13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 3,899 holding rows worth $161,461,477,000.
- Accession
- 0000950123-15-011519
- Filer
- CIK 820027
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A combination report, 7,375 entries on the cover page, a total value of $161,461,477,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $161,461,477,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 469,072 | $18,214,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 1,129,560 | $18,186,000 | thousands by filing date | |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 21,030,000 | $18,180,000 | thousands by filing date | principal |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 589,406 | $18,175,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 437,086 | $18,157,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 5,388,154 | $18,105,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 401,220 | $18,087,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,862,533 | $18,048,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 1,045,632 | $18,048,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 534,408 | $18,037,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 507,564 | $17,951,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 178,944 | $17,921,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 367,327 | $17,885,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 512,484 | $17,848,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 382,680 | $17,844,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 196,409 | $17,793,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 312,771 | $17,789,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 167,258 | $17,784,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 199,537 | $17,779,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 8,140,000 | $17,705,000 | thousands by filing date | principal |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 323,920 | $17,690,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 550,917 | $17,651,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 237,526 | $17,618,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 2,014,698 | $17,588,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 391,263 | $17,577,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 344,759 | $17,569,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 485,432 | $17,528,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 245,763 | $17,522,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 422,642 | $17,446,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 744,012 | $17,418,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 53,350 | $17,416,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 402,177 | $17,393,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 320,651 | $17,353,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 253,101 | $17,333,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 503,210 | $17,331,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 277,861 | $17,310,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 576,638 | $17,276,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 584,138 | $17,259,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 619,645 | $17,258,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,477,974 | $17,246,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 105,741 | $17,194,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 128,013 | $17,155,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 13,030,000 | $17,143,000 | thousands by filing date | principal |
| M&T BANK CORPORATION | 55261F609 | PRF | 15,530 | $17,106,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 246,500 | $17,024,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 315,206 | $17,023,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 278,044 | $17,015,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 598,408 | $17,015,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 342,164 | $16,985,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 519,517 | $16,957,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 284,256 | $16,926,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 468,149 | $16,920,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 22,637 | $16,917,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 387,076 | $16,911,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 181,210 | $16,909,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 397,299 | $16,892,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 267,731 | $16,850,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 566,445 | $16,843,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 108,262 | $16,842,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 191,826 | $16,800,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 124,875 | $16,771,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 13,292,000 | $16,757,000 | thousands by filing date | principal |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 274,044 | $16,716,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 415,183 | $16,715,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 971,843 | $16,696,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 289,220 | $16,683,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 241,835 | $16,665,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 202,630 | $16,594,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 330,613 | $16,480,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 427,171 | $16,472,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 269,948 | $16,405,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 788,041 | $16,376,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 27,140,000 | $16,335,000 | thousands by filing date | principal |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 153,152 | $16,320,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 282,945 | $16,317,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 1,461,967 | $16,316,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 794,171 | $16,304,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 300,887 | $16,302,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 236,591 | $16,290,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 2,088,838 | $16,273,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 133,016 | $16,270,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 212,916 | $16,268,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 318,188 | $16,257,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 278,771 | $16,256,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 256,568 | $16,231,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 13,441,000 | $16,222,000 | thousands by filing date | principal |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 10,109,000 | $16,199,000 | thousands by filing date | principal |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 698,922 | $16,147,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 387,572 | $16,088,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 379,034 | $16,074,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 335,089 | $16,057,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 347,834 | $16,052,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 634,167 | $16,050,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 471,150 | $16,034,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,654,897 | $16,005,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 305,652 | $15,906,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 795,403 | $15,893,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 14,670,000 | $15,892,000 | thousands by filing date | principal |
