 18,401 | $175,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 15,542 | $173,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 12,609 | $173,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 13,429 | $171,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 11,278 | $170,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 17,826 | $169,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 16,929 | $167,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 22,405 | $166,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 16,559 | $163,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 4,928 | $162,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 10,502 | $161,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 14,906 | $159,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 20,000 | $159,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 22,175 | $157,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 30,910 | $157,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 13,184 | $157,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 23,056 | $153,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 20,000 | $152,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 13,990 | $152,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 12,967 | $152,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 75,500 | $151,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 13,000 | $149,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 19,007 | $148,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 11,893 | $147,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 15,630 | $145,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 15,200 | $144,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 14,000 | $142,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 11,289 | $139,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 43,100 | $135,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y108 | COM | 90,817 | $135,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,791 | $128,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 13,196 | $128,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 17,353 | $126,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 17,019 | $126,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 14,604 | $122,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 15,590 | $121,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 19,145 | $121,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 32,400 | $120,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,654 | $120,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 17,837 | $119,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 112,000 | $119,000 | thousands by filing date | principal |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 15,204 | $118,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 15,821 | $117,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 17,266 | $117,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 25,138 | $116,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 15,559 | $114,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 19,105 | $114,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 23,000 | $112,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 10,453 | $111,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 11,515 | $111,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 45,190 | $110,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,794 | $107,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 16,736 | $107,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 17,864 | $105,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 16,291 | $101,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 12,053 | $95,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 13,085 | $93,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 25,000 | $93,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 21,162 | $89,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 36,027 | $89,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 11,902 | $87,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 16,231 | $87,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,580 | $85,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 15,415 | $83,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 12,000 | $83,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 77,000 | $83,000 | thousands by filing date | principal |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 36,451 | $83,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 27,757 | $82,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 29,855 | $80,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 10,147 | $80,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 19,000 | $79,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 10,759 | $79,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 78,000 | $79,000 | thousands by filing date | principal |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 10,342 | $78,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 80,000 | $77,000 | thousands by filing date | principal |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 83,000 | $77,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 79,000 | $76,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 75,000 | $75,000 | thousands by filing date | principal |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 28,353 | $75,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 10,485 | $74,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 16,227 | $73,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 13,421 | $72,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 27,021 | $72,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 70,000 | $72,000 | thousands by filing date | principal |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 10,500 | $71,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 67,000 | $70,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 71,000 | $69,000 | thousands by filing date | principal |
| AGENUS INC | 00847G705 | COM NEW | 14,276 | $66,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 12,700 | $66,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 5,040 | $66,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 67,000 | $65,000 | thousands by filing date | principal |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 17,898 | $63,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 61,000 | $63,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 57,000 | $63,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 61,000 | $62,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 55,000 | $62,000 | thousands by filing date | principal |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 71,000 | $62,000 | thousands by filing date | principal |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 66,000 | $61,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 70,000 | $61,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 57,000 | $61,000 | thousands by filing date | principal |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 16,500 | $59,000 | thousands by filing date | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 4,941 | $56,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 65,000 | $56,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 46,000 | $55,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 57,000 | $55,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 42,000 | $55,000 | thousands by filing date | principal |
| MITEK SYS INC | 606710200 | COM NEW | 17,000 | $54,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 19,570 | $54,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 54,000 | $54,000 | thousands by filing date | principal |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 11,246 | $53,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 51,000 | $53,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 43,000 | $53,000 | thousands by filing date | principal |
| ZYNGA INC. | 98986T108 | CL A | 21,804 | $50,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 13,194 | $50,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 47,000 | $49,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 38,000 | $49,000 | thousands by filing date | principal |
| GROUPON INC | 399473107 | COMMON STOCK | 15,009 | $48,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 18,840 | $48,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 47,000 | $48,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,275 | $47,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 45,000 | $47,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 49,000 | $47,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 50,000 | $47,000 | thousands by filing date | principal |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 50,000 | $47,000 | thousands by filing date | principal |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 46,000 | $47,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 5,800 | $46,000 | thousands by filing date | put |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 14,485 | $46,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 43,000 | $46,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,281 | $45,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 40,000 | $45,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 35,000 | $44,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 35,000 | $44,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 42,000 | $44,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 41,000 | $44,000 | thousands by filing date | principal |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,171 | $43,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 3,200 | $42,000 | thousands by filing date | call |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 36,000 | $41,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 29,000 | $39,000 | thousands by filing date | principal |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 10,028 | $39,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 12,130 | $38,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 41,000 | $38,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 45,000 | $38,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 37,000 | $38,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 29,000 | $34,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 1,300 | $32,000 | thousands by filing date | call |
