13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-04, with 1,187 holding rows worth $330,507,000.
- Accession
- 0000950123-15-010739
- Filer
- CIK 1418539
- Filed
- 2015-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,191 entries on the cover page, a total value of $330,507,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $330,519,000 with VALUE read as thousands by filing date, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 210 | $2,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 57 | $2,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 33 | $2,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 215 | $2,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 38 | $2,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 83 | $2,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 49 | $2,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 108 | $2,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 67 | $2,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 43 | $2,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 43 | $2,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 127 | $2,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 34 | $2,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| DIAMONDS TRUST SERIES I | 252787106 | EXCHANGE TRADED | 10 | $2,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 60 | $2,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 200 | $2,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 46 | $2,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 109 | $2,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 112 | $2,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 59 | $2,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 102 | $2,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 80 | $2,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 100 | $2,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 90 | $2,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 200 | $2,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 153 | $2,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 218 | $2,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 28 | $2,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 75 | $2,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 149 | $2,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 72 | $2,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268100 | COM | 142 | $2,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 148 | $2,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 327 | $2,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 109 | $2,000 | thousands by filing date | |
| WILDCAT SILVER CORP | 968102103 | COM | 10,000 | $2,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 20 | $1,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 20 | $1,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 25 | $1,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 16 | $1,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 16 | $1,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 46 | $1,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 15 | $1,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 64 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 401 | $1,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 22 | $1,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 22 | $1,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 28 | $1,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 24 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 20 | $1,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 125 | $1,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 20 | $1,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 50 | $1,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 10 | $1,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 24 | $1,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 35 | $1,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 119 | $1,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 18 | $1,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 142 | $1,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 273 | $1,000 | thousands by filing date | |
| MOSAIC CO | 61945A107 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 3,028 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC COM | 82966U103 | Stock | 300 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 57 | $1,000 | thousands by filing date | |
| Cliff Natural Resources, Inc. | 18683k408 | PFD | 300 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 22 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 57 | $1,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 37 | $1,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 44 | $1,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 300 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 600 | $1,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 329 | $1,000 | thousands by filing date | |
| Fox Group Inc. | 652487802 | COM | 96 | $1,000 | thousands by filing date | |
| VACCINOGEN INC | 918641101 | COM | 400 | $1,000 | thousands by filing date | |
| NCI BLDG SYS INC | 628852105 | COM | 124 | $1,000 | thousands by filing date | |
| HOCHSCHILD MINING PLC | G4611M107 | COM | 500 | $1,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Applied Materials,Inc. | 038222105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GREENFORENERGYINC | 39303X109 | STOK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 16 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COGNEX CORP | 192422103 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE GLOBAL INC | 42727E103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E DIGITAL CORPORATN | 26841y103 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHMARK CORP | 844544809 | COMMON STOCK | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARKEMA SPO | 041232109 | USD | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCCW ADR | 70454G207 | Common Stock | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pentair Inc | H6169Q108 | PNR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LEHMAN BROS HLDGS CAP TR PFD SER M 6 | 52520E200 | Preferred | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDEX INC A XXXREGISTRATION REVOKED BY THE SEC EFF: 05/18/18 | 12507E201 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROTHE | 525ESC711 | ESC | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOMUNICACOES DE SAO PAUL | 87929A102 | SPON ADR PFD | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMAGEN INC. | 71715W106 | COM | 630 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP - WARRANT | 92839U115 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R883 | PSHS ULSHT SP500 | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GEN MOTORS CORP SE | 370ESC121 | EQUITY | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mirant Corp (Worthless) | 604675991 | COM | 374 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LASERSIGHT INC NEW | 517924304 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADELPHIA CONTINGENT VALUE | 00685R706 | COM | 15,049 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND EQUITIES INC | 252592100 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGERATI TECHNOLOGIES | 25375L206 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAPESTRY PHARMS INC CHG | 876031204 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEL OFFSHORE TRUST | 872382106 | MUTUAL FUNDS - | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE THERAPEUTICS | 14068E109 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT RES CORP | 85207D103 | EQUS | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Conseco Inc | 208464883 | com | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANS GLOBAL GROUP INC | 89324A109 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Laidlaw EGY Group | 50730N101 | COMM | 700,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITRO TECH | 92851M108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRITANNIA MNG INC | 11040Y104 | COM | 945 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROWLIFE INC COM | 39985X104 | Stock | 6,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMDA OIL GAS INC COM NEW | 67087W203 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESECURESOFT CO | 296423106 | Equities | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRA7 MICROSYSTEMS INC | 84761T109 | Equities | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPRISE INC | 65333Q202 | Equities | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUIDAO HLDG CORP | 229905302 | Equities | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN ARCH RESOURCES | 38079K101 | Equities | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUGAR OIL & GAS CANADA INC | 22208A101 | Equities | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS 8.25XXXESCROW P | 370escbw4 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP 9.25 | 370ESC9S6 | PFDs, REITs, | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN ENERGY GROUP INC | 393036108 | Equities | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYZIPSOFT INC | 628703100 | Equities | 311 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORBIT BRANDS CORP | 68556C108 | Equities | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AAB NATIONAL CO | 000303107 | Equities | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT GOLD CORP | 70337F103 | Equities | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORE MED GROUP INC | 218684108 | Equities | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPER DEAL COM INC | 00210R106 | Equities | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA PERFORMANCE PRODUCTS INC | 90341L102 | Equities | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USAS DIGITAL INC | 90341K104 | Equities | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLASSIFIED AD INC | 00089Y109 | Equities | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CAPITAL HOLDINGS | 02503V109 | Equities | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| North American Palladium Ltd | 65704X109 | Com | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC BLUE ENERGY CORP | 69404A104 | Equities | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| mPhase Technologies Inc | 62472C102 | CS | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCLARO INC | 67555N107 | Equities | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURICO METALS | 05157J108 | COM | 551 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLENERGEN CORP | 185635109 | Equities | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EARTHWORKS ENTERTAINMENT INC | 27032F200 | Equities | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOLOGIX TECH INC | 68230M209 | Equities | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEADIS TECH INC | 52171N103 | Equities | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPORTSEND INC | 84920D102 | Equities | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENER8 MARTIME INC 17WT | Y26889116 | Equities | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Thermal Tech Technologies | 88360h101 | COM | 4,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIGHUB.COM INC | 089865109 | Equities | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUINNESS EXPLORATION | 40204A107 | Equities | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANEL CORP | 47077R109 | Equities | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIRACOR DIAGNOSTICS | 60461S104 | Equities | 1,215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNUM HUNTER RESOURCES CORP | 55973B110 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEGA TECH INC | 244781100 | Equities | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| US CRUDE INTL INC | 911758209 | Equities | 500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Medbox Inc | 58405D100 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAINBOW CORAL CORP | 75081A200 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH SPRINGS RESOURCES CORP | 662546209 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY LABS INC | 254668106 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEAPPS DIGITAL MEDIA INC | 53190A106 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| N.A. PALLADIUM 15RTS | 65704X117 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-010739 | this filing | 2015-11-04 | acceptance time not in the bulk data set |