| PROTO LABS INC | 743713109 | COM | 236,558 | $15,853,000 | thousands by filing date | |
| DB MAND EXCH NOTE 9.61 INTC | 25190H448 | PRF | 545,355 | $15,837,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 455,487 | $15,836,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 304,179 | $15,813,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 483,624 | $15,776,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 157,649 | $15,717,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 263,797 | $15,685,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 574,820 | $15,641,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 372,108 | $15,588,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 470,993 | $15,576,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 735,072 | $15,576,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 108,410 | $15,567,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 350,766 | $15,488,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 1,067,829 | $15,452,000 | thousands by filing date | |
| CTRIP.COM INTER LTD. | 22943FAE0 | CONV | 17,000,000 | $15,447,000 | thousands by filing date | principal |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 295,923 | $15,436,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 299,322 | $15,424,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 260,359 | $15,382,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 384,201 | $15,372,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 547,376 | $15,369,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 141,190 | $15,332,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 303,620 | $15,329,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 565,991 | $15,315,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 116,670 | $15,308,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 661,832 | $15,297,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 253,393 | $15,284,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 849,238 | $15,260,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 317,798 | $15,232,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,163,397 | $15,230,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 338,337 | $15,222,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 379,739 | $15,218,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 464,966 | $15,176,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 221,384 | $15,130,000 | thousands by filing date | |
| SUNEDISON INC | 86732YAJ8 | CONV BND | 30,000,000 | $15,113,000 | thousands by filing date | principal |
| F N B CORP | 302520101 | COM | 1,162,539 | $15,055,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 749,999 | $15,044,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 193,469 | $15,030,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 364,462 | $15,002,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 457,358 | $15,001,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 246,321 | $14,973,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 835,518 | $14,965,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 412,532 | $14,963,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 549,995 | $14,956,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 416,680 | $14,928,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 122,399 | $14,889,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 583,713 | $14,885,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 116,856 | $14,875,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 126,164 | $14,858,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 499,032 | $14,856,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 213,223 | $14,842,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 333,976 | $14,839,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 946,520 | $14,806,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 271,387 | $14,757,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 254,565 | $14,714,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 459,692 | $14,683,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 1,319,406 | $14,678,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 287,399 | $14,669,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 537,326 | $14,648,000 | thousands by filing date | |
| Redwood Trust Inc | 749772AA7 | CONV | 15,590,000 | $14,624,000 | thousands by filing date | principal |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 58,657 | $14,607,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 424,999 | $14,567,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 711,109 | $14,520,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 414,118 | $14,515,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 405,334 | $14,510,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 466,062 | $14,494,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 228,086 | $14,477,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 103,513 | $14,418,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 604,643 | $14,397,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 252,870 | $14,397,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 217,317 | $14,334,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 500,190 | $14,312,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 459,658 | $14,286,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 426,783 | $14,265,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 281,630 | $14,251,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 275,095 | $14,250,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 102,460 | $14,235,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 170,620 | $14,208,000 | thousands by filing date | |
| Linkedin Corp | 53578AAA6 | CONV | 14,430,000 | $14,204,000 | thousands by filing date | principal |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 470,936 | $14,163,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,281,383 | $14,160,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 156,562 | $14,136,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 784,914 | $14,128,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 329,950 | $14,127,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 211,602 | $14,096,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 195,972 | $14,085,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 194,644 | $14,078,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 571,426 | $14,022,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 732,014 | $13,988,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 7,122,000 | $13,963,000 | thousands by filing date | principal |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 430,594 | $13,956,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 188,469 | $13,949,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 456,851 | $13,948,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 622,638 | $13,928,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 376,601 | $13,922,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 508,505 | $13,913,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 705,050 | $13,912,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 331,920 | $13,905,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 65,419 | $13,896,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 190,824 | $13,880,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 396,069 | $13,877,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 215,491 | $13,854,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 195,616 | $13,799,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 722,134 | $13,786,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 19,208,000 | $13,783,000 | thousands by filing date | principal |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 535,815 | $13,771,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 13,430,000 | $13,766,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 291,166 | $13,760,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 262,662 | $13,703,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 505,999 | $13,686,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,863,614 | $13,681,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 11,156,000 | $13,667,000 | thousands by filing date | principal |