| CTC MEDIA INC | 12642X106 | COM | 18,184 | $32,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 25,000 | $32,000 | thousands by filing date | principal |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 32,000 | $32,000 | thousands by filing date | principal |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 13,333 | $31,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,000 | $30,000 | thousands by filing date | put |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 30,000 | $30,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 19,000 | $29,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 33,000 | $29,000 | thousands by filing date | principal |
| Broadcom Inc | Y0486S104 | Common | 1,100 | $28,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 37,000 | $27,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 4,000 | $25,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 24,000 | $24,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 23,000 | $23,000 | thousands by filing date | principal |
| Accenture Plc Class A | G1151C101 | COM | 1,000 | $22,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 82,357 | $22,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 10,340 | $22,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 8,600 | $22,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 20,000 | $22,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 24,000 | $22,000 | thousands by filing date | principal |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,000 | $20,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 170,000 | $19,000 | thousands by filing date | put |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 20,000 | $19,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 13,000 | $18,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 15,000 | $18,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 18,000 | $18,000 | thousands by filing date | principal |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 25,000 | $18,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 14,000 | $17,000 | thousands by filing date | principal |
| STEMCELLS INC | 85857R204 | COM NEW | 42,630 | $17,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 20,000 | $16,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 2,000 | $16,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 1,200 | $16,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 16,000 | $16,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 11,000 | $15,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 17,000 | $15,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 15,000 | $15,000 | thousands by filing date | principal |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 11,000 | $15,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 12,300 | $14,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,000 | $14,000 | thousands by filing date | call |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 12,000 | $14,000 | thousands by filing date | principal |
| SYNAPTICS INC COM | 87157D109 | Stock | 800 | $12,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 12,000 | $12,000 | thousands by filing date | principal |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 10,715 | $8,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 800 | $6,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 4,000 | $5,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 700 | $5,000 | thousands by filing date | put |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,000 | $5,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 400 | $5,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 300 | $5,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 1,300 | $5,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 900 | $4,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 800 | $4,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 1,900 | $4,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 400 | $4,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,500 | $4,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 3,500 | $4,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 21,100 | $3,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 400 | $3,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 62,500 | $3,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,400 | $3,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,100 | $3,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 500 | $3,000 | thousands by filing date | put |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 13,957 | $3,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,300 | $3,000 | thousands by filing date | call |
| ACE LTD | H0023R105 | SHS | 1,300 | $3,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 1,800 | $2,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 1,700 | $2,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 6,100 | $2,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 3,100 | $2,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 1,200 | $2,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 500 | $2,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 500 | $2,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 500 | $2,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 500 | $2,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 1,000 | $1,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 300 | $1,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 1,600 | $1,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 6,200 | $1,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 800 | $1,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 12,700 | $1,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 1,000 | $1,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 2,600 | $1,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,800 | $1,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,500 | $1,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 700 | $1,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,000 | $1,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 2,400 | $1,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 600 | $1,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,200 | $1,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 600 | $1,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 500 | $1,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,000 | $1,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 500 | $1,000 | thousands by filing date | put |
| GOOGLE INC | 38259P706 | CL C | 100 | $1,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 500 | $1,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 3,000 | $1,000 | thousands by filing date | call |
| CREE INC | 225447101 | COM | 500 | $1,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 500 | $1,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| American Express Company | 025816109 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AT&T Inc | 00206R102 | COM | 1,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Bank of America Corp | 060505104 | COM | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Chevron Corporation | 166764100 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Citigroup Inc. | 172967424 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Eaton Corp. Plc | G29183103 | COM | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Johnson & Johnson | 478160104 | COM | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MasterCard, Inc | 57636Q104 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Medtronic Plc | G5960L103 | COM | 1,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Pfizer Inc. | 717081103 | COM | 5,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Philip Morris International Inc. | 718172109 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Prologis,Inc. | 74340W103 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Schlumberger Limited | 806857108 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Texas Instruments Incorporated | 882508104 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Walmart Inc. | 931142103 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CORNING INC | 219350105 | COM | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PHILLIPS 66 COM | 718546104 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CARLISLE COS INC COM | 142339100 | Stock | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CROWN CASTLE INC COM | 22822V101 | REIT | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 15,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BAXTER INTL INC | 071813109 | COM | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HELMERICH & PAYNE INC | 423452101 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RELIANCE INC | 759509102 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DOMTAR CORP | 257559203 | COM NEW | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RAYTHEON CO | 755111507 | COM NEW | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLERGAN PLC | G0177J108 | SHS | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELGENE CORP | 151020104 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUNTRUST BANKS INC | 867914103 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 6,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KKR & CO LP | 48248M102 | COMMON STOCK | 3,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 15,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011885 | this filing | 2015-11-13 | acceptance time not in the bulk data set |