| XYLEM INC COM | 98419M100 | Stock | 415,709 | $13,656,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 359,623 | $13,652,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 340,966 | $13,620,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 546,761 | $13,609,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 174,435 | $13,602,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 643,572 | $13,593,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 159,937 | $13,587,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 330,675 | $13,579,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 269,976 | $13,574,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 199,093 | $13,552,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 176,320 | $13,543,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 655,980 | $13,486,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 831,466 | $13,466,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 765,449 | $13,427,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 177,699 | $13,389,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 182,638 | $13,364,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,261,749 | $13,361,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 205,114 | $13,349,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 393,996 | $13,337,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 597,799 | $13,325,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 215,050 | $13,321,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 18,324,000 | $13,309,000 | thousands by filing date | principal |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 787,630 | $13,287,000 | thousands by filing date | |
| A Schulmann | 808194302 | CONV PREF | 14,913 | $13,264,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,636,109 | $13,257,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 427,163 | $13,251,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 270,446 | $13,230,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,916,727 | $13,225,000 | thousands by filing date | |
| GOGO INC | 38046CAA7 | CONV BND | 14,760,000 | $13,189,000 | thousands by filing date | principal |
| DEL MONTE CORP ORD | G36738105 | Stock | 333,605 | $13,179,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 58,094 | $13,130,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 119,865 | $13,109,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 114,603 | $13,087,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 43,066 | $13,069,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 438,935 | $13,022,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 159,428 | $13,010,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 443,322 | $13,005,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,563,119 | $12,989,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 421,697 | $12,987,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 193,696 | $12,984,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 516,388 | $12,961,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 410,043 | $12,925,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 884,865 | $12,920,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 978,292 | $12,914,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,272,644 | $12,904,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 333,334 | $12,902,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 153,087 | $12,876,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 1,091,286 | $12,823,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 168,552 | $12,798,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 481,159 | $12,736,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 938,138 | $12,713,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 363,090 | $12,708,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 234,872 | $12,689,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 9,430,000 | $12,671,000 | thousands by filing date | principal |
| ANIXTER INTL INC | 035290105 | COM | 219,290 | $12,670,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 371,505 | $12,655,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 457,138 | $12,648,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 265,050 | $12,646,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAD3 | CONV BND | 14,000,000 | $12,635,000 | thousands by filing date | principal |
| IMPERVA INC | 45321L100 | COM | 192,452 | $12,603,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 148,849 | $12,576,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 928,137 | $12,575,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 105,077 | $12,563,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 492,350 | $12,560,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 496,693 | $12,516,000 | thousands by filing date | |
| JAMES HARDIE INDUSTRIES-CDI | 470123993 | COM | 1,036,844 | $12,516,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 476,363 | $12,509,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 119,361 | $12,476,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 478,101 | $12,471,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 545,200 | $12,425,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,371,405 | $12,424,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,122,946 | $12,421,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 147,753 | $12,411,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 201,635 | $12,406,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 252,740 | $12,403,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 497,333 | $12,358,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 347,820 | $12,351,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 322,572 | $12,335,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 921,800 | $12,315,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 312,028 | $12,310,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 314,038 | $12,299,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 963,055 | $12,262,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 879,277 | $12,249,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 111,617 | $12,221,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 353,398 | $12,213,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 648,772 | $12,197,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 450,902 | $12,193,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 154,054 | $12,182,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 409,458 | $12,160,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 481,515 | $12,141,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 626,175 | $12,136,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 253,430 | $12,112,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 221,400 | $12,090,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AB6 | CONV | 13,695,000 | $12,086,000 | thousands by filing date | principal |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 102,543 | $12,069,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 203,808 | $12,045,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 211,032 | $12,044,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 292,029 | $12,034,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 211,720 | $12,017,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 586,431 | $12,014,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 234,525 | $12,008,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 440,802 | $12,008,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 103,568 | $11,965,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 185,342 | $11,963,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 478,296 | $11,961,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 222,171 | $11,959,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 347,830 | $11,956,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 117,657 | $11,936,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 60,725 | $11,930,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 238,601 | $11,927,000 | thousands by filing date | |
| COWN 5 5/8 | 223622408 | CONV PRF | 13,900 | $11,919,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 286,953 | $11,914,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 88,833 | $11,903,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 282,636 | $11,894,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 675,651 | $11,891,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 278,685 | $11,883,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 545,746 | $11,874,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 85,439 | $11,865,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 9,150,000 | $11,855,000 | thousands by filing date | principal |
| AZENTA INC | 114340102 | COM | 1,010,610 | $11,835,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 247,114 | $11,835,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 411,147 | $11,811,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 404,834 | $11,810,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 181,703 | $11,805,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 657,471 | $11,794,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 372,385 | $11,786,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 191,957 | $11,762,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,745,150 | $11,762,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 236,496 | $11,733,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 515,296 | $11,723,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 127,484 | $11,723,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 817,176 | $11,702,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 402,940 | $11,656,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 90,228 | $11,624,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 608,715 | $11,615,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 231,007 | $11,606,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 786,499 | $11,587,000 | thousands by filing date | |
| LUKOIL-SPON ADR | 677862104 | ADR | 339,644 | $11,581,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 433,633 | $11,578,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 1,432,807 | $11,562,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,894,536 | $11,500,000 | thousands by filing date | |
| MGM HOLDINGS II INC | G60991737 | COM | 148,702 | $11,496,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 915,813 | $11,472,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 817,482 | $11,469,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 101,175 | $11,466,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 30,558 | $11,459,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,103,475 | $11,398,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 318,721 | $11,391,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,534,745 | $11,357,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 1,213,451 | $11,345,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 423,401 | $11,344,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 6,970,000 | $11,344,000 | thousands by filing date | principal |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 359,712 | $11,334,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,034,890 | $11,332,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 252,220 | $11,323,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 744,423 | $11,322,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033AAA8 | CONV BND | 11,570,000 | $11,318,000 | thousands by filing date | principal |
| EXPRESS INC | 30219E103 | COMMON STOCK | 633,012 | $11,312,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 168,958 | $11,311,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 946,405 | $11,264,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 168,340 | $11,254,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 514,028 | $11,247,000 | thousands by filing date | |
| NXP SEMICONDUCTOR NV | 62952QAA8 | NOTE | 10,180,000 | $11,243,000 | thousands by filing date | principal |
| SYNERGY RES CORP | 87164P103 | COM | 1,146,679 | $11,238,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 284,663 | $11,235,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 361,457 | $11,226,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 248,330 | $11,215,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 231,319 | $11,188,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 482,331 | $11,180,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 378,150 | $11,175,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 275,698 | $11,165,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 231,078 | $11,143,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 628,364 | $11,129,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 808,711 | $11,125,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 348,148 | $11,108,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 403,178 | $11,092,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 1,443,852 | $11,089,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 296,000 | $11,079,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 242,666 | $11,077,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 291,902 | $11,067,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 5,190,000 | $11,019,000 | thousands by filing date | principal |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 224,933 | $11,015,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,658,579 | $10,980,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 146,860 | $10,978,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 297,970 | $10,971,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 530,960 | $10,964,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 173,884 | $10,957,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 136,404 | $10,946,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 426,159 | $10,902,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 283,843 | $10,894,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 689,798 | $10,850,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 522,559 | $10,828,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 270,480 | $10,819,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 172,618 | $10,815,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 292,152 | $10,789,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 430,723 | $10,782,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 199,326 | $10,755,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 837,773 | $10,749,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 154,398 | $10,743,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 198,183 | $10,701,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 397,789 | $10,689,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 547,588 | $10,678,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 638,638 | $10,666,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 617,415 | $10,633,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 10,710,000 | $10,623,000 | thousands by filing date | principal |
| HEALTHCARE | 42225P501 | CL A NEW | 432,913 | $10,612,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 135,388 | $10,604,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 321,826 | $10,588,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 352,038 | $10,565,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 684,407 | $10,561,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 440,029 | $10,560,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 104,473 | $10,532,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 10,002,000 | $10,515,000 | thousands by filing date | principal |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 249,236 | $10,510,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 264,570 | $10,503,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 576,362 | $10,496,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 193,765 | $10,492,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 277,361 | $10,473,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 751,493 | $10,460,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 3,120,476 | $10,453,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y208 | CONV PRF | 16,190 | $10,452,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 165,592 | $10,450,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 106,814 | $10,430,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 251,845 | $10,426,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 8,922 | $10,421,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 428,872 | $10,397,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 631,605 | $10,372,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 354,579 | $10,368,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 116,984 | $10,362,000 | thousands by filing date | |
| HONGKONG LAND HOLDINGS LTD | 438584997 | COM | 1,564,500 | $10,360,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 53 | $10,347,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 46,410 | $10,335,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 222,923 | $10,321,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 388,722 | $10,307,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 2,791,793 | $10,302,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 269,359 | $10,277,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 463,191 | $10,272,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 380,183 | $10,269,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 133,996 | $10,257,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 420,285 | $10,255,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 306,699 | $10,254,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 304,302 | $10,243,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 301,600 | $10,238,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 219,477 | $10,228,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 5,430,000 | $10,228,000 | thousands by filing date | principal |
| CLEARWAY ENERGY INC | 62942XAD0 | BOND | 11,900,000 | $10,227,000 | thousands by filing date | principal |
| XCERRA CORP | 98400J108 | COM | 1,624,957 | $10,206,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 261,442 | $10,199,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,313,920 | $10,195,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 467,239 | $10,191,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,894,453 | $10,172,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 484,939 | $10,169,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 204,796 | $10,138,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 150,056 | $10,136,000 | thousands by filing date | |
| RED HAT INC | 756577AC6 | CONV BND | 8,450,000 | $10,130,000 | thousands by filing date | principal |
| Vanguard Value ETF | 922908744 | SHS | 131,750 | $10,112,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 778,983 | $10,068,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 754,871 | $10,063,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 225,125 | $10,052,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 218,447 | $10,038,000 | thousands by filing date | |
| FHLB MEMBERSHIP STOCK | 4568FHLB2 | COM | 10,004,913 | $10,005,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 482,810 | $10,003,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,016,242 | $10,002,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 195,996 | $9,960,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 6,510,000 | $9,960,000 | thousands by filing date | principal |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 716,058 | $9,937,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 286,290 | $9,928,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 441,446 | $9,906,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 91,071 | $9,900,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 8,950,000 | $9,896,000 | thousands by filing date | principal |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 398,472 | $9,881,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 2,890,000 | $9,847,000 | thousands by filing date | principal |
| CROWN HLDGS INC COM | 228368106 | Stock | 215,501 | $9,845,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 372,684 | $9,842,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 381,794 | $9,839,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 138,618 | $9,836,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 175,100 | $9,803,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 177,100 | $9,795,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 146,514 | $9,761,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 803,741 | $9,726,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 7,691,000 | $9,681,000 | thousands by filing date | principal |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 304,012 | $9,663,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 286,204 | $9,662,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 90,361 | $9,656,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 285,339 | $9,656,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,627,488 | $9,643,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 160,336 | $9,638,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 301,819 | $9,628,000 | thousands by filing date | |
| Twitter Inc | 90184LAA0 | CONV | 11,000,000 | $9,618,000 | thousands by filing date | principal |
| KEYCORP COM | 493267108 | Stock | 739,172 | $9,617,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 182,065 | $9,615,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011519 | this filing | 2015-11-12 | acceptance time not in the bulk data